Protectorate
A protectorate, in the context of international relations, is a state or territory that is under protection by another state for defence against aggression and other violations of law. It is a dependent territory that enjoys autonomy over most of its internal affairs, while still recognizing the suzerainty of a more powerful sovereign state without being a possession. In exchange, the protectorate usually accepts specified obligations depending on the terms of their arrangement. Usually protectorates are established de jure by a treaty. Under certain conditions—as with Egypt under the British#Veiled Protectorate |Egypt under British rule] —a state can also be labelled as a de facto protectorate or a veiled protectorate. Protectorates can also be a federation of multiple dependent states, such as with the Aden protectorate.
A protectorate is different from a colony as it has local rulers, is not directly possessed, and rarely experiences colonization by the suzerain state. A state that is under the protection of another state while retaining its International legal personality is called a "protected state", not a protectorate.
History
Protectorates are one of the oldest features of international relations, dating back to the Roman Empire. Civitates foederatae were cities that were subordinate to Rome for their foreign relations. In the Middle Ages, Andorra was a protectorate of France and Spain. Modern protectorate concepts were devised in the nineteenth century.Typology
Foreign relations
In practice, a protectorate often has direct foreign relations only with the protector state, and transfers the management of all its more important international affairs to the latter. Similarly, the protectorate rarely takes military action on its own but relies on the protector for its defence. This is distinct from annexation, in that the protector has no formal power to control the internal affairs of the protectorate.Protectorates differ from League of Nations mandates and their successors, United Nations trust territories, whose administration is supervised, in varying degrees, by the international community. A protectorate formally enters into the protection through a bilateral agreement with the protector, while international mandates are stewarded by the world community-representing body, with or without a de facto administering power.
Protected state
A protected state has a form of protection where it continues to retain an "international personality" and enjoys an agreed amount of independence in conducting its foreign policy.For political and pragmatic reasons, the protection relationship is not usually advertised, but described with euphemisms such as "an independent state with special treaty relations" with the protecting state. A protected state appears on world maps just as any other independent state.
International administration of a state can also be regarded as an internationalized form of protection, where the protector is an international organisation rather than a state.
Colonial protection
Multiple regions—such as the Colony and Protectorate of Nigeria, the Colony and Protectorate of Lagos, and similar—were subjects of colonial protection. Conditions of protection are generally much less generous for areas of colonial protection. The protectorate was often reduced to a de facto condition similar to a colony, but with the pre-existing native state continuing as the agent of indirect rule. Occasionally, a protectorate was established by another form of indirect rule: a chartered company, which becomes a de facto state in its European home state, allowed to be an independent country with its own foreign policy and generally its own armed forces.In fact, protectorates were often declared despite no agreement being duly entered into by the state supposedly being protected, or only agreed to by a party of dubious authority in those states. Colonial protectors frequently decided to reshuffle several protectorates into a new, artificial unit without consulting the protectorates, without being mindful of the theoretical duty of a protector to help maintain a protectorate's status and integrity. The Berlin agreement of February 26, 1885, allowed European colonial powers to establish protectorates in Black Africa by diplomatic notification, even without actual possession on the ground. This aspect of history is referred to as the Scramble for Africa. A similar case is the formal use of such terms as colony and protectorate for an amalgamation—convenient only for the colonizer or protector—of adjacent territories, over which it held sway by protective or "raw" colonial power.
Amical protection
In amical protection—as in Britain's relationship with the United States of the Ionian Islands from 1815 to 1864—the terms are often very favourable for the protectorate. The political interest of the protector is frequently moral. The protector's interest may be in countering a rival or enemy power—such as preventing the rival from obtaining or maintaining control of areas of strategic importance. This may involve a very weak protectorate surrendering control of its external relations but may not constitute any real sacrifice, as the protectorate may not have been able to have a similar use of them without the protector's strength.The great powers frequently extended amical protection to other Christian states, and to states of no significant importance. After 1815, non-Christian states also provided amical protection to other, much weaker states.
In modern times, a form of amical protection can be seen as an important or defining feature of microstates. According to the definition proposed by Dumienski : "microstates are modern protected states, i.e. sovereign states that have been able to unilaterally depute certain attributes of sovereignty to larger powers in exchange for benign protection of their political and economic viability against their geographic or demographic constraints".
