Alaric I


Alaric I was the first king of the Visigoths, from 395 to 410. He rose to leadership of the Goths who came to occupy Moesia—territory acquired a couple of decades earlier by a combined force of Goths and Alans after the Battle of Adrianople.
Alaric began his career under the Gothic soldier Gainas and later joined the Roman army. Once an ally of Rome under the Roman emperor Theodosius, Alaric helped defeat the Franks and other allies of a would-be Roman usurper. Despite losing many thousands of his men, he received little recognition from Rome and left the Roman army disappointed. After the death of Theodosius and the disintegration of the Roman armies in 395, he is described as king of the Visigoths. As the leader of the only effective field force remaining in the Balkans, he sought Roman legitimacy, never quite achieving a position acceptable to himself or to the Roman authorities.
He operated mainly against the successive Western Roman regimes, and marched into Italy, where he died. He is responsible for the sack of Rome in 410; one of several notable events in the Western Roman Empire's eventual decline.

Early life, federate status in the Balkans

According to Jordanes, a 6th-century Roman writer of Gothic origin, Alaric was born on Peuce Island in the Danube Delta in present-day Romania and belonged to the noble Balti dynasty of the Thervingian Goths. There is no way to verify this claim. Historian Douglas Boin does not make such an unequivocal assessment about Alaric's Gothic heritage and instead claims he came from either the Thervingi or the Greuthung tribes. When the Goths suffered setbacks against the Huns, they made a mass migration across the Danube, and fought a war with Rome. Alaric was probably a child during this period who grew up along Rome's periphery. Alaric's upbringing was shaped by living along the border of Roman territory in a region that the Romans viewed as a veritable "backwater"; some four centuries before, the Roman poet Ovid regarded the area along the Danube and Black Sea where Alaric was reared as a land of "barbarians", among "the most remote in the vast world."
Alaric's childhood in the Balkans, where the Goths had settled by way of an agreement with Emperor Theodosius, was spent in the company of veterans who had fought at the Battle of Adrianople in 378, during which they had annihilated much of the Eastern army and killed Emperor Valens. Imperial campaigns against the Visigoths were conducted until a treaty was reached in 382. This treaty was the first foedus on imperial Roman soil and required these semi-autonomous Germanic tribes—among whom Alaric was raised—to supply troops for the Roman army in exchange for peace, control of cultivatable land, and freedom from Roman direct administrative control. Correspondingly, there was hardly a region along the Roman frontier during Alaric's day without Gothic slaves and servants of one form or another. For several subsequent decades, many Goths like Alaric were "called up into regular units of the eastern field army" while others served as auxiliaries in campaigns led by Theodosius against the western usurpers Magnus Maximus and Eugenius.

Rebellion against Rome, rise to Gothic leadership

A new phase in the relationship between the Goths and the empire resulted from the treaty signed in 382, as more and more Goths attained aristocratic rank from their service in the imperial army. Alaric began his military career under the Gothic soldier Gainas, and later joined the Roman army. He first appeared as leader of a mixed band of Goths and allied peoples, who invaded Thrace in 391 but were stopped by the half-Vandal, Roman general Stilicho. While the Roman poet Claudian belittled Alaric as "a little-known menace" terrorizing southern Thrace during this time, Alaric's abilities and forces were formidable enough to prevent the Roman Emperor Theodosius from crossing the Hebrus River.

Service under Theodosius I

By 392, Alaric had entered Roman military service, which coincided with a reduction of hostilities between Goths and Romans. In 394, he led a Gothic force that helped Emperor Theodosius defeat the Frankish usurper Arbogast—fighting at the behest of Eugenius—at the Battle of Frigidus. Despite sacrificing around 10,000 of his men, who had been victims of Theodosius' callous tactical decision to overwhelm the enemies' front lines using Gothic foederati, Alaric received little recognition from the emperor. Alaric was among the few who survived the protracted and bloody affair. Many Romans considered it their "gain" and a victory that so many Goths had died during the Battle of Frigidus River. Alaric biographer Douglas Boin posited that seeing ten thousand of his dead kinsmen likely elicited questions about what kind of ruler Theodosius actually had been and whether remaining in direct Roman service was best for men like him. Refused the reward he expected, which included a promotion to the position of magister militum and command of regular Roman units, Alaric mutinied and began to march against Constantinople.
On 17 January 395, Theodosius died of an illness, leaving his two young and incapable sons Arcadius and Honorius in Stilicho's guardianship. Modern writers regard Alaric as king of the Visigoths from 395. According to historian Peter Heather, it is not entirely clear in the sources if Alaric rose to prominence at the time the Goths revolted following Theodosius's death, or if he had already risen within his tribe as early as the war against Eugenius. Whatever the circumstances, Jordanes recorded that the new king persuaded his people to "seek a kingdom by their own exertions rather than serve others in idleness."

