Italy in the Middle Ages


The history of Italy in the Middle Ages can be roughly defined as the time between the collapse of the Western Roman Empire and the Italian Renaissance. Late antiquity in Italy lingered on into the 7th century under the Ostrogothic Kingdom and the Byzantine Empire under the Justinian dynasty, the Byzantine Papacy until the mid 8th century. The "Middle Ages" proper begin as the Byzantine Empire was weakening under the pressure of the Muslim conquests, and most of the Exarchate of Ravenna finally fell under Lombard rule in 751. From this period, former states that were part of the Exarchate and were not conquered by the Lombard Kingdom, such as the Duchy of Naples, became de facto independent states, having less and less interference from the Eastern Roman Empire.
Lombard rule ended with the invasion of Charlemagne in 773, who established the Kingdom of Italy and the Papal States in large parts of Northern and Central Italy. This set the precedent for the main political conflict in Italy over the following centuries, between the Pope and the Holy Roman Emperor, culminating with conflict between Pope Gregory VII and Henry IV and the latter's "Walk to Canossa" in 1077.
In the 11th century, in the Northern and Central parts of the peninsula, began a political development unique to Italy, the transformation of medieval communes into powerful city-states, many of them, modelled on ancient Roman Republicanism.
Cities such as Venice, Milan, Genoa, Florence, Siena, Pisa, Bologna among others, rose to great political power, becoming major financial and trading centers. These states paved the way for the Italian Renaissance and the end of the perceived obscurity of the Middle Ages.
After the three decades of wars in Lombardy between the Duchy of Milan and the Republic of Venice, there was eventually a balance of power between five emerging powerful states, which at the Peace of Lodi formed the so-called Italic League, on the initiative of Francesco I Sforza, bringing relative calm for the region for the first time in centuries.
These five powers were the Venetian Republic, the Republic of Florence, the Duchy of Milan and the Papal States, dominating the northern and central parts of Italy and the Kingdom of Naples in the south.
The precarious balance between these powers came to an end in 1494 as the duke of Milan Ludovico Sforza sought the aid of Charles VIII of France against Venice, triggering the Italian War of 1494–98. As a result, Italy became a battleground of the great European powers for the next sixty years, finally culminating in the Italian War of 1551–59, which concluded with Habsburg Spain as the dominant power in Southern Italy and in Milan. The House of Habsburg would control territories in Italy for the duration of the early modern period, until Napoleon's invasion of Italy in 1796.
The term "Middle Ages" itself ultimately derives from the description of the period of "obscurity" in Italian history during the 9th to 11th centuries, the saeculum obscurum or "Dark Age" of the Roman papacy as seen from the perspective of the 14th to 15th century Italian Humanists.

Transition from Late Antiquity (6th to 8th centuries)

Italy was invaded by the Visigoths in the 5th century, and Rome was sacked by Alaric in 410. The last Western Roman Emperor, Romulus Augustus, was deposed in 476 by an Eastern Germanic general, Odoacer. He subsequently ruled in Italy for seventeen years as rex gentium, theoretically under the suzerainty of the eastern Roman emperor Zeno, but practically in total independence. The administration remained essentially the same as that under the Western Roman Empire, and gave religious freedoms to the Christians. Odoacer fought against the Vandals, who had occupied Sicily, and other Germanic tribes that periodically invaded the peninsula.
In 489, however, Emperor Zeno decided to oust the Ostrogoths, a foederatum people living in the Danube, by sending them into Italy. On 25 February 493 Theodoric the Great defeated Odoacer and became the king of the Ostrogoths. Theodoric, who had lived long in Constantinople, is now generally considered a Romanized German, and he in fact ruled over Italy largely through Roman personnel. The Goth minority, of Arian confession, constituted an aristocracy of landowners and militaries, but its influence over the country remained minimal; the Latin population was still subject to Roman laws, and maintained the freedom of creed received by Odoacer. The reign of Theodoric is generally considered a period of recovery for the country. Infrastructures were repaired, frontiers were expanded, and the economy well cared for. The Latin culture flourished for the last time with figures like Boethius, Theodoric's minister; the Italian Kingdom was again the most powerful political entity of the Mediterranean. However, Theodoric's successors were not equal to him.
The eastern half of the Empire, now centred on Constantinople, invaded Italy in the early 6th century, and the generals of emperor Justinian, Belisarius and Narses, conquered the Ostrogothic kingdom after years of warfare, ending in 552. This conflict, known as the Gothic Wars, destroyed much of the town life that had survived the barbarian invasions. Town life did not disappear, but they became smaller and considerably more primitive than they had been in classical Roman times. Subsistence agriculture employed the bulk of the Italian population. Wars, famines, and disease epidemics had a dramatic effect on the demographics of Italy. The agricultural estates of the Roman era did not disappear. They produced an agricultural surplus that was sold in towns; however slavery was replaced by other labour systems such as serfdom.
The withdrawal of Byzantine armies allowed another Germanic people, the Lombards, to invade Italy. Cividale del Friuli was the first main centre to fall, while the Byzantine resistance concentrated in the coast areas. The Lombards soon overran most of the peninsula, establishing a Kingdom with capital in Pavia, divided into a series of dukedoms. The areas in central-northern Italy which remained under Byzantine control became the Exarchate of Ravenna. Southern Italy, with the exception of Apulia, current Calabria and Sicily, were also occupied by the two semi-independent Lombard duchies of Spoleto and Benevento. Under the imperial authority remained also much of the ports, which eventually turned into actually independent city-states.

