Surrender of Japan


The surrender of the Empire of Japan in World War II was announced by Emperor Hirohito on 15 August and formally signed on 2 September 1945, ending the war. By the end of July 1945, the Imperial Japanese Navy was incapable of conducting major operations and an Allied invasion of Japan was imminent. Together with the United Kingdom and China, the United States called for the unconditional surrender of Japan in the Potsdam Declaration on 26 July 1945—the alternative being "prompt and utter destruction".
While publicly stating their intent to fight on to the bitter end, Japan's leaders were privately making entreaties to the publicly neutral Soviet Union to mediate peace on terms more favorable to the Japanese. While maintaining a sufficient level of diplomatic engagement with the Japanese to give them the impression they might be willing to mediate, the Soviets were covertly preparing to attack Japanese forces in Manchuria and Korea in fulfillment of promises they had secretly made to the US and the UK at the Tehran and Yalta Conferences.
On 6 August 1945, at 8:15 am local time, the United States detonated an atomic bomb over the Japanese city of Hiroshima. Sixteen hours later, American president Harry S. Truman called again for Japan's surrender, warning them to "expect a rain of ruin from the air, the like of which has never been seen on this earth." Late on 8 August 1945, in accordance with the Yalta agreements, but in violation of the Soviet–Japanese Neutrality Pact, the Soviet Union declared war on Japan, and soon after midnight on 9 August 1945, the Soviet Union invaded the Japanese puppet state of Manchukuo. Hours later, the U.S. dropped a second atomic bomb on the Japanese city of Nagasaki.
Emperor Hirohito subsequently ordered the Supreme Council for the Direction of the War to accept the terms the Allies had set down in the Potsdam Declaration. After several more days of behind-the-scenes negotiations and a failed coup d'état by hardliners in the Japanese military, Emperor Hirohito gave a recorded radio address across the Empire on 15 August announcing the surrender of Japan to the Allies.
On 28 August, the occupation of Japan began, led by the Supreme Commander for the Allied Powers. The formal surrender ceremony was held on 2 September, aboard the U.S. Navy battleship, at which officials from the Japanese government signed the Japanese Instrument of Surrender, ending hostilities with the Allies. Allied civilians and military personnel alike celebrated V-J Day, the end of the war in the Pacific; however, isolated soldiers and other personnel from Japan's forces scattered throughout Asia and the Pacific refused to surrender for months and years afterwards, some into the 1970s. The role of the atomic bombings in Japan's unconditional surrender, and the ethics of the two attacks, is debated. The state of war formally ended when the Treaty of San Francisco came into force on 28 April 1952. Four years later, Japan and the Soviet Union signed the Soviet–Japanese Joint Declaration of 1956, formally ending their state of war.

Background

By 1945, the Japanese had suffered a string of defeats for nearly two years in the South West Pacific, India, the Marianas campaign, and the Philippines campaign. In July 1944, following the loss of Saipan, General Hideki Tōjō was replaced as prime minister by General Kuniaki Koiso, who declared that the Philippines would be the site of the decisive battle. After the Japanese loss of the Philippines, Koiso in turn was replaced by Admiral Kantarō Suzuki. The Allies captured the nearby islands of Iwo Jima and Okinawa in the first half of 1945. Okinawa was to be a staging area for Operation Downfall, the Allied invasion of the Japanese Home Islands. Following Germany's defeat, the Soviet Union began quietly redeploying its battle-hardened forces from the European theatre to the Far East, in addition to about forty divisions that had been stationed there since 1941, as a counterbalance to the million-strong Kwantung Army.
The Allied submarine campaign and the mining of Japanese coastal waters had largely destroyed the Japanese merchant fleet. With few natural resources, Japan was dependent on raw materials, particularly oil, imported from Manchuria and other parts of the East Asian mainland, and from the conquered territory in the Dutch East Indies. The destruction of the Japanese merchant fleet, combined with the strategic bombing of Japanese industry, had wrecked Japan's war economy. Production of coal, iron, steel, rubber, and other vital supplies was only a fraction of that before the war.
File:Japanese battleship Haruna sunk.jpg|thumb|The rebuilt battlecruiser sank at her moorings in the naval base of Kure on 24 July during a series of bombings
As a result of the losses it had suffered, the Imperial Japanese Navy had ceased to be an effective fighting force. Following a series of raids on the Japanese shipyard at Kure, the only major warships in somewhat fighting order were six aircraft carriers, four cruisers, and one battleship, of which many were heavily damaged and none could be fueled adequately. Although 19 destroyers and 38 submarines were still operational, their use was also limited by the lack of fuel.

