Papal appointment


Papal appointment was a medieval method of selecting the Pope. Popes have always been selected by a council of Church fathers; however, Papal selection before 1059 was often characterized by confirmation or nomination by secular European rulers or by the preceding pope. The later procedures of the Papal conclave are in large part designed to prohibit interference of secular rulers, which to some extent characterized the first millennium of the Roman Catholic Church, e. g. in practices such as the creation of crown-cardinals and the claimed but invalid jus exclusivae. Appointment may have taken several forms, with a variety of roles for the laity and civic leaders, Byzantine and Germanic emperors, and noble Roman families. The role of the election vis-a-vis the general population and the clergy was prone to vary considerably, with a nomination carrying weight that ranged from nearly determinative to merely suggestive, or as ratification of a concluded election.
The practice originated in late antiquity, where on many occasions the Roman Emperor stepped in to resolve disputes over the legitimacy of Papal contenders. An important precedent from this period is an edict of Emperor Honorius, issued after a synod he convoked to depose Antipope Eulalius. The practice passed to, and grew with, the King of the Ostrogoths, and then the Byzantine Emperor. After an interregnum, the Kings of the Franks and the Holy Roman Emperor, generally assumed the role of confirming Papal elections. For a period, today known as the "saeculum obscurum", the practice passed from the Emperor to powerful Roman nobles—the Crescentii and then the Counts of Tusculum.
In many cases, the Papal coronation was delayed until the election had been confirmed. Some antipopes were similarly, putatively, appointed. The practice ended with the conclusion of the Investiture Controversy due largely to the efforts of Cardinal Hildebrand, the future Pope Gregory VII, who was a guiding force in the selection of his four predecessors, and the 1059 Papal bull In Nomine Domini of Pope Nicholas II; some writers consider this practice to be an extreme form of "investiture" in and of itself.
Although the practice was forbidden by the Council of Antioch and the Council of Rome, the Bishops of Rome, as with other bishops, often exercised great control over selection of their successors, even after the sixth century. In addition, most popes of the fourth to twelfth centuries were nominated or confirmed by a secular power.

Ancient Rome

As to the earliest ages, St. Peter himself constituted a senate for the Roman Church, consisting of twenty-four priests and deacons. These were the councillors of the Bishop of Rome and the electors of his successors. This statement is drawn from a canon in the "Corpus Juris Canonici". Historians and canonists, however, generally hold that the Roman bishopric was filled on its vacancy in the same manner as other bishoprics, that is, the election of the new pope was made by the neighbouring bishops and the clergy and faithful of Rome. Nevertheless, some maintain that the naming of the successor of St. Peter was restricted to the Roman clergy, and that the people were admitted to a part in the elections only after the time of Sylvester I.
After Constantine had given peace to the Church, the Christian Roman emperors often took part in the institution of a new pope and at times their influence was very marked. From the fourth century onwards, therefore, a new force had to be reckoned with. The occasion for the interference of the Roman emperors and later of the kings of Italy was afforded by disputed elections to the papal chair. The most noted of the earlier instance was at the election of Boniface I. This gave occasion to the decree that when an election was disputed a new candidate should be chosen.

Ostrogoths

On November 22, 498, both Pope Symmachus and Antipope Laurentius were elected pope; both Byzantine Emperor Anastasius I and the Gothic King Theodoric the Great originally supported Laurentius, who was installed in the Lateran Palace, but Symmachus prevailed when Theodoric expelled Laurentius from Rome, fearing that he was too influenced by the Byzantine ruler.
AppointerPopePontificateNotes
Theodoric the Great/AthalaricFelix IVJuly 13, 526 – September 22, 530"On Theodoric's recommendation, Felix was elected pope, and his election was confirmed by Athalaric, the successor of Theodoric"
Appointed "for all practical purposes" by Theodoric
Pope Felix IV/AthalaricBoniface IISeptember 17, 530 – October 532Appointment meant to avoid split between "Byzantine" and "Gothic" factions
AthalaricJohn IIJanuary 2, 533 – May 8, 535During the sede vacante of over two months, "shameless trafficking in sacred things was indulged in. Even sacred vessels were exposed for sale. The matter was brought before the Senate, and before the Arian Ostrogothic Court at Ravenna"
TheodahadAgapetus IMay 13, 535 – April 22, 536"Theodahad was well placed to coerce the new pope Agapetus, for he had been elected with his support"
TheodahadSilveriusJune 8, 536 – June 20, 537Legitimate son of Pope Hormisdas

