Yuan dynasty


The Yuan dynasty, officially the Great Yuan, was a Mongol-led imperial dynasty of China and a successor state to the Mongol Empire after its division. It was established by Kublai, the fifth khagan-emperor of the Mongol Empire from the Borjigin clan, and lasted from 1271 to 1368 AD. In Chinese history, the Yuan dynasty followed the Song dynasty and preceded the Ming dynasty.
Although Genghis Khan's enthronement as Khagan in 1206 was described in Chinese as the Han-style title of Emperor and the Mongol Empire had ruled territories including modern-day northern China for decades, it was not until 1271 that Kublai Khan officially proclaimed the dynasty in the traditional Han style, and the conquest was not complete until 1279 when the Southern Song dynasty was defeated in the Battle of Yamen. His realm was, by this point, isolated from the other Mongol-led khanates and controlled most of modern-day China and its surrounding areas, including modern-day Mongolia. It was the first dynasty founded by a non-Han ethnicity that ruled all of China proper. In 1368, following the defeat of the Yuan forces by the Ming dynasty, the Genghisid rulers retreated to the Mongolian Plateau and continued to rule until 1635 when they surrendered to the Later Jin dynasty ; this rump state is known in Chinese history as the Northern Yuan.
After the division of the Mongol Empire, the Yuan dynasty was the khanate ruled by the successors of Möngke. In official Chinese histories, the Yuan dynasty bore the Mandate of Heaven. The dynasty was established by Kublai Khan, yet he placed his grandfather Genghis Khan on the imperial records as the official founder of the dynasty and accorded him the temple name Taizu. In the edict titled Proclamation of the Dynastic Name issued in 1271, Kublai announced the name of the new dynasty as Great Yuan and claimed the succession of former Chinese dynasties from the Three Sovereigns and Five Emperors to the Tang dynasty. Some of the Yuan emperors mastered the Chinese language, while others only used their native Mongolian language, written with the ʼPhags-pa script.
Kublai, as a Khagan of the Mongol Empire from 1260, had claimed supremacy over the other successor Mongol khanates: the Chagatai, the Golden Horde, and the Ilkhanate, before proclaiming as the Emperor of China in 1271. As such, the Yuan was also sometimes referred to as the Empire of the Great Khan. However, even though the claim of supremacy by the Yuan emperors was recognized by the western khans in 1304, their subservience was nominal and each continued its own separate development.

Name

In 1271, Kublai Khan imposed the name Great Yuan, establishing the Yuan dynasty. "Dà Yuán" is derived from a clause "大哉乾元" in the Commentaries on the I Ching section regarding the first hexagram. The Mongolian-language counterpart was, also rendered as or. In Mongolian, a borrowing from Chinese, was often used in conjunction with the "Yeke Mongghul Ulus", which resulted in the form or .
As per contemporary historiographical norm, "Yuan dynasty" typically refers to the realm with its main capital in Dadu. However, the Han-style dynastic name "Great Yuan" and the claim to Chinese political orthodoxy were meant for the entire Mongol Empire when the dynasty was proclaimed. This usage is seen in the writings, including non-Chinese texts, produced during the time of the Yuan dynasty. In spite of this, "Yuan dynasty" is not commonly used in the broad sense of the definition by modern scholars due to the division of the Mongol Empire. Some scholars believe that 1260 was the year that the Yuan dynasty emerged with the proclamation of a reign title following the collapse of the unified Mongol Empire.
The Yuan dynasty is sometimes also called the "Mongol dynasty" by westerners, akin to the Qing dynasty sometimes being referred to as the "Manchu dynasty" or "Manchu Dynasty of China". Furthermore, the Yuan is sometimes known as the "Empire of the Great Khan" or "Khanate of the Great Khan", since Yuan emperors held the nominal title of Great Khan; these appeared on some Yuan maps. However, both terms can also refer to the khanate within the Mongol Empire directly ruled by Great Khans before the actual establishment of the Yuan dynasty by Kublai Khan in 1271.