List of protectorates
Brazil
Imperial protectoratesRepublican protectorates
- Independent State of Acre
British Empire
List of former British protectorates
Americas
- Barbados
Arab world
- Aden Protectorate ; precursor state of South Yemen
- * Eastern Protectorate States ; later the Protectorate of South Arabia
- ** Kathiri
- ** Mahra
- ** Qu'aiti
- ** Upper Yafa
- ** Hawra
- ** Irqa
- * Western Protectorate States; later the Federation of South Arabia, including Aden Colony
- ** Wahidi Sultanates
- ** Beihan
- ** Dhala and Qutaibi
- ** Fadhli
- ** Lahej
- ** Lower Yafa
- ** Audhali
- ** Haushabi
- ** Upper Aulaqi Sheikhdom
- ** Upper Aulaqi Sultanate
- ** Lower Aulaqi
- ** Alawi
- ** Aqrabi
- ** Dathina
- ** Shaib
- Sultanate of Egypt
- Anglo-Egyptian Sudan
Asia
- Sultanate of Maldives
- Manipur Kingdom
- North Borneo
- Various British Raj Princely States – The princely states were lower in status than protectorates as the British reserved the right to interfere in internal matters under the principle of British Paramountcy.
Europe
- British Cyprus
- Malta Protectorate
- Ionian islands
Sub-Saharan Africa
- Protectorate
- Bechuanaland Protectorate
- East Africa Protectorate
- Gambia Colony and Protectorate*
- Kenya Protectorate*
- Nigeria*
- Nigeria Protectorate">Colonial Nigeria">Nigeria Protectorate
- Northern Territories of the Gold Coast
- Nyasaland Protectorate
- Sierra Leone Protectorate*
- Southern Nigeria Protectorate
- Swaziland |Swaziland]
- Uganda Protectorate
- Walvis Bay
Oceania
- British New Guinea
- British Solomon Islands
- Cook Islands
- Niue
- Tokelau
List of former British protected states
- Emirate of Nejd
- Sultanate of Nejd
- Kingdom of Hejaz and Nejd
- Federation of Malaya
- *
- **
- *** Sungai Ujong
- *** Jelebu
- **
- **
- **
- * Unfederated Malay States
- **
- *** Muar
- **
- **
- **
- **
- British Residency of the Persian Gulf ; headquarters based at Bushehr, Persia
- * Persia
- * Bahrain
- * Sheikhdom of Kuwait
- * Qatar
- * ; precursor state of the UAE
- ** Abu Dhabi
- ** Ajman
- ** Dubai
- ** Fujairah
- ** Ras Al Khaimah
- ** Sharjah
- *** Kalba
- ** Umm al-Qaiwain
- *
- Sultanate of Maldives
- Swaziland
China
- Han dynasty:
- * Protectorate of the Western Regions
- Tang dynasty:
- * Protectorate General to Pacify the West
- * Protectorate General to Pacify the North
- * Protectorate General to Pacify the East
- * Protectorate General to Pacify the South
- Yuan dynasty:
- * Goryeo
- Qing dynasty:
- * Tibet
Dutch Empire
[Sumatra]
- Tarumon Kingdom
- Langkat Sultanate
- Deli Sultanate
- Asahan Sultanate
- Bila
- Tasik
- Siak Sultanate
- Sungai Taras
- Panei
- Sultanate of Serdang
- Indragiri Sultanate
- Jambi Sultanate
- Kuala
- Pelalawan
- Siantar
- Tanah Jawa
[Riau Archipelago]
- Lingga-Riau
[Java]
- Banten
- Cirebon
- Yogjakarta Sultanate
- Mataram Sultanate
- Principality of Mangkunegara
- Duchy of Pakualaman
- Semarang
[Bali]
- Klungkung
- Badung
- Bangli
- Buleleng
- Gianyar
- Jembrana
- Karang Asem
- Tabanan
[Lombok]
- Lombok
- Sumbawa
- Bima
- Dompu
[Flores] and Solor
- Larantuka
- Tanah Kuna Lima
- Ndona
- Sikka
Borneo">Kalimantan">Borneo
- Sultanate of Banjar
- Pontianak Sultanate
- Sambas Sultanate
- Kubu
- Landak
- Mempawah Kingdom
- Sanggau Kingdom
- Sekadau
- Simpang
- Sintang
- Sukadana
- Kota Waringin Sultanate
- Kutai Kertanegara Sultanate
- Gunung Tabur
- Bulungan Sultanate
- Simbaliung
- Kubu
- Tayan
Celebes">Sulawesi">Celebes
- Gowa Sultanate
- Bone Sultanate
- Bolaang Mongonduw
- Laiwui
- Luwu
- Soppeng
- Butung
- Siau
- Banggai
- Tallo
- Wajo
- Tabukan
Ajattappareng">Ajatappareng">Ajattappareng Confederacy (1905–c. 1949)
- Malusetasi
- Rapang
- Swaito
- Sidenreng
- Supa
Mabbatupappeng Confederacy (1906–c. 1949)
- Barru
- Soppengriaja