Byzantine

AppointerPopePontificateNotes
Justinian IVigiliusMarch 29, 537 – 555Previously appointed by his successor Pope Boniface II
Justinian IPelagius IApril 16, 556 – March 4, 561"Pelagius, as the nominee of Justinian, at once succeeded on his arrival in Rome, but most of the clergy, suspecting his orthodoxy, and believing him to have had some share in the unlooked-for removal of his predecessor, shunned his fellowship, and only two bishops and presbyter could be got to take part in his ordination to the pontificate"
Justinian IJohn IIIJuly 17, 561 – July 13, 574"At the death of Pelagius I, Rome had been under Byzantine control for many years, and according to the procedure imposed by Constantinople, the name of the elected candidate had to be submitted to the emperor for approval. This explains the long vacancy "
Justin IIBenedict IJune 2, 575 – June 30, 579"The ravages of the Lombards rendered it very difficult to communicate with the emperor at Constantinople, who claimed the privilege of confirming the election of the popes. Hence there was a vacancy of nearly eleven months between the death of John III and the arrival of the imperial confirmation of Benedict's election, 2 June, 575."
Tiberius II ConstantinePelagius IINovember 26, 579 – February 7, 590"He succeeded Benedict I, when the Lombards were besieging Rome, but his consecration was delayed in the hope of securing the confirmation of the election by the emperor. But the blockade of Rome by the Lombards, and their control of the great thoroughfares was effective and, after four months, he was consecrated."
MauriceGregory ISeptember 3, 590 – March 12, 604"The choice of a successor lay with the clergy and people of Rome, and without any hesitation they elected Gregory wrote personally to the Emperor Maurice, begging him with all earnestness not to confirm the election. Germanus, prefect of the city, suppresses this letter, however, and sent instead of it the formal schedule of the election. In the interval while awaiting the emperor's reply the business of the vacant see was transacted by Gregory At length, after six months of waiting, came the emperor's confirmation of Gregory's election."
PhocasSabinianSeptember 13, 604 – February 22, 606" chosen to succeed Gregory soon after the death of that great pontiff; but as the imperial confirmation of his election did not arrive for some months, he was not consecrated till September."
PhocasBoniface IIIFebruary 19, 607 – November 12, 607" as apocrisiarius, or legate, to the court of Constantinople, where, by his tact and prudence, he appears to have gained the favourable regard of the Emperor Phocas"
PhocasBoniface IVAugust 25, 608 – May 8, 615"Boniface obtained leave from the Emperor Phocas "
HeracliusSeverinusOctober 638 – August 2, 640"Severinus was elected and envoys were at once sent to Constantinople, to obtain the confirmation of his election. But the emperor, instead of granting the confirmation, ordered Severinus to sign his Ecthesis This the pope-elect refused to do Meanwhile his envoys at Constantinople, finally secured the imperial confirmation."

Counts of Tusculum

AppointerPopePontificateNotes
Marozia, Senatrix of RomeSergius IIIJanuary 29, 904 – April 14, 911Mistress of Marozia
Marozia, Senatrix of RomeJohn XMarch 914 – May 928Appointed and then deposed by Marozia
Marozia, Senatrix of RomeLeo VIMay 928 – December 928
Marozia, Senatrix of RomeStephen VIIDecember 928 – February 931
Marozia, Senatrix of RomeJohn XIFebruary/March 931 – December 935Illegitimate son of Pope Sergius III and Marozia, and half-brother of Alberic II
Alberic II of Spoleto, Senator of RomeLeo VII3 January 936 – 13 July 939Cooperated with Henry I and Otto I
Alberic II of Spoleto, Senator of RomeMarinus IIOctober 30, 942 – May 946" he was one of the popes placed on the throne of St. Peter by the power of Alberic, Prince of the Romans "
Alberic II of Spoleto, Senator of RomeAgapetus IIMay 10, 946 – December 955"The temporal power had practically vanished and Rome was ruled by the vigorous Princeps and Senator Albericht, who was the prototype of the later Italian tyrants."
Alberic II of Spoleto, Senator of RomeJohn XIIDecember 16, 955 – May 14, 964Son of Alberic II
"During his lifetime, his successor was virtually appointed in the person of Albericht's notorious son Octavian, later John XII, whose father forced the Romans to swear that they would elect him as their temporal and spiritual lord upon the demise of Agapetus."

