Proto-Indo-Europeans


The Proto-Indo-Europeans are a postulated prehistoric ethnolinguistic group of Eurasia who spoke Proto-Indo-European, the reconstructed common ancestor of the Indo-European language family.

Knowledge of them comes chiefly from that linguistic reconstruction, along with material evidence from archaeology and archaeogenetics. The Proto-Indo-Europeans likely lived during the Late Neolithic period. Mainstream scholars place them in the Pontic–Caspian steppe across Eurasia. Some archaeologists would extend the time depth of PIE to the Middle Neolithic period or even the Early Neolithic period and suggest alternative origin hypotheses.
By the early second millennium BC, descendants of the Proto-Indo-Europeans had reached far and wide across Eurasia, including Anatolia, the Aegean, the north of Europe, the edges of Central Asia, and southern Siberia.

Definition

In the words of philologist Martin L. West, "If there was an Indo-European language, it follows that there was a people who spoke it: not a people in the sense of a nation, for they may never have formed a political unity, and not a people in any racial sense, for they may have been as genetically mixed as any modern population defined by language. If our language is a descendant of theirs, that does not make them 'our ancestors', any more than the ancient Romans are the ancestors of the French, the Romanians, and the Brazilians. The Indo-Europeans were a people in the sense of a linguistic community. We should probably think of them as a loose network of clans and tribes, inhabiting a coherent territory of limited size."
While "Proto-Indo-Europeans" is used in scholarship to designate the group of speakers associated with the reconstructed proto-language and culture, the term "Indo-Europeans" may refer to any historical people that speak an Indo-European language.

Culture

Using linguistic reconstruction from old Indo-European languages such as Latin and Sanskrit, hypothetical features of the Proto-Indo-European language are deduced. Assuming that these linguistic features reflect culture and environment of the Proto-Indo-Europeans, the following cultural and environmental traits are widely proposed:
  • pastoralism, including domesticated cattle, horses, and dogs
  • agriculture and cereal cultivation, including technology commonly ascribed to late-neolithic farming communities, e.g., the plow
  • transportation by or across water
  • the solid wheel, used for wagons, but not yet chariots with spoked wheels
  • worship of a sky god, *Dyḗus Ph2tḗr / Zeus, vocative *dyéw ph₂tér
  • oral heroic poetry or song lyrics that used stock phrases such as imperishable fame and the wheel of the sun.
  • a patrilineal kinship-system based upon relationships between men
A 2016 phylogenetic analysis of Indo-European folktales posits that one folktale, The Smith and the Devil, can be reconstructed to the Proto-Indo-European period. This story, found in contemporary Indo-European folktales from Scandinavia to India, describes a blacksmith who offers his soul to a malevolent being in exchange for the ability to weld any kind of materials together. The blacksmith then uses his new ability to stick the devil to an immovable object, thus avoiding his end of the bargain. According to the authors, the reconstruction of this folktale to PIE implies that the Proto-Indo-Europeans had metallurgy, which in turn "suggests a plausible context for the cultural evolution of a tale about a cunning smith who attains a superhuman level of mastery over his craft".

