Paperback
A paperback book is one with a thick paper or paperboard cover, also known as wrappers, and often held together with glue rather than stitches or staples. In contrast, hardback books are bound with cardboard covered with cloth, leather, paper, or plastic.
Inexpensive books bound in paper have existed since at least the 19th century in such forms as pamphlets, yellowbacks and dime novels. Modern paperbacks can be differentiated from one another by size. In the United States, there are "mass-market paperbacks" and larger, more durable "trade paperbacks". In the United Kingdom, there are A-format, B-format, and the largest C-format sizes.
Paperback editions of books are issued when a publisher decides to release a book in a low-cost format. Lower-quality paper, glued bindings, and the lack of a hard cover may contribute to the lower cost of paperbacks. In the early days of modern paperbacks, the 1930s and 1940s, they were sold as a cheaper, less permanent, and more convenient alternative to traditional hardcover books, as the name of the first American paperback publisher, Pocket Books, indicates. In addition, the Pocket Books edition of Wuthering Heights, one of the first ten books it published in 1939, emphasized the impermanence of paperbacks by telling readers: "if you enjoyed it so much you may wish to own it in a more permanent edition", they could return the 25 cent book to Pocket Books with an additional 70 cents and it would send them a copy of the 95 cent Modern Library edition "substantially bound in durable cloth."
Since the mid-20th century, paperbacks can also be the preferred medium when a book is not expected to be a major seller and the publisher wishes to release the book without a large investment. Examples include many novels and newer editions or reprintings of older books.
Because paperbacks tend to have smaller profit margins, many publishers try to balance the profit to be made by selling fewer hardcovers against the potential profit to be made by selling more paperbacks with a smaller profit per unit. First editions of many modern books, especially genre fiction, are issued in paperback. Best-selling books, on the other hand, may maintain sales in hardcover for an extended period to reap the greater profits that the hardcovers provide.
History
The early 19th century saw numerous improvements in the printing, publishing and book-distribution processes, with the introduction of steam-powered printing presses, pulp mills, automatic type setting, and a network of railways. These innovations enabled the likes of Simms and McIntyre of Belfast, Routledge & Sons and Ward & Lock to mass-produce cheap uniform yellowback or paperback editions of existing works, and distribute and sell them across the British Isles, principally via the ubiquitous W. H. Smith & Sons newsagent found at most urban British railway stations. These paper bound volumes were offered for sale at a fraction of the historical cost of a book, and were of a smaller format,, aimed at the railway traveller. The Routledge's Railway Library series of paperbacks remained in print until 1898, and offered the traveling public 1,277 unique titles.The Continental market also supported examples of cheap paper-bound books:
Bernhard Tauchnitz started the Collection of British and American Authors in 1841. These inexpensive, paperbound editions, a direct precursor to mass-market paperbacks, eventually ran to over 5,000 volumes. Reclam published Shakespeare in this format from October 1857 and went on to pioneer the mass market paperbound Universal-Bibliothek series from 10 November 1867.
The early years: 1930–1950
The German publisher Albatross Books revised the 20th-century mass-market paperback format in 1931, but the approach of World War II cut the experiment short. Albatross' innovations included a standardized size, use of new sans-serif fonts, use of logo and type on the cover without an illustration, and color-coding the covers by genre.In 1935, British publisher Allen Lane, investing his own capital, initiated the paperback revolution in the English-language book market by releasing ten reprint titles to launch the Penguin Books imprint. They adopted many of Albatross's innovations, including a conspicuous logo, using only type on the cover, and color-coded covers for different genres.
The first book on Penguin's 1935 list was André Maurois' Ariel.
Lane intended to produce inexpensive books. He purchased paperback rights from publishers, ordered large print runs to keep unit prices low, and looked to non-traditional book-selling retail locations. Booksellers were initially reluctant to buy his books, but when Woolworths placed a large order, the books sold extremely well. After that initial success, booksellers showed more willingness to stock paperbacks, and the name "Penguin" became closely associated with the word "paperback" in Great Britain.
In the United States, Robert de Graaf created the Pocket Books label in 1939, partnering with Simon & Schuster to issue a similar line of reprints. Because at first Pocket Books was the only publisher of paperbacks, the term "pocket book" became synonymous with paperback in English-speaking North America. De Graaf, like Lane, negotiated paperback rights from other publishers, and produced many runs. His practices contrasted with those of Lane by his adoption of illustrated covers aimed at the North American market. To reach an even broader market than Lane, he used distributors of newspapers and magazines to distribute his books because they had a lengthy history of being aimed at mass audiences. Pocket Books were not available in book stores because they did not carry magazines.