Holy Roman Empire

AppointerPopePontificateNotes
None*Benedict VMay 22, 964 – June 23, 964"Benedict V was elected pope in very critical circumstances. The powerful emperor, Otho I, had forcibly deposed John XII, and had replaced him by a nominee of his own who took the title of Leo VIII. But the Romans expelled Leo, and on the death of John XII, elected Benedict Otho marched on Rome, seized Benedict, and put an end to his pontificate After reinstating Leo, Otho left Rome and carried Benedict with him to Germany."
Otto I, [Holy Roman Emperor]Leo VIIIJuly 964 – March 1, 965Sometimes considered an antipope for the first year of his papacy
Otto I, Holy Roman EmperorJohn XIIIOctober 1, 965 – September 6, 972Brother of Crescentius the Elder
"In presence of the imperial envoys, Liutprand, Bishop of Cremona, and Otgar, Bishop of Speyer, the emperor's candidate, John, Bishop of Narni, was elected pope, and crowned on 1 October, 965, as John XIII."
Otto I, Holy Roman EmperorBenedict VIJanuary 19, 973 – June 974Deposed and strangled by Crescentius the Elder
" the necessity of waiting for the ratification of the Emperor Otho delayed his consecration till 19 January, 973."
Otto II, Holy Roman EmperorBenedict VIIOctober 974 – July 10, 983Elected by the Roman clergy through the influence of Siccio, envoy of Otto II
Related to Alberic II of Spoleto, the Count of Tusculum and the Crescentii
Otto II, Holy Roman EmperorJohn XIVDecember 983 – August 20, 984"After the death of Benedict VII, Bishop Peter Campanora of Pavia, earlier imperial chancellor of Italy, was elected pope with the consent of Emperor Otto II "
Unknown; existence is disputedJohn XVAugust 985 – March 996Crescentius the Younger as Patricius Romanorum likely interfered in the succession of John XV, if, in fact, it occurred
"John remained throughout his pontificate under the influence of the powerful patricius, though he maintained friendly relations with the German court and with both empresses-Adelaide, widow of Otto I, and Theophano, widow of Otto II."
Otto III, Holy Roman EmperorGregory V996–999Cousin of Otto III; Crescentius the Younger and the Roman clergy did not choose a successor to John XV immediately, but rather deferred to Otto III to select one.
Otto III, Holy Roman EmperorSylvester IIApril 2, 999 – May 12, 1003

Crescentii

Crescentius the Elder, the brother of Pope John XIII, had previously deposed and had strangled Pope Benedict VI, and helped install Antipope Boniface VII in Rome in opposition to the imperial candidates, Pope Benedict VII and Pope John XIV, the latter of which perished in the Castel Sant'Angelo like Benedict V. Crescentius the Younger, the son of Crescentius the Elder, likely had a strong hand in the election of Pope John XV, although the details of that papacy are incomplete and disputed. However, it is known that Crescentius the Younger deferred to Otto III, Holy Roman Emperor for the choice of the successor of John XV: Pope Gregory V, Otto III's cousin. Yet, not long afterward, disputes with the emperor and Gregory V caused Crescentius the Younger to support Antipope John XVI, who was deposed with some difficulty by Otto III, who proceeded to have John XVI mutilated and Crescentius the Younger killed.
Three years later, after a revolt in Rome involving John Crescentius, the son of Crescentius the Younger, Otto III and Pope Sylvester II were expelled from Rome; the three successors of Sylvester II were appointed by John Crescentius before he died in the spring of 1012, nearly simultaneously with Sergius IV, allowing the Counts of Tusculum to displace the Crescentii.
AppointerPopePontificateNotes
John CrescentiusJohn XVIIJune 1003 – December 1003Began in opposition to Gregory V
John CrescentiusJohn XVIIIDecember 25, 1003 – July 1009"He, too, owed his elevation to the influence of Crescentius."
John CrescentiusSergius IVJuly 31, 1009 – May 12, 1012

Counts of Tusculum

Unlike the Tusculan popes during the "Pornocracy", Benedict VIII, John XIX, and Benedict IX were the Count of Tusculum themselves immediately prior to their becoming pope. Benedict VIII subjugated the Crescentii and made peace with the Holy Roman Empire, crowning Henry II, Holy Roman Emperor on February 14, 1014, nearly two years after his accession to the papacy.
AppointerPopePontificateNotes
Counts of TusculumBenedict VIIIMay 18, 1012 – April 9, 1024Count of Tusculum immediately prior to becoming pope
" though a layman, imposed on the chair of Peter by force "
Counts of TusculumJohn XIXApril/May 1024 – October 20, 1032Count of Tusculum immediately prior to becoming pope; brother of Benedict VIII
Counts of TusculumBenedict IX1032–1044Count of Tusculum immediately prior to becoming pope; nephew of his two immediate predecessors as the son of their brother, Alberic III, Count of Tusculum
"Regarding it as a sort of heirloom, his father Alberic placed him upon when a mere youth, not, however, apparently of only twelve years of age "
First term; abdicated twice for financial reward