- Tanette
Mandar Confederacy (1906–c. 1949)
- Balangnipa
- Binuang
- Cenrana
- Majene
- Mamuju
- Pambauang
- Tapalang
Massenrempulu Confederacy (1905–c. 1949)
- Allah
- Batulapa
- Bontobatu
- Enrekang
- Kasa
- Maiwa
- Malua
Moluccas">Maluku Islands">Moluccas
- Ternate Sultanate
- Bacan Sultanate
- Tidore
[West Timor] and Alor
- Amanatun
- Amanuban
- Amarasi
- Amfoan
- Beboki
- Belu
- Insana
- Sonbai Besar
- Sonbai Kecil
- Roti
- TaEbenu
[New Guinea]
- Dutch New Guinea:
- * Kaimana Sultanate
Egypt
- – although it claimed the former territory of Mandatory Palestine, the polity only held control of the Gaza Strip. It was recognized by Egypt, Iraq, Lebanon, Saudi Arabia, Syria and Yemen; but not Transjordan who would Jordanian [annexation of the West Bank|annex] the West Bank in 1950.
France
Africa
"Protection" was the formal legal structure under which French colonial forces expanded in Africa between the 1830s and 1900. Almost every pre-existing state that was later part of French West Africa was placed under protectorate status at some point, although direct rule gradually replaced protectorate agreements. Formal ruling structures, or fictive recreations of them, were largely retained—as with the low-level authority figures in the French Cercles—with leaders appointed and removed by French officials.- Benin traditional states:
- * Independent of Danhome, under French protectorate, from 1889
- * Porto-Novo a French protectorate, 23 February 1863 – 2 January 1865. Cotonou a French Protectorate, 19 May 1868. Porto-Novo French protectorate, 14 April 1882.
- Central African Republic traditional states:
- * French protectorate over Dar al-Kuti, 12 December 1897
- * French protectorate over the Sultanate of Bangassou, 1894
- Chad: Baghirmi state 20 September 1897 a French protectorate
- Côte d'Ivoire: 10 January 1889 French protectorate of Ivory Coast
- Guinea: 5 August 1849 French protectorate over coastal region;.
- Niger, Sultanate of Damagaram, 30 July 1899 under French protectorate over the native rulers, titled Sarkin Damagaram or Sultan
- Senegal: 4 February 1850 First of several French protectorate treaties with local rulers
- Comoros traditional states:
- * Grande Comore, Mohéli and Anjouan were French protectorates from 6 January 1886 until 25 July 1912, when annexed.
- Present Djibouti was originally, from 24 June 1884, the Territory of Obock and Protectorate of Tadjoura, a French protectorate recognized by Britain on 9 February 1888, renamed on 20 May 1896 as French Somaliland.
- Mauritania: 12 May 1903 French protectorate; within Mauritania several traditional states:
- * Adrar emirate from 9 January 1909 French protectorate
- * The Taganit confederation's emirate, from 1905 under French protectorate.
- * Brakna confederation's emirate
- * Emirate of Trarza: 15 December 1902 placed under French protectorate status.
- Morocco – most of the sultanate was under French protectorate although, in theory, it remained a sovereign state under the Treaty of Fez; this fact was confirmed by the International Court of Justice in 1952.
- * The northern part of Morocco was under Spanish protectorate in the same period.
- Traditional Madagascar States
- * Kingdom of Imerina under French protectorate, 1882. French Madagascar colony, 28 February 1897.
- Tunisia : became a French protectorate by treaty
Asia
- French Indochina until 1953/54:
- * Annam and Tonkin 6 June 1884
- * Cambodia 11 August 1863
- * Laos 3 October 1893
- * Vietnam 6 June 1884
Europe
- Neapolitan Republic
- Rhenish Republic
- Saar Protectorate, not colonial or amical, but a former part of Germany that would by referendum return to it, in fact a re-edition of a former League of Nations mandate. Most French protectorates were colonial.
