Soviet invasion of Georgia
The Soviet invasion of Georgia, also known as the Georgian–Soviet War or the Red Army invasion of Georgia, was a military campaign by the Russian Soviet Red Army aimed at overthrowing the Social Democratic government of the Democratic Republic of Georgia and installing a Bolshevik regime in the country. The conflict was a result of expansionist policy by the Russians, who aimed to control as much as possible of the lands which had been part of the former Russian Empire until the turbulent events of the First World War, as well as the revolutionary efforts of mostly Russian-based Georgian Bolsheviks, who did not have sufficient support in their native country to seize power without external intervention.
The independence of Georgia had been recognized by Russia in the Treaty of Moscow, signed on 7 May 1920, and the subsequent invasion of the country was not universally agreed upon in Moscow. It was largely engineered by two influential Georgian-born Soviet officials, Joseph Stalin and Sergo Ordzhonikidze, who on 14 February 1921 received the consent of Russian leader Vladimir Lenin to advance into Georgia, on the pretext of supporting the alleged "peasants' and workers' rebellion" in the country. Russian forces took the Georgian capital Tbilisi after heavy fighting and declared the Georgian Soviet Socialist Republic on 25 February 1921. The rest of the country was overrun within three weeks, but it was not until September 1924 that Soviet rule was firmly established. Almost simultaneous occupation of a large portion of southwest Georgia by Turkey threatened to develop into a crisis between Moscow and Ankara, and led to significant territorial concessions by the Soviets to the Turkish National Government in the Treaty of Kars.
Background
After the February Revolution that began in Russia in 1917, Georgia effectively became independent. In April 1918 it joined with Armenia and Azerbaijan to form the Transcaucasian Democratic Federative Republic, but left after one month and declared independence as the Democratic Republic of Georgia on 26 May, followed the next day by both Armenia and Azerbaijan. Georgia engaged in small conflicts with its neighbouring states as it attempted to establish its borders, though it was able to maintain independence and de facto international recognition throughout the Russian Civil War, including being recognized by Soviet Russia in the Treaty of Moscow.Despite relatively wide public support and some successful reforms, the Social Democratic leadership of Georgia failed to create a stable economy or build a strong, disciplined army capable of opposing an invasion. Although there were a significant number of highly qualified officers who had served in the Imperial Russian military, the army as a whole was underfed and poorly equipped. A parallel military structure recruited from members of the Menshevik Party, the People's Guard of Georgia, was better motivated and disciplined, but being a lightly armed, highly politicized organization dominated by party functionaries, had little usefulness as a combat force.
Prelude to the war
Since early 1920, local Bolsheviks had been actively fomenting political unrest in Georgia, capitalizing on agrarian disturbances in rural areas and also on inter-ethnic tensions within the country. The operational centre of the Soviet military-political forces in the Caucasus was the Kavbiuro attached to the Central Committee of the Russian Communist Party. Set up in February 1920, this body was chaired by the Georgian Bolshevik Sergo Ordzhonikidze, with Sergey Kirov as his vice-chairman. The Sovietization of the Caucasus appeared to Bolshevik leaders to be a task which would be easier to achieve while the Allied powers were preoccupied with the Turkish War of Independence; furthermore, the Ankara-based Turkish national government of Mustafa Kemal Atatürk had expressed its full commitment to close co-operation with Moscow, promising to compel "Georgia... and Azerbaijan... to enter into union with Soviet Russia... and... to undertake military operations against the expansionist Armenia." The Soviet leadership successfully exploited this situation and sent in its army to occupy Baku, the capital of the Azerbaijan Democratic Republic.Following the establishment of Soviet rule in Baku in April 1920, Ordzhonikidze, probably acting on his own initiative, advanced on Georgia in support of a planned Bolshevik coup in Tbilisi. When the coup failed, the Georgian government was able to concentrate all its forces on successfully blocking the Soviet advance over the Georgian-Azerbaijani border. Facing a difficult war with Poland, Soviet leader Vladimir Lenin ordered a start to negotiations with Georgia. In the Treaty of Moscow signed on 7 May 1920, Soviet Russia recognized Georgia's independence and concluded a non-aggression pact. The treaty established the existing borders between the two nations de jure and also obliged Georgia to surrender all third-party elements considered hostile by Moscow. In a secret supplement, Georgia promised to legalize the local Bolshevik party.
