Shen Kuo


Shen Kuo or Shen Gua, courtesy name Cunzhong and pseudonym Mengqi 'Weng', was a Chinese polymath, scientist, and statesman of the Northern Song dynasty. Shen was a master in many fields of study including mathematics, optics, and horology. In his career as a civil servant, he became a finance minister, governmental state inspector, head official for the Bureau of Astronomy in the Song court, Assistant Minister of Imperial Hospitality, and also served as an academic chancellor. At court his political allegiance was to the Reformist faction known as the New Policies Group, headed by Chancellor Wang Anshi.
In his Dream Pool Essays or Dream Torrent Essays of 1088, Shen was the first to describe the magnetic needle compass, which would be used for navigation. Shen discovered the concept of true north in terms of magnetic declination towards the north pole, with experimentation of suspended magnetic needles and "the improved meridian determined by Shen's measurement of the distance between the pole star and true north". This was the decisive step in human history to make compasses more useful for navigation, and may have been a concept unknown in Europe for another four hundred years.
Alongside his colleague Wei Pu, Shen planned to map the orbital paths of the Moon and the planets in an intensive five-year project involving daily observations, yet this was thwarted by political opponents at court. To aid his work in astronomy, Shen Kuo made improved designs of the armillary sphere, gnomon, sighting tube, and invented a new type of inflow water clock. Shen Kuo devised a geological hypothesis for land formation, based upon findings of inland marine fossils, knowledge of soil erosion, and the deposition of silt. He also proposed a hypothesis of gradual climate change, after observing ancient petrified bamboos that were preserved underground in a dry northern habitat that would not support bamboo growth in his time. He was the first literary figure in China to mention the use of the drydock to repair boats suspended out of water, and also wrote of the effectiveness of the relatively new invention of the canal pound lock. Although not the first to invent camera obscura, Shen noted the relation of the focal point of a concave mirror and that of the pinhole. Shen wrote extensively about movable type printing invented by Bi Sheng, and because of his written works the legacy of Bi Sheng and the modern understanding of the earliest movable type has been handed down to later generations. Following an old tradition in China, Shen created a raised-relief map while inspecting borderlands. His description of an ancient crossbow mechanism he unearthed as an amateur archaeologist proved to be a Jacob's staff, a surveying tool which was not known in Europe until described by Levi ben Gerson in 1321.
Shen Kuo wrote several other books besides the Dream Pool Essays, yet much of the writing in his other books has not survived. Some of Shen's poetry was preserved in posthumous written works. Although much of his focus was on technical and scientific issues, he had an interest in divination and the supernatural, the latter including his vivid description of unidentified flying objects from eyewitness testimony. He also wrote commentary on ancient Daoist and Confucian texts.

Life

Birth and youth

Shen Kuo was born in Qiantang in the year 1031. His father Shen Zhou was a somewhat lower-class gentry figure serving in official posts on the provincial level; his mother was from a family of equal status in Suzhou, with her maiden name being Xu. Shen Kuo received his initial childhood education from his mother, which was a common practice in China during this period. She was very educated herself, teaching Kuo and his brother Pi the military doctrines of her own elder brother Xu Dong. Since Shen was unable to boast of a prominent familial clan history like many of his elite peers born in the north, he was forced to rely on his wit and stern determination to achieve in his studies, subsequently passing the imperial examinations and enter the challenging and sophisticated life of an exam-drafted state bureaucrat.
From about 1040 AD, Shen's family moved around Sichuan province and finally to the international seaport at Xiamen, where Shen's father accepted minor provincial posts in each new location. Shen Zhou also served several years in the prestigious capital judiciary, the equivalent of a national supreme court. Shen Kuo took notice of the various towns and rural features of China as his family traveled, while he became interested during his youth in the diverse topography of the land. He also observed the intriguing aspects of his father's engagement in administrative governance and the managerial problems involved; these experiences had a deep impact on him as he later became a government official. Since he often became ill as a child, Shen Kuo also developed a natural curiosity about medicine and pharmaceutics.
Shen Zhou died in the late winter of 1051, when his son Shen Kuo was 21 years old. Shen Kuo grieved for his father, and following Confucian ethics, remained inactive in a state of mourning for three years until 1054. As of 1054, Shen began serving in minor local governmental posts. However, his natural abilities to plan, organize, and design were proven early in life; one example is his design and supervision of the hydraulic drainage of an embankment system, which converted some one hundred thousand acres of swampland into prime farmland. Shen Kuo noted that the success of the silt fertilization method relied upon the effective operation of sluice gates of irrigation canals.