History of research

Researchers have made many attempts to identify particular prehistoric cultures with the Proto-Indo-European-speaking peoples, but all of such theories remain speculative.
The scholars of the 1800s who first tackled the question of the Indo-Europeans' original homeland, had essentially only linguistic evidence. They attempted a rough localization by reconstructing the names of plants and animals as well as the culture and technology. The scholarly opinions became basically divided between a European hypothesis, which posited a migration from Europe to Asia, and an Asian hypothesis, which posited that the migration took place in the opposite direction.
In the early 1900s, the question became associated with the expansion of a supposed "Aryan race", a now-discredited theory that was promoted during the expansion of European empires and the rise of "scientific racism". The question remains contentious within some flavours of ethnic nationalism.
There was a series of major advances in the 1970s due to the convergence of several factors. First, the radiocarbon dating method was now cheap enough to be applied on a mass scale. Through dendrochronology, pre-historians could calibrate radiocarbon dates with much more accuracy. And finally, before the 1970s, parts of eastern Europe and central Asia had been off-limits to Western scholars, while non-Western archaeologists did not have access to publication in Western peer-reviewed journals. The pioneering work of Marija Gimbutas, assisted by Colin Renfrew, at least partly addressed this problem by organizing expeditions and arranging for more academic collaboration between Western and non-Western scholars.
The Kurgan hypothesis, which is the most widely held theory as of 2017, depends upon linguistic and archaeological evidence, but is not universally accepted. It posits that the PIEs originated in the Pontic–Caspian steppe during the Chalcolithic age. A minority of scholars prefer the Anatolian hypothesis, which posits an origin in Anatolia during the Neolithic age. Other theories have only marginal scholarly support.
In regard to terminology, in the 19th and early 20th centuries, the term Aryan was used to refer to the Proto-Indo-Europeans and their descendants. However, Aryan more properly applies to the Indo-Iranians, the Indo-European branch that settled parts of the Middle East and South Asia, as only Indic and Iranian languages explicitly affirm the term as a self-designation referring to the entirety of their people, whereas the same Proto-Indo-European root is the basis for Greek and Germanic word forms which seem only to denote the ruling elite of Proto-Indo-European society. In fact, the most accessible evidence available confirms only the existence of a common, but vague, socio-cultural designation of "nobility" associated with PIE society, such that Greek socio-cultural lexicon and Germanic proper names derived from this root remain insufficient to determine whether the concept was limited to the designation of an exclusive, socio-political elite, or whether it could possibly have been applied in the most inclusive sense to an inherent and ancestral "noble" quality which allegedly characterized all ethnic members of PIE society. Only the latter could have served as a true and universal self-designation for the Proto-Indo-European people.
By the early 1900s, the term "aryan" had come to be widely used in a racial sense, in which it referred to a hypothesized white, blond, and blue-eyed superior race. The dictator Adolf Hitler called this race the "master race", and, in its name, led massive pogroms in Europe. Subsequently, the term Aryan as a general term for Indo-Europeans has been largely abandoned by scholars.

Urheimat hypotheses

According to some archaeologists, PIE speakers cannot be assumed to have been a single, identifiable people or tribe, but were a group of loosely related populations that were ancestral to the later, still partially prehistoric, Bronze Age Indo-Europeans. This is believed especially by those archaeologists who posit an original homeland of vast extent and immense time depth. However, this belief is not shared by most linguists, because proto-languages, like all languages before modern transport and communication, occupied small geographical areas over a limited time span, and were spoken by a set of close-knit communities– a tribe in the broad sense.
Researchers have put forward a great variety of proposed locations for the first speakers of Proto-Indo-European. Few of these hypotheses have survived scrutiny by academic specialists in Indo-European studies sufficiently well to be included in modern academic debate.

Pontic-Caspian steppe hypothesis

The Kurgan hypothesis was first formulated by Otto Schrader and V. Gordon Childe, and was later systematized by Marija Gimbutas from 1956 onwards. The name originates from the kurgans of the Eurasian steppes. The hypothesis suggests that the Indo-Europeans, a patriarchal, patrilinear, and nomadic culture of the Pontic–Caspian steppe, expanded into the area through several waves of migration during the 3rd millennium BCE, coinciding with the taming of the horse. Leaving archaeological signs of their presence, they subjugated the supposedly peaceful, egalitarian, and matrilinear European neolithic farmers of Gimbutas' Old Europe. A modified form of this theory, by J. P. Mallory, which dates the migrations to an earlier time, and puts less insistence upon their violent or quasi-military nature, remains the most widely accepted theory of the Proto-Indo-European expansion.

Armenian highland hypothesis

The Armenian hypothesis, based on the glottalic theory, suggests that the Proto-Indo-European language was spoken during the 4th millennium BC in the Armenian Highland. This Indo-Hittite model does not include the Anatolian languages in its scenario. The phonological peculiarities of PIE proposed in the glottalic theory would be best preserved in the Armenian language and the Germanic languages, the former assuming the role of the dialect which remained in situ, implied to be particularly archaic in spite of its late attestation. Proto-Greek would be practically equivalent to Mycenean Greek and would date to the 17th century BC, closely associating Greek migration to Greece with the Indo-Aryan migration to India at about the same time. The Armenian hypothesis argues for the latest possible date of Proto-Indo-European, a full millennium later than the mainstream Kurgan hypothesis. In this, it figures as an opposite to the Anatolian hypothesis, in spite of the geographical proximity of the respective Urheimaten suggested, diverging from the time-frame suggested there by a full three millennia.