Franz Boas
Franz Uri Boas was a German-American anthropologist and ethnomusicologist. He was a pioneer of modern anthropology who has been called the "Father of American Anthropology". His work is associated with the movements known as historical particularism and cultural relativism.
Studying in Germany, Boas was awarded a doctorate in 1881 in physics while also studying geography. He then participated in a geographical expedition to northern Canada, where he became fascinated with the culture and language of the Baffin Island Inuit. He went on to do field work with the indigenous cultures and languages of the Pacific Northwest. In 1887 he emigrated to the United States, where he first worked as a museum curator at the Smithsonian, and in 1899 became a professor of anthropology at Columbia University, where he remained for the rest of his career. Through his students, many of whom went on to found anthropology departments and research programmes inspired by their mentor, Boas profoundly influenced the development of American anthropology. Among his many significant students were A. L. Kroeber, Alexander Goldenweiser, Ruth Benedict, Edward Sapir, Margaret Mead, Zora Neale Hurston, and Gilberto Freyre.
Boas was one of the most prominent opponents of the then-popular ideologies of scientific racism, the idea that race is a biological concept and that human behavior is best understood through the typology of biological characteristics. In a series of groundbreaking studies of skeletal anatomy, he showed that cranial shape and size was highly malleable depending on environmental factors such as health and nutrition, in contrast to the claims by racial anthropologists of the day that held head shape to be a stable racial trait. Boas also worked to demonstrate that differences in human behavior are not primarily determined by innate biological dispositions but are largely the result of cultural differences acquired through social learning. In this way, Boas posed culture as the primary concept for describing differences in behavior between human groups, and as the central analytical concept of anthropology.
Among Boas's main contributions to anthropological thought was his rejection of the then-popular evolutionary approaches to the study of culture, which saw all societies progressing through a set of hierarchic technological and cultural stages, with Western European culture at the summit. Boas argued that culture developed historically through the interactions of groups of people and the diffusion of ideas and that consequently there was no process towards continuously "higher" cultural forms. Boas was a proponent of the idea of cultural relativism, which holds that cultures cannot be objectively ranked as higher or lower, or better or more correct, but that all humans see the world through the lens of their own culture, and judge it according to their own culturally acquired norms. By uniting the disciplines of archaeology, the study of material culture and history, and physical anthropology, the study of variation in human anatomy, with ethnology, the study of cultural variation of customs, and descriptive linguistics, the study of unwritten indigenous languages, Boas created the four-field subdivision of anthropology which became prominent in American anthropology in the 20th century.
Early life and education
Franz Boas was born on July 9, 1858, in Minden, Westphalia, the son of Sophie Meyer and Meier Boas. Although his grandparents were observant Jews, his parents embraced Enlightenment values, including their assimilation into modern German society. Boas's parents were liberal; they did not like dogma of any kind. An important early influence was the avuncular Abraham Jacobi, his mother's brother-in-law and a friend of Karl Marx, who was to advise him throughout Boas's career. Early in life, he displayed a penchant for both nature and natural sciences. Boas refused to convert to Christianity, but he did not identify himself as a religious Jew. This is disputed however by Ruth Bunzel, a protégée of Boas, who called him "the essential protestant; he valued autonomy above all things." According to his biographer, "He was a jewish German, preserving and promoting German culture and values in America." In an autobiographical sketch, Boas wrote:The background of my early thinking was a German home in which the ideals of the revolution of 1848 were a living force. My father, liberal, but not active in public affairs; my mother, idealistic, with a lively interest in public matters; the founder about 1854 of the kindergarten in my hometown, devoted to science. My parents had broken through the shackles of dogma. My father had retained an emotional affection for the ceremonial of his parental home, without allowing it to influence his intellectual freedom.
From kindergarten on, Boas was educated in natural history, a subject he enjoyed. In gymnasium, he was most proud of his research on the geographic distribution of plants.
When he started his university studies, Boas first attended Heidelberg University for a semester followed by four terms at Bonn University, studying physics, geography, and mathematics at these schools. In 1879, he hoped to transfer to Berlin University to study physics under Hermann von Helmholtz, but ended up transferring to the University of Kiel instead due to family reasons. At Kiel, Boas had wanted to focus on the mathematical topic of C.F. Gauss's law of the normal distribution of errors for his dissertation, but he ultimately had to settle for a topic chosen for him by his doctoral advisor, physicist Gustav Karsten, on the optical properties of water. Boas completed his dissertation entitled Contributions to the Perception of the Color of Water, which examined the absorption, reflection, and polarization of light in water, and was awarded a PhD in physics in 1881.
While at Bonn, Boas had attended geography classes taught by the geographer Theobald Fischer and the two established a friendship, with the coursework and friendship continuing after both relocated to Kiel at the same time. Fischer, a student of Carl Ritter, rekindled Boas's interest in geography and ultimately had more influence on him than did Karsten, and thus some biographers view Boas as more of a geographer than a physicist at this stage. In addition to the major in physics, Adams, citing Kroeber, states that "n accordance with German tradition at the time... he also had to defend six minor theses", and Boas likely completed a minor in geography, which would explain why Fischer was one of Boas's degree examiners. Because of this close relationship between Fischer and Boas, some biographers have gone so far as to incorrectly state that Boas "followed" Fischer to Kiel, and that Boas received a PhD in geography with Fischer as his doctoral advisor. For his part, Boas self-identified as a geographer by the time he completed his doctorate, prompting his sister, Toni, to write in 1883, "After long years of infidelity, my brother was re-conquered by geography, the first love of his boyhood."