History

Background

united the Mongol tribes of the steppes and became Great Khan in 1206. He and his successors expanded the Mongol empire across Asia. Under the reign of Genghis' third son, Ögedei Khan, the Mongols destroyed the weakened Jin dynasty in 1234, conquering most of northern China. Ögedei offered his nephew Kublai a position in Xingzhou, Hebei. Kublai was unable to read Chinese but had several Han teachers attached to him since his early years by his mother Sorghaghtani. He sought the counsel of Chinese Buddhist and Confucian advisers. Möngke Khan succeeded Ögedei's son, Güyük, as Great Khan in 1251. He granted his brother Kublai control over Mongol held territories in China. Kublai built schools for Confucian scholars, issued paper money, revived Chinese rituals, and endorsed policies that stimulated agricultural and commercial growth. He adopted as his capital city Kaiping in Inner Mongolia, later renamed Shangdu.
Many Han Chinese and Khitan defected to the Mongols to fight against the Jin. Two Han Chinese leaders, Shi Tianze, Liu Heima, and the Khitan Xiao Zhala defected and commanded the 3 Tumens in the Mongol army. Liu Heima and Shi Tianze served Ögedei Khan. Liu Heima and Shi Tianxiang led armies against Western Xia for the Mongols. There were 4 Han Tumens and 3 Khitan Tumens, with each Tumen consisting of 10,000 troops. The three Khitan Generals Shimobeidier, Tabuyir, and Zhongxi, the son of Xiaozhaci commanded the three Khitan Tumens and the four Han Generals Zhang Rou, Yan Shi, Shi Tianze, and Liu Heima commanded the four Han tumens under Ögedei Khan.
Möngke Khan commenced a military campaign against the Chinese Song dynasty in southern China. The Mongol force that invaded southern China was far greater than the force they sent to invade the Middle East in 1256. He died in 1259 without a successor at the Siege of Diaoyucheng. Kublai returned from fighting the Song in 1260 when he learned that his brother, Ariq Böke, was challenging his claim to the throne. Kublai convened a kurultai in Kaiping that elected him Great Khan. A rival kurultai in Mongolia proclaimed Ariq Böke Great Khan, beginning a civil war. Kublai depended on the cooperation of his Chinese subjects to ensure that his army received ample resources. He bolstered his popularity among his subjects by modeling his government on the bureaucracy of traditional Chinese dynasties and adopting the Chinese era name of Zhongtong. Ariq Böke was hampered by inadequate supplies and surrendered in 1264. All of the three western khanates became functionally autonomous, and only the Ilkhans truly recognized Kublai as Great Khan. Civil strife had permanently divided the Mongol Empire.

Rule of Kublai Khan

Early years

Instability troubled the early years of Kublai Khan's reign. Ögedei's grandson Kaidu refused to submit to Kublai and threatened the western frontier of Kublai's domain. The hostile but weakened Song dynasty remained an obstacle in the south. Kublai secured the northeast border in 1259 by installing the hostage prince Wonjong as the ruler of the Kingdom of Goryeo, making it a Mongol tributary state. Kublai betrothed one of his daughters to the prince to solidify the relationship between the two houses. Korean women were sent to the Yuan court as tribute and one concubine became the empress of the Yuan dynasty. Kublai was also threatened by domestic unrest. Li Tan, the son-in-law of a powerful official, instigated a revolt against Mongol rule in 1262. After successfully suppressing the revolt, Kublai curbed the influence of the Han advisers in his court. He feared that his dependence on Chinese officials left him vulnerable to future revolts and defections to the Song.
Kublai's government after 1262 was a compromise between preserving Mongol interests in China and satisfying the demands of his Chinese subjects. He instituted the reforms proposed by his Chinese advisers by centralizing the bureaucracy, expanding the circulation of paper money, and maintaining the traditional monopolies on salt and iron. He restored the Imperial Secretariat and left the local administrative structure of past Chinese dynasties unchanged. However, Kublai rejected plans to revive the Confucian imperial examinations and divided Yuan society into three classes with the Han occupying the lowest rank until the conquest of the Song dynasty and its people, who made up the fourth class, the Southern Chinese. Kublai's Chinese advisers still wielded significant power in the government, sometimes more than high officials, but their official rank was nebulous.

Founding the dynasty

Kublai readied the move of the Mongol capital from Karakorum in Mongolia to Khanbaliq in 1264, constructing a new city near the former Jurchen capital Zhongdu, now modern Beijing, in 1266. In 1271, Kublai formally claimed the Mandate of Heaven and declared that 1272 was the first year of the Great Yuan in the style of a traditional Chinese dynasty. The name of the dynasty is first attested in the I Ching and describes the "origin of the universe" or a "primal force". Kublai proclaimed Khanbaliq the Daidu of the dynasty. The era name was changed to Zhiyuan to herald a new era of Chinese history. The adoption of a dynastic name legitimized Mongol rule by integrating the government into the narrative of traditional Chinese political succession. Kublai evoked his public image as a sage emperor by following the rituals of Confucian propriety and ancestor veneration, while simultaneously retaining his roots as a leader from the steppes.
Kublai Khan promoted commercial, scientific, and cultural growth. He supported the merchants of the Silk Road trade network by protecting the Mongol postal system, constructing infrastructure, providing loans that financed trade caravans, and encouraging the circulation of paper jiaochao banknotes. During the beginning of the Yuan dynasty, the Mongols continued issuing coins; however, under Külüg Khan coins were completely replaced by paper money. It was not until the reign of Toghon Temür that the government of the Yuan dynasty would attempt to reintroduce copper coinage for circulation. The Pax Mongolica, Mongol peace, enabled the spread of technologies, commodities, and culture between China and the West. Kublai expanded the Grand Canal from southern China to Daidu in the north. Mongol rule was cosmopolitan under Kublai Khan. He welcomed foreign visitors to his court, such as the Venetian merchant Marco Polo, who wrote the most influential European account of Yuan China. Marco Polo's travels would later inspire many others like Christopher Columbus to chart a passage to the Far East in search of its legendary wealth.