Rise of the Patriarchate of Rome

The Church, had played an important political role since the time of Constantine.
In the politically unstable situation after the fall of the western empire, the Church often became the only stable institution and the only source of learning in Western Europe. Even the barbarians had to rely on clerics in order to administer their conquests. Furthermore, the Catholic monastic orders, such as the Benedictines had a major role both in the economic life of the time, and in the preservation of classical culture.
After the Lombard invasion, the popes were nominally subject to the eastern emperor, but often received little help from Constantinople, and had to fill the lack of stately power, providing essential services and protecting Rome from Lombard incursions; in this way, the popes started building an independent state.

Early Middle Ages (8th to 9th centuries)

Collapse of the Exarchate

At the end of the 8th century the popes definitely aspired to independence, and found a way to achieve it by allying with the Carolingian dynasty of the Franks: the Carolingians needed someone who could give legitimacy to a coup against the powerless Merovingian kings, while the popes needed military protection against the Lombards.
In 751 the Lombards seized Ravenna and the Exarchate of Ravenna was abolished. This ended the Byzantine presence in central Italy. Facing a new Lombard offensive, the papacy appealed to the Franks for aid. In 756 Frankish forces defeated the Lombards and gave the papacy legal authority over all of central Italy, thus creating the Papal States. However, the remainder of Italy stayed under Lombard or Byzantine control.

The Frankish (Carolingian) Empire

In 774, upon a Papal invitation, the Franks invaded the Kingdom of Italy and finally annexed the Lombards; as a reward the Frankish king Charlemagne received papal support. Later, on 25 December 800, Charlemagne was also crowned emperor of the Holy Roman Empire by the pope, triggering controversy and disputes over the Roman name. A war between the two empires soon followed; in 812 the Byzantines agreed to recognize the existence of two Roman Empires in return for an assurance that the remaining Byzantine possessions in Italy would be uncontested.
Throughout this period, some coastal regions, and all of southern Italy, remained under Byzantine or Lombard control. The imperial authority never extended much south of the Italian Peninsula. Southern Italy was divided amongst the two Lombards duchies of Spoleto and Benevento, who accepted Charlemagne's suzerainty only formally, and the Byzantine Empire. Coastal cities like Gaeta, Amalfi, Naples on the Tyrrhenian Sea, and Venice on the Adriatic Sea, were enclaves who were becoming increasingly independent of Byzantium. A conquest of Benevento, otherwise, would have meant the total encompassment of the Papal territories, and probably Charlemagne thought it was good for his relationships with the Pope to avoid such a move. The age of Charlemagne was one of stability for Italy, though it was generally dominated by non-Italian interests. The separation with the Eastern world continued to increase. Leo III was the first Pope to date his Bulls from the year of Charlemagne's reign instead of those of Byzantine emperors. This process of isolation from the Eastern Empire and connection with the Western world of France and Germany, which had started three centuries before, was completed at the beginning of the 9th century. Sicily, Calabria, Puglia and Venice were the main exceptions to this rule.
After the death of Charlemagne the new empire soon disintegrated under his weak successors. The equilibrium created through the great emperor's charisma fell apart. This crisis was due also to the emergence of external forces, including the Saracen attacks and the rising power of the marine republics. Charlemagne had announced his division of the Empire in 806: the Lombard-Frank reign, together with Bavaria and Alamannia, was to be handed over to his son Pepin of Italy.
After Charlemagne's son Louis the Pious died in 840, the treaty of Verdun in 843 divided the empire. Louis' eldest surviving son, Lothair I, became Emperor and ruler of the Central Franks. His three sons in turn divided this kingdom between them, and Northern Italy became the Kingdom of Italy under Louis II, Holy Roman Emperor in 839.
The first half of the 9th century saw other troubles for Italy as well. In 827, Muslim Arabs known as Aghlabids invaded and conquered Sicily; their descendants, the Kalbids, ruled the island until 1053. In 846, Muslim Arabs invaded Rome, looted St. Peter's Basilica, and stole all the gold and silver in it. In response, Pope Leo IV started building the Leonine walls of the Vatican City in 847; they were completed in 853. In the late 9th century, the Byzantines and the Franks launched a joint offensive against the Arabs in southern Italy.