Oceania
- French Polynesia, mainly the Society Islands. All eventually were annexed by 1889.
- * Tahiti becomes a French protectorate, 1842–1880
- * Raiatea and Tahaa
- * Mangareva a French protectorate, 16 February 1844 and 30 November 1871
- Wallis and Futuna:
- * Wallis declared to be a French protectorate by King of Uvea and Captain Mallet, 4 November 1842. Officially in a treaty becomes a French protectorate, 5 April 1887.
- * Sigave and Alo on the islands of Futuna and Alofi signed a treaty establishing a French protectorate on 16 February 1888.
Germany
India
- Bhutan.
- Kingdom of Sikkim, later 1975 [Sikkimese monarchy referendum|acceded] to India as State of Sikkim.
Italy
- The Albanian Republic and the Albanian Kingdom
- Monaco under amical Protectorate of the Kingdom of Sardinia 20 November 1815 to 1860.
- Ethiopia : 2 May 1889 Treaty of Wuchale, in the Italian language version, stated that Ethiopia was to become an Italian protectorate, while the Ethiopian Amharic language version merely stated that the Emperor could, if he so chose, go through Italy to conduct foreign affairs. When the differences in the versions came to light, Emperor Menelik II abrogated first the article in question, and later the whole treaty. The event culminated in the First Italo-Ethiopian War, in which Ethiopia was victorious and defended her sovereignty in 1896.
- Libya: on 15 October 1912 Italian protectorate declared over Cirenaica until 17 May 1919.
- Benadir Coast in Somalia: 3 August 1889 Italian protectorate, until 16 March 1905 when it changed to Italian Somaliland.
- * Majeerteen Sultanate since 7 April 1889 under Italian protectorate, then in 1927 incorporated into the Italian colony.
- * Sultanate of Hobyo since December 1888 under Italian protectorate, then in October 1925 incorporated into the Italian colony.
Japan
- Korean Empire
- Manchukuo
- Mengjiang
Poland
- Kaffa
Portugal
- Cabinda , Portugal first claimed sovereignty over Cabinda in the February 1885 Treaty of Simulambuco, which gave Cabinda the status of a protectorate of the Portuguese Crown under the request of "the princes and governors of Cabinda".
- Kingdom of Kongo
- Gaza Empire, now part of Mozambique
- Angoche Sultanate
- Kingdom of Larantuka
Russia and the Soviet Union
- Cossack Hetmanate
- Kingdom of Kartli-Kakheti
- Kingdom of Imereti
- Revolutionary Serbia
- Principality of Serbia, now part of Serbia
- Principality of Moldova, now part of Moldova, Romania and Ukraine
- Principality of Wallachia
- Emirate of Bukhara
- Khanate of Khiva
- Uryankhay Krai
- Second East Turkestan Republic, now part of Xinjiang, China
''De facto''
- South Ossetia
- Transnistria
- Abkhazia
- Donetsk People's Republic
- Luhansk People's Republic
- Republic of Artsakh
Spain
- Spanish Morocco protectorate from 27 November 1912 until 2 April 1958.
- Sultanate of Sulu
Turkey and the Ottoman Empire
- Principality of Wallachia
- Principality of Moldavia
- Principality of Samtskhe
- Kingdom of Imereti
- Principality of Svaneti
- Principality of Abkhazia
- Principality of Mingrelia
- Maldives
- Aceh Sultanate
- Principality of Transylvania
- Principality of Guria
- Cossack Hetmanate
- Principality of Serbia
- United Principalities of Romania
- Principality of Bulgaria
''De facto''
- Hatay State
- Northern Cyprus
United Nations
United States
- Republic of Negros
- Republic of Zamboanga
- Sultanate of Sulu
Contemporary usage
- District of Columbia
- American Samoa
- Guam
- Northern Mariana Islands
- Puerto Rico
- U.S. Virgin Islands
Joint protectorates
- Republic of Ragusa, a joint Habsburg Austrian–Ottoman Turkish protectorate
- The United States of the Ionian Islands and the Septinsular Republic were federal republics of seven formerly Venetian Ionian Islands |Ithaca], Cerigo, and Paxos, officially under joint protectorate of the allied Christian powers, de facto a British amical protectorate from 1815 to 1864.
- [Anglo-Egyptian Sudan
- Independent State of Croatia