Despite the peace treaty, an eventual overthrow of the Menshevik-dominated government of Georgia was both intended and planned. With its well-established diplomatic ties to several European nations, and its control of strategic transit routes from the Black Sea to the Caspian, Georgia was viewed by the Soviet leadership as "an advance post of the Entente". Stalin called his homeland "the kept woman of the Western Powers". Georgian independence was seen as a propaganda victory for exiled Russian Mensheviks in Europe; the Bolsheviks couldn't long tolerate a viable Menshevik state on their own doorstep.
The cessation of Red Army operations against Poland, the defeat of the White Russian leader Wrangel, and the fall of the First Republic of Armenia provided a favorable situation to suppress the last independent nation in the Caucasus to resist Soviet control. By that time, the British expeditionary corps had completely evacuated the Caucasus, and the West was reluctant to intervene in support of Georgia.
Soviet military intervention was not universally agreed upon in Moscow, and there was considerable disagreement among the Bolshevik leaders on how to deal with their southern neighbor. The People's Commissar of Nationalities Affairs, Joseph Stalin, who by the end of the Civil War had gained a remarkable amount of bureaucratic power, took a particularly hard line with his native Georgia. He strongly supported a military overthrow of the Georgian government and continuously urged Lenin to give his consent for an advance into Georgia. Soviet leadership had established a right to succession, but the precedence of the cause of socialism above national self-determination meant it was a flexible policy, and subject to debate. The People's Commissar of War, Leon Trotsky, strongly disagreed with what he described as a "premature intervention", explaining that the population should be able to carry out the revolution. Pursuant to his national policy on the right of nations to self-determination, Lenin had initially rejected use of force, calling for extreme caution in order to ensure that Russian support would help but not dominate the Georgian revolution; however, as victory in the Civil War drew ever closer, Moscow's actions became less restrained. For many Bolsheviks, self-determination was increasingly seen as "a diplomatic game which has to be played in certain cases".
According to Moscow, relations with Georgia deteriorated over alleged violations of the peace treaty, the re-arrest by Georgia of Georgian Bolsheviks, obstruction of the passage of convoys to Armenia, and a suspicion that Georgia was aiding armed rebels in the North Caucasus.
Red Army invasion
The tactics used by the Soviets to gain control of Georgia were similar to those applied in Azerbaijan and Armenia in 1920, i.e., to send in the Red Army while encouraging local Bolsheviks to stage unrest; however, this policy was difficult to implement in Georgia, where the Bolsheviks did not enjoy popular support and remained an isolated political force.On the night of 11–12 February 1921, at Ordzhonikidze's instigation, Bolsheviks attacked local Georgian military posts in the predominantly ethnic Armenian district of Lori and the nearby village of Shulaveri, near the Armenian and Azerbaijani borders. Georgia had taken over the Lori "neutral zone" in a disputed Armeno–Georgian borderland on the pretext of defending the district and approaches to Tiflis in October 1920, in the course of the Armenian genocide, which was perpetrated by Turkey. The Armenian government protested, but was not able to resist.
Shortly after the Bolshevik revolt, the Armenian-based Red Army units quickly came to the aid of the insurrection, though without Moscow's formal approval. When the Georgian government protested to the Soviet envoy in Tbilisi, Aron Sheinman, over the incidents, he denied any involvement and declared that the disturbances must be a spontaneous revolt by the Armenian communists. Meanwhile, the Bolsheviks had already set up a Georgian Revolutionary Committee in Shulaveri, a body that would soon acquire the functions of a rival government. Chaired by the Georgian Bolshevik Filipp Makharadze, the Revkom formally applied to Moscow for help.
Disturbances also erupted in the town of Dusheti and among Ossetians in northeast Georgia who resented the Georgian government's refusal to grant them autonomy. Georgian forces managed to contain the disorders in some areas, but the preparations for a Soviet intervention were already being set in train. When the Georgian army moved to Lori to crush the revolt, Lenin finally gave in to the repeated requests of Stalin and Ordzhonikidze to allow the Red Army to invade Georgia, on the pretext of aiding an uprising. The ultimate decision was made at the 14 February meeting of the Central Committee of the Communist Party:
The decision to support the invasion was not unanimous. It was opposed by Karl Radek and was held secret from Trotsky who was in the Ural area at that time. The latter was so upset by the news of the Central Committee decision and Ordzhonikidze's role in engineering it that on his return to Moscow he demanded, though fruitlessly, that a special party commission be set up to investigate the affair. Later Trotsky would reconcile himself to the accomplished fact and even defend the invasion in a special pamphlet. This pamphlet by Trotsky is perhaps the best known book justifying the invasion. It was a rebuttal to Karl Kautsky's work which declared Georgia to be a democratic socialist workers and peasants republic.