Defense preparations

Faced with the prospect of an invasion of the Home Islands, starting with Kyūshū, and the prospect of a Soviet invasion of Manchuria—Japan's last source of natural resources—the War Journal of the Imperial Headquarters concluded in 1944:
As a final attempt to stop the Allied advances, the Japanese Imperial High Command planned an all-out defense of Kyūshū codenamed Operation Ketsugō. This was to be a radical departure from the defense in depth plans used in the invasions of Peleliu, Iwo Jima, and Okinawa. Instead, everything was staked on the beachhead; more than 3,000 kamikazes would be sent to attack the amphibious transports before troops and cargo were disembarked on the beach.
If this did not drive the Allies away, they planned to send another 3,500 kamikazes along with 5,000 Shin'yō suicide motorboats and the remaining destroyers and submarines—"the last of the Navy's operating fleet"—to the beach. If the Allies had fought through this and successfully landed on Kyūshū, 3,000 planes would have been left to defend the remaining islands, although Kyūshū would be "defended to the last" regardless. The strategy of making a last stand at Kyūshū was based on the assumption of continued Soviet neutrality.

Supreme Council for the Direction of the War

Japanese policy-making centered on the Supreme Council for the Direction of the War, the so-called "Big Six"—the Prime Minister, Minister of Foreign Affairs, Minister of the Army, Minister of the Navy, Chief of the Army General Staff, and Chief of the Navy General Staff. At the formation of the Suzuki government in April 1945, the council's membership consisted of:
All of these positions were nominally appointed by the Emperor and their holders were answerable directly to him. Nevertheless, Japanese civil law from 1936 required that the Army and Navy ministers had to be active duty flag officers from those respective services while Japanese military law from long before that time prohibited serving officers from accepting political offices without first obtaining permission from their respective service headquarters which, if and when granted, could be rescinded at any time. Thus, the Japanese Army and Navy effectively held a legal right to nominate their respective ministers, in addition to the effective right to order their respective ministers to resign their posts.
Strict constitutional convention dictated that a prospective Prime Minister could not assume the premiership, nor could an incumbent Prime Minister remain in office, if he could not fill all of the cabinet posts. Thus, the Army and Navy could prevent the formation of undesirable governments, or by resignation bring about the collapse of an existing government.
Emperor Hirohito and Lord Keeper of the Privy Seal Kōichi Kido also were present at some meetings, following the Emperor's wishes. Iris Chang reports that the Japanese destroyed, hid or falsified most of their secret wartime documents before General MacArthur arrived."