Holy Roman Empire

AppointerPopePontificateNotes
Henry IIIClement IIDecember 25, 1046 – October 9, 1047Proceeded to crown Henry III; first "German Pope"
Henry IIIDamasus IIJuly 17, 1048 – August 9, 1048With the concurrence of Boniface III of Tuscany
Henry IIILeo IXFebruary 12, 1048 – April 19, 1054Selected by the emperor at an assembly in Worms with the concurrence of Roman nobles, with the subsequent assent of the Roman clergy; Cousin of the emperor; brought Hildebrand to Rome with him.
Henry IIIVictor IIApril 13, 1055 – July 28, 1057"After the death of Leo IX Cardinal-subdeacon Hildebrand came to the emperor at the head of a Roman legation with the urgent request to designate Gebhard as pope. At the Diet of Mainz, in September, 1054, the emperor granted this request, but Gebhard refused to accept the papal dignity. At a court Diet held at Ratisbon in March, 1055, he finally accepted the papacy, but only on condition that the emperor restored to the Apostolic See all the possessions that had been taken from it. The emperor consented to this condition and Gebhard accompanied Hildebrand to Rome, where he was formally elected and solemnly enthroned on Maundy Thursday, 13 April 1055, taking the name of Victor II."
NoneStephen IXAugust 2, 1057 – March 29, 1058"He was made cardinal-priest of St. Chrysogonus by Victor II, and, on the latter's death, he was freely chosen his successor, and consecrated on the following day."
NoneNicholas IIDecember 6, 1058 – July 27, 1061Promulgated In Nomine Domini
"As soon as the news of the death of Stephen X at Florence reached Rome. the Tusculan party appointed a successor in the person of John Mincius, Bishop of Velletri, under the name of Benedict X. His elevation, due to violence and corruption, was contrary to the specific orders of Stephen X that, at his death, no choice of a successor was to be made until Hildebrand's return from Germany. Several cardinals protested against the irregular proceedings, but they were compelled to flee from Rome. Hildebrand was returning from his mission when the news of these events reached him. He interrupted his journey at Florence, and after agreeing with Duke Godfrey of Lorraine-Tuscany upon Bishop Gerhard for elevation to the papacy, he won over part of the Roman population to the support of his candidate. An embassy dispatched to the imperial court secured the confirmation of the choice by the Empress Agnes. At Hildebrand's invitation, the cardinals met in December, 1058, at Siena and elected Gerhard who assumed the name of Nicholas II. On his way to Rome the new pope held at Sutri a well-attended synod at which, in the presence of Duke Godfrey and the imperial chancellor, Guibert of Parma, he pronounced deposition against Benedict X."
Burchard II, Bishop of Halberstadt*Alexander IISeptember 30, 1061 – April 21, 1073"Alexander's election was confirmed by an envoy"
Henry IV*Gregory VIIApril 22, 1073 – May 25, 1085"Last pope whose election was confirmed by the Emperor"
Lothair III*Innocent IIFebruary 14, 1130 – September 24, 1143" the election of Innocent was ratified at a synod assembled at Würzburg at the request of the German king "

List of anti-papal appointments

Secular powerAntipopePontificateNotes
ConstantiusFelix II355–358Opposed to Pope Liberius
Exarchate of RavennaTheodore687"While Pope Conon lay dying, the archdeacon Pascal offered the exarch a large sum to bring about his election as his successor. Through the exarch's influence the archdeacon was accordingly elected by a number of people; about the same time another faction elected the archpriest Theodore. The mass of clergy and people, however, set them both aside and chose Sergius, who was duly consecrated."
Godfrey III, Duke of Lower LorraineClement III1080–1100Bishop of Ravenna at the time Rome was captured from the Countess Matilda of Tuscany
Henry V, Holy Roman EmperorGregory VIIIMarch 10, 1118 – April 22, 1121
Louis IV, Holy Roman EmperorNicholas VMay 12, 1328 – July 25, 1330Opposed to Pope John XXII