In his dissertation research, Boas's methodology included investigating how different intensities of light created different colors when interacting with different types of water; however, he encountered difficulty in being able to objectively perceive slight differences in the color of water, and as a result became intrigued by this problem of perception and its influence on quantitative measurements. Boas, due to tone deafness, would later encounter difficulties also in studying tonal languages such as Laguna. Boas had already been interested in Kantian philosophy since taking a course on aesthetics with Kuno Fischer at Heidelberg. These factors led Boas to consider pursuing research in psychophysics, which explores the relationship between the psychological and the physical, after completing his doctorate, but he had no training in psychology. Boas did publish six articles on psychophysics during his year of military service, but ultimately he decided to focus on geography, primarily so he could receive sponsorship for his planned Baffin Island expedition.
Post-graduate studies
Boas took up geography as a way to explore his growing interest in the relationship between subjective experience and the objective world. At the time, German geographers were divided over the causes of cultural variation. Many argued that the physical environment was the principal determining factor, but others argued that the diffusion of ideas through human migration is more important. In 1883, encouraged by Theobald Fischer, Boas went to Baffin Island to conduct geographic research on the impact of the physical environment on native Inuit migrations. The first of many ethnographic field trips, Boas culled his notes to write his first monograph titled The Central Eskimo, which was published in 1888 in the 6th Annual Report from the Bureau of American Ethnology. Boas lived and worked closely with the Inuit on Baffin Island, and he developed an abiding interest in the way people lived.In the perpetual darkness of the Arctic winter, Boas reported, he and his traveling companion became lost and were forced to keep sledding for twenty-six hours through ice, soft snow, and temperatures that dropped below −46 °C. The following day, Boas penciled in his diary,
Boas went on to explain in the same entry that "all service, therefore, which a man can perform for humanity must serve to promote truth." Before his departure, his father had insisted he be accompanied by one of the family's servants, Wilhelm Weike who cooked for him and kept a journal of the expedition. Boas was nonetheless forced to depend on various Inuit groups for everything from directions and food to shelter and companionship. It was a difficult year filled with tremendous hardships that included frequent bouts of disease, mistrust, pestilence, and danger.
Boas returned to Berlin to complete his studies. His interest in indigenous communities grew as he worked at the Royal Ethnological Museum in Berlin, where he was introduced to members of the Nuxalk Nation of British Columbia, which sparked a lifelong relationship with the First Nations of the Pacific Northwest. Simultaneously, he became studied the methodologies of ethnomusicologists Carl Stumpf, Erich von Hornbostel, and George Herzog; practices he would later utilize in his own work in ethnomusicology.
In 1886, Boas defended his habilitation thesis, Baffin Land, and was named Privatdozent in geography.
While on Baffin Island he began to develop his interest in studying non-Western cultures. In 1885, he went to work with physical anthropologist Rudolf Virchow and ethnologist Adolf Bastian at the Royal Ethnological Museum in Berlin. Boas had studied anatomy with Virchow two years earlier while preparing for the Baffin Island expedition. At the time, Virchow was involved in a vociferous debate over evolution with his former student, Ernst Haeckel. Haeckel had abandoned his medical practice to study comparative anatomy after reading Charles Darwin's The Origin of Species, and vigorously promoted Darwin's ideas in Germany. However, like most other natural scientists prior to the rediscovery of Mendelian genetics in 1900 and the development of the modern synthesis, Virchow felt that Darwin's theories were weak because they lacked a theory of cellular mutability. Accordingly, Virchow favored Lamarckian models of evolution. This debate resonated with debates among geographers. Lamarckians believed that environmental forces could precipitate rapid and enduring changes in organisms that had no inherited source; thus, Lamarckians and environmental determinists often found themselves on the same side of debates.
But Boas worked more closely with Bastian, who was noted for his antipathy to environmental determinism. Instead, he argued for the "psychic unity of mankind", a belief that all humans had the same intellectual capacity, and that all cultures were based on the same basic mental principles. Variations in custom and belief, he argued, were the products of historical accidents. This view resonated with Boas's experiences on Baffin Island and drew him towards anthropology.
While at the Royal Ethnological Museum Boas became interested in the Native Americans in the Pacific Northwest, and after defending his habilitation thesis, he left for a three-month trip to British Columbia via New York. In January 1887, he was offered a job as assistant editor of the journal Science. Alienated by growing antisemitism and nationalism as well as the very limited academic opportunities for a geographer in Germany, Boas decided to stay in the United States. Possibly he received additional motivation for this decision from his romance with Marie Krackowizer, whom he married in the same year. With a family underway and under financial stress, Boas also resorted to pilfering bones and skulls from native burial sites to sell to museums.
Aside from his editorial work at Science, in 1888 Boas secured an appointment as docent in anthropology at Clark University in Massachusetts. Boas was concerned about university president G. Stanley Hall's interference in his research, yet in 1889 he was appointed as the head of a newly created department of anthropology at the university. In the early 1890s, Boas went on a series of expeditions which were referred to as the Morris K. Jesup Expedition. The primary goal of these expeditions was to illuminate Asiatic-American relations. In 1892 Boas, along with another member of the Clark faculty, resigned in protest of the alleged infringement on academic freedom by Hall.