Official career

In 1063 Shen Kuo successfully passed the imperial examinations, the difficult national-level standard test that every high official was required to pass in order to enter the governmental system. He not only passed the exam however, but was placed into the higher category of the best and brightest students. While serving at Yangzhou, Shen's brilliance and dutiful character caught the attention of Zhang Chu, the Fiscal Intendant of the region. Shen made a lasting impression upon Zhang, who recommended Shen for a court appointment in the financial administration of the central court. Shen would also eventually marry Zhang's daughter, who became his second wife.
In his career as a scholar-official for the central government, Shen Kuo was also an ambassador to the Western Xia dynasty and Liao dynasty, a military commander, a director of hydraulic works, and the leading chancellor of the Hanlin Academy. By 1072, Shen was appointed as the head official of the Bureau of Astronomy. With his leadership position in the bureau, Shen was responsible for projects in improving calendrical science, and proposed many reforms to the Chinese calendar alongside the work of his colleague Wei Pu. With his impressive skills and aptitude for matters of economy and finance, Shen was appointed as the Finance Commissioner at the central court.
As written by Li Zhiyi, a man married to Hu Wenrou, Shen Kuo was Li's mentor while Shen served as an official. According to Li's epitaph for his wife, Shen would sometimes relay questions via Li to Hu when he needed clarification for his mathematical work, as Hu Wenrou was esteemed by Shen as a remarkable female mathematician. Shen lamented: "If only she were a man, Wenrou would be my friend."
While employed by the central government, Shen Kuo was also sent out with others to inspect the granary system of the empire, investigating problems of illegal tax-collection, negligence, ineffective disaster relief, and inadequate water-conservancy projects. While Shen was appointed as the regional inspector of Zhejiang in 1073, the Emperor requested that Shen pay a visit to the famous poet Su Shi, then an administrator in Hangzhou. Shen took advantage of this meeting to copy some of Su's poetry, which he presented to the Emperor indicating that it expressed "abusive and hateful" speech against the Song court; these poems were later politicized by Li Ding and Shu Dan in order to level a court case against Su. With his demonstrations of loyalty and ability, Shen Kuo was awarded the honorary title of a State Foundation Viscount by Emperor Shenzong of Song, who placed a great amount of trust in Shen Kuo. He was even made 'companion to the heir apparent'.
At court Shen was a political favorite of the Chancellor Wang Anshi, who was the leader of the political faction of Reformers, also known as the New Policies Group. Shen Kuo had a previous history with Wang Anshi, since it was Wang who had composed the funerary epitaph for Shen's father, Zhou. Shen Kuo soon impressed Wang Anshi with his skills and abilities as an administrator and government agent. In 1072, Shen was sent to supervise Wang's program of surveying the building of silt deposits in the Bian Canal outside the capital city. Using an original technique, Shen successfully dredged the canal and demonstrated the formidable value of the silt gathered as a fertilizer. He gained further reputation at court once he was dispatched as an envoy to the Khitan Liao dynasty in the summer of 1075. The Khitans had made several aggressive negotiations of pushing their borders south, while manipulating several incompetent Song ambassadors who conceded to the Liao Kingdom's demands. In a brilliant display of diplomacy, Shen Kuo came to the camp of the Khitan monarch at Mt. Yongan, armed with copies of previously archived diplomatic negotiations between the Song and Liao dynasties. Shen Kuo refuted Emperor Daozong's bluffs point for point, while the Song reestablished their rightful border line. In regard to the Lý dynasty of Đại Việt, Shen demonstrated in his Dream Pool Essays that he was familiar with the key players in the prelude to the Sino-Vietnamese War of 1075–1077. With his reputable achievements, Shen became a trusted member of Wang Anshi's elite circle of eighteen unofficial core political loyalists to the New Policies Group.
File:China 11a.jpg|thumb|right|Boundaries of the Northern Song dynasty, the Liao dynasty, and the Western Xia.
Although much of Wang Anshi's reforms outlined in the New Policies centered on state finance, land tax reform, and the Imperial examinations, there were also military concerns. This included policies of raising militias to lessen the expense of upholding a million soldiers, putting government monopolies on saltpetre and sulphur production and distribution in 1076, and aggressive military policy towards Song's northern rivals of the Western Xia and Liao dynasties. A few years after Song dynasty military forces had made victorious territorial gains against the Tanguts of the Western Xia, in 1080 Shen Kuo was entrusted as a military officer in defense of Yanzhou. During the autumn months of 1081, Shen was successful in defending Song dynasty territory while capturing several fortified towns of the Western Xia. The Emperor Shenzong of Song rewarded Shen with numerous titles for his merit in these battles, and in the sixteen months of Shen's military campaign, he received 273 letters from the Emperor. However, Emperor Shenzong trusted an arrogant military officer who disobeyed the emperor and Shen's proposal for strategic fortifications, instead fortifying what Shen considered useless strategic locations. Furthermore, this officer expelled Shen from his commanding post at the main citadel, so as to deny him any glory in chance of victory. The result of this was nearly catastrophic, as the forces of the arrogant officer were decimated; Xinzhong Yao states that the death toll was 60,000. Nonetheless, Shen was successful in defending his fortifications and the only possible Tangut invasion-route to Yanzhou.