Pocket Books established the format for all subsequent paperback publishers in the 1940s. The books measured 6.5" by 4.25", had full-color covers, and cost 25 cents. Eventually in the 1950s the height increased by 0.5" to 7". The width remained the same because wire display racks used in many locations could not hold wider books. With the larger size came a higher price, first 35 cents and then 50 cents.
Because of its number-one position in what became a very long list of pocket editions, James Hilton's Lost Horizon is often cited as the first American paperback book. However, the first mass-market, pocket-sized, paperback book printed in the U.S. was an edition of Pearl Buck's The Good Earth, produced by Pocket Books as a proof-of-concept in late 1938, and sold in New York City.
The first ten Pocket Book titles published in May 1939 with a print run of about 10,000 copies each were:
- Lost Horizon by James Hilton
- Wake Up and Live by Dorothea Brande
- Five Great Tragedies by William Shakespeare
- Topper by Thorne Smith
- The Murder of Roger Ackroyd by Agatha Christie
- Enough Rope by Dorothy Parker
- Wuthering Heights by Emily Brontë
- The Way of All Flesh by Samuel Butler
- The Bridge of San Luis Rey by Thornton Wilder
- Bambi by Felix Salten
The success of Pocket Books led to others entering the market. In 1941, American News Company, a magazine distributor, bought a dime novel publisher partially owned by brother and sister Joseph Meyers and Edna Meyers Williams and hired them to organize a new company called "Avon Publications". Avon copied the basic format established by Pocket Books but differentiated itself by emphasizing, as a book on collecting paperbacks says, "popular appeal rather than loftier concepts of literary merit." In 1953, Time magazine summarized its books as "westerns, whodunits, and the kind of boy-meets-girl story that can be illustrated by a ripe cheesecake jacket ".
The next year Dell Publishing, which was founded in 1921 by George T. Delacorte Jr. to publish pulp magazines, joined with Western Publishing to publish Dell Books. Like Avon, Dell followed the basic format established by Pocket Books. But within that format, "Dell achieved more variety than any of its early competitors ... instantly identifiable format of vibrant airbrushed covers for its predominantly genre fiction", specialized logos and special features like maps and lists of characters.
World War II brought both new technology and a wide readership of men and women serving in the military or employed as shift workers; paperbacks were cheap, readily available, and easily posted and carried. Furthermore, people found that restrictions on travel gave them time to read more paperbacks. Four-color printing and lamination developed for military maps made the paperback cover eye catching and kept ink from running as people handled the book. A revolving metal rack, designed to display a wide variety of paperbacks in a small space, found its way into drugstores, dimestores, and markets.
During World War II, the U.S. military distributed some 122 million "Armed Services Editions" paperback novels to the troops. After the war, the former servicemembers' familiarity with paperbacks helped popularize the format.
Two new developments changed the nature of the mass-market paperback business. One was the decision by publishers to publish more recent best selling books than the older books originally published by Pocket Books. They sought reprint rights on new books and soon found themselves in competition for the biggest sellers, leading to bidding against each other for the rights and costing them more money.
The second development was the spinner rack, a metal pole with a four-sided wire frame designed to vertically hold rows of racks of paperback books. Retail store owners no longer had to devote feet of valuable counter space to low-profit paperbacks. Dozens of paperbacks could be displayed vertically in five or six square feet of floor space. By the late 1940s, paperback spinner racks were ubiquitous in large and small towns across the United States, in every local grocery store, drug store, dime store, and bus and train station, displaying everything from best sellers and mysteries and westerns to classics and Shakespeare. In 1955, in William Inge's Broadway play Bus Stop, it did not seem unbelievable that a long-distance bus traveller stranded by a snowstorm in an out-of-the-way cafe walks to a shelf and picks up a paperback copy of Four Tragedies of Shakespeare. "Sometimes one can find Shakespeare on these shelves among the many lurid novels of juvenile delinquents," he comments.
In 1945, Bantam Books was formed by Walter B. Pitkin Jr., Sidney B. Kramer, and husband and wife Ian and Betty Ballantine as a mass-market paperback publisher.
The fifth major 1940s publisher of mass-market paperbacks was New American Library. Originally Penguin USA, it became a separate publisher in 1948 as the New American Library of World Literature when it separated from Penguin and Victor Weybright and Kurt Enoch took over. Its original focus was classics and scholarly works as well as popular and pulp fiction. Eventually it shortened its name to New American Library and published books in the Mentor and Signet lines.
New paperback publishers continued to enter the market - Lion Books and Pyramid Books , Fawcett Gold Medal Books, Ace Books and Ballantine Books, and Berkley Books.
U.S. paperbacks quickly entered the Canadian market. Canadian mass-market paperback initiatives in the 1940s included White Circle Books, a subsidiary of Collins ; it was fairly successful but was soon outstripped by the success of Harlequin which began in 1949 and, after a few years of publishing undistinguished novels, focused on the romance genre and became one of the world's largest publishers.