Japanese leadership divisions

For the most part, Suzuki's military-dominated cabinet favored continuing the war. For the Japanese, surrender was unthinkable—Japan had never been successfully invaded or lost a war in its history. Only Mitsumasa Yonai, the Navy minister, was known to desire an early end to the war. According to historian Richard B. Frank:
After the war, Suzuki and others from his government and their apologists claimed they were secretly working towards peace, and could not publicly advocate it. They cite the Japanese concept of haragei—"the art of hidden and invisible technique"—to justify the dissonance between their public actions and alleged behind-the-scenes work. However, many historians reject this. Robert J. C. Butow wrote:
Japanese leaders had always envisioned a negotiated settlement to the war. Their prewar planning expected a rapid expansion and consolidation, an eventual conflict with the United States, and finally a settlement in which they would be able to retain at least some new territory they had conquered. By 1945, Japan's leaders were in agreement that the war was going badly, but they disagreed over the best means to negotiate its end. There were two camps: the so-called "peace" camp favored a diplomatic initiative to persuade Joseph Stalin, the leader of the Soviet Union, to mediate a settlement between the Allies and Japan; and the hardliners who favored fighting one last "decisive" battle that would inflict so many casualties on the Allies that they would be willing to offer more lenient terms. Both approaches were based on Japan's experience in the Russo–Japanese War, forty years earlier, which consisted of a series of costly but largely indecisive battles, followed by the decisive naval Battle of Tsushima.
In February 1945, Prince Fumimaro Konoe gave Emperor Hirohito a memorandum analyzing the situation, and told him that if the war continued, the imperial family might be in greater danger from an internal revolution than from defeat. According to the diary of Grand Chamberlain Hisanori Fujita, the Emperor, looking for a decisive battle, replied that it was premature to seek peace "unless we make one more military gain". Also in February, Japan's treaty division wrote about Allied policies towards Japan regarding "unconditional surrender, occupation, disarmament, elimination of militarism, democratic reforms, punishment of war criminals, and the status of the emperor." Allied-imposed disarmament, Allied punishment of Japanese war criminals, and especially occupation and removal of the Emperor, were not acceptable to the Japanese leadership.
On 5 April, the Soviet Union gave the required 12 months' notice that it would not renew the five-year Soviet–Japanese Neutrality Pact. Unknown to the Japanese, at the Tehran Conference in November–December 1943, it had been agreed that the Soviet Union would enter the war against Japan once Germany was defeated. At the Yalta Conference in February 1945, the United States had made substantial concessions to the Soviets to secure a promise that they would declare war on Japan within three months of the surrender of Germany. Although the five-year Neutrality Pact did not expire until 5 April 1946, the announcement caused the Japanese great concern, because Japan had amassed its forces in the South to repel the inevitable US attack, thus leaving its Northern islands vulnerable to Soviet invasion. Soviet Foreign Minister Vyacheslav Molotov, in Moscow, and Yakov Malik, Soviet ambassador in Tokyo, went to great lengths to assure the Japanese that "the period of the Pact's validity has not ended".
At a series of high-level meetings in May, the Big Six first seriously discussed ending the war, but none of them on terms that would have been acceptable to the Allies. Because anyone openly supporting Japanese surrender risked assassination by zealous army officers, the meetings were closed to anyone except the Big Six, the Emperor, and the Privy Seal. No second or third-echelon officers could attend. At these meetings, despite the dispatches from Japanese ambassador Satō in Moscow, only Foreign Minister Tōgō realized that Roosevelt and Churchill might have already made concessions to Stalin to bring the Soviets into the war against Japan. Tōgō had been outspoken about ending the war quickly. As a result of these meetings, he was authorized to approach the Soviet Union, seeking to maintain its neutrality, or to form an alliance.
In keeping with the custom of a new government declaring its purposes, following the May meetings the Army staff produced a document, "The Fundamental Policy to Be Followed Henceforth in the Conduct of the War," which stated that the Japanese people would fight to extinction rather than surrender. This policy was adopted by the Big Six on 6 June. Documents submitted by Suzuki at the same meeting suggested that, in the diplomatic overtures to the USSR, Japan adopt the following approach:
On 9 June, the Emperor's confidant Marquis Kōichi Kido wrote a "Draft Plan for Controlling the Crisis Situation," warning that by the end of the year Japan's ability to wage modern war would be extinguished and the government would be unable to contain civil unrest. "... We cannot be sure we will not share the fate of Germany and be reduced to adverse circumstances under which we will not attain even our supreme object of safeguarding the Imperial Household and preserving the national polity." Kido proposed that the Emperor take action, by offering to end the war on "very generous terms." Kido proposed that Japan withdraw from the formerly European colonies it had occupied provided they were granted independence and also proposed that Japan recognize the independence of the Philippines, which Japan had already mostly lost control of and to which it was well known that the U.S. had long been planning to grant independence. Finally, Kido proposed that Japan disarm provided this not occur under Allied supervision and that Japan for a time be "content with minimum defense." Kido's proposal did not contemplate Allied occupation of Japan, prosecution of war criminals or substantial change in Japan's system of government, nor did Kido suggest that Japan might be willing to consider relinquishing territories acquired prior to 1937 including Formosa, Karafuto, Korea, the formerly German islands in the Pacific and even Manchukuo. With the Emperor's authorization, Kido approached several members of the Supreme Council, the "Big Six." Tōgō was very supportive. Suzuki and Admiral Mitsumasa Yonai, the Navy minister, were both cautiously supportive; each wondered what the other thought. General Korechika Anami, the Army minister, was ambivalent, insisting that diplomacy must wait until "after the United States has sustained heavy losses" in Operation Ketsugō.
In June, the Emperor lost confidence in the chances of achieving a military victory. The Battle of Okinawa was lost, and he learned of the weakness of the Japanese army in China, of the Kwantung Army in Manchuria, of the navy, and of the army defending the Home Islands. The Emperor received a report by Prince Higashikuni from which he concluded that "it was not just the coast defense; the divisions reserved to engage in the decisive battle also did not have sufficient numbers of weapons." According to the Emperor:
On 22 June, the Emperor summoned the Big Six to a meeting. Unusually, he spoke first: "I desire that concrete plans to end the war, unhampered by existing policy, be speedily studied and that efforts made to implement them." It was agreed to solicit Soviet aid in ending the war. Other neutral nations, such as Switzerland, Sweden, and the Vatican City, were known to be willing to play a role in making peace, but they were so small they were believed unable to do more than deliver the Allies' terms of surrender and Japan's acceptance or rejection. The Japanese hoped that the Soviet Union could be persuaded to act as an agent for Japan in negotiations with the United States and Britain.