Semi-independent action in Eastern Roman interests, Eastern Roman recognition

Whether or not Alaric was a member of an ancient Germanic royal clan—as claimed by Jordanes and debated by historians—is less important than his emergence as a leader, the first of his kind since Fritigern. Theodosius's death left the Roman field armies collapsing and the Empire divided again between his two sons, one taking the eastern and the other the western portion of the Empire. Stilicho made himself master of the West and attempted to establish control in the East as well, and led an army into Greece. Alaric rebelled again. Historian Roger Collins points out that while the rivalries created by the two halves of the Empire vying for power worked to Alaric's advantage and that of his people, simply being called to authority by the Gothic people did not solve the practicalities of their needs for survival. He needed Roman authority in order to be supplied by Roman cities.
File:Ludwig Thiersch - Alarich in Athen - 10346 - Bavarian State Painting Collections.jpg|right|thumb|Alaric rests after capturing Athens, as imagined by Ludwig Thiersch in 1879
Alaric took his Gothic army on what Stilicho's propagandist Claudian described as a "pillaging campaign" that began first in the East. Historian Thomas Burns's interpretation is that Alaric and his men were recruited by Rufinus's Eastern regime in Constantinople, and sent to Thessaly to stave off Stilicho's threat. No battle took place. Alaric's forces made their way down to Athens and along the coast, where he sought to force a new peace upon the Romans. In 396, he marched through Thermopylae and sacked Athens, where archaeological evidence shows widespread damage to the city. Stilicho's propagandist Claudian accuses his troops of plundering for the next year or so as far south as the mountainous Peloponnese peninsula, and reports that only Stilicho's surprise attack with his western field army stemmed the plundering as he pushed Alaric's forces north into Epirus. Zosimus adds that Stilicho's troops destroyed and pillaged too, and let Alaric's men escape with their plunder.
Stilicho was forced to send some of his Eastern forces home. They went to Constantinople under the command of one Gainas, a Goth with a large Gothic following. On arrival, Gainas murdered Rufinus, and was appointed magister militum for Thrace by Eutropius, the new supreme minister and the only eunuch consul of Rome, who, Zosimus claims, controlled Arcadius "as if he were a sheep". A poem by Synesius advises Arcadius to display manliness and remove a "skin-clad savage" from the councils of power and his barbarians from the Roman army. We do not know if Arcadius ever became aware of this advice, but it had no recorded effect.
Stilicho obtained a few more troops from the German frontier and continued to campaign indecisively against the Eastern empire; again he was opposed by Alaric and his men. During the next year, 397, Eutropius personally led his troops to victory over some Huns who were marauding in Asia Minor. With his position thus strengthened he declared Stilicho a public enemy, and he established Alaric as magister militum per Illyricum Alaric thus acquired entitlement to gold and grain for his followers and negotiations were underway for a more permanent settlement. Stilicho's supporters in Milan were outraged at this seeming betrayal; meanwhile, Eutropius was celebrated in 398 by a parade through Constantinople for having achieved victory over the "wolves of the North". Alaric's people were relatively quiet for the next couple of years. In 399, Eutropius fell from power. The new Eastern regime now felt that they could dispense with Alaric's services and they nominally transferred Alaric's province to the West. This administrative change removed Alaric's Roman rank and his entitlement to legal provisioning for his men, leaving his army—the only significant force in the ravaged Balkans—as a problem for Stilicho.

In search of Western Roman recognition; invading Italy

First invasion of Italy ( 401–403)

According to historian Michael Kulikowski, sometime in the spring of 402 Alaric decided to invade Italy, but no sources from antiquity indicate to what purpose. Burns suggests that Alaric was probably desperate for provisions. Using Claudian as his source, historian Guy Halsall reports that Alaric's attack actually began in late 401, but since Stilicho was in Raetia "dealing with frontier issues" the two did not first confront one another in Italy until 402. Alaric's entry into Italy followed the route identified in the poetry of Claudian, as he crossed the peninsula's Alpine frontier near the city of Aquileia. For a period of six to nine months, there were reports of Gothic attacks along the northern Italian roads, where Alaric was spotted by Roman townspeople. Along the route on Via Postumia, Alaric first encountered Stilicho.
Two battles were fought. The first was at Pollentia on Easter Sunday, where Stilicho achieved an impressive victory, taking Alaric's wife and children prisoner, and more significantly, seizing much of the treasure that Alaric had amassed over the previous five years' worth of plundering. Pursuing the retreating forces of Alaric, Stilicho offered to return the prisoners but was refused. The second battle was at Verona, where Alaric was defeated for a second time. Stilicho once again offered Alaric a truce and allowed him to withdraw from Italy. Kulikowski explains this confusing, if not outright conciliatory behavior by stating, "given Stilicho's cold war with Constantinople, it would have been foolish to destroy as biddable and violent a potential weapon as Alaric might well prove to be". Halsall's observations are similar, as he contends that the Roman general's "decision to permit Alaric's withdrawal into Pannonia makes sense if we see Alaric's force entering Stilicho's service, and Stilicho's victory being less total than Claudian would have us believe". Perhaps more revealing is a report from the Greek historian Zosimus—writing a half a century later—that indicates an agreement was concluded between Stilicho and Alaric in 405, which suggests Alaric being in "western service at that point", likely stemming from arrangements made back in 402. Between 404 and 405, Alaric remained in one of the four Pannonian provinces, from where he could "play East off against West while potentially threatening both".
Historian A.D. Lee observes, "Alaric's return to the north-west Balkans brought only temporary respite to Italy, for in 405 another substantial body of Goths and other barbarians, this time from outside the empire, crossed the middle Danube and advanced into northern Italy, where they plundered the countryside and besieged cities and towns" under their leader Radagaisus. Although the imperial government was struggling to muster enough troops to contain these barbarian invasions, Stilicho managed to stifle the threat posed by the tribes under Radagaisus, when the latter split his forces into three separate groups. Stilicho cornered Radagaisus near Florence and starved the invaders into submission. Meanwhile, Alaric—bestowed with codicils of magister militum by Stilicho and now supplied by the West—awaited for one side or the other to incite him to action as Stilicho faced further difficulties from more barbarians.