Production of The Lord of the Rings film series


The production of The Lord of the Rings film series posed enormous challenges, both logistical and creative. Under Peter Jackson's direction, these obstacles were overcome between 1997 and 2004. Many attempts to produce J. R. R. Tolkien's fantasy novel The Lord of the Rings had failed; the few that had reached the screen were animations. Since the publication of the source novels in the mid-1950s, many filmmakers and producers had considered a film but then set the project aside. The series as filmed by Jackson consists of three epic fantasy adventure films. They were produced by New Line Cinema, assisted by WingNut Films. The theatre versions appeared between 2001 and 2003, and the extended edition for home video in 2004. Development began in August 1997. The films were shot simultaneously. Their production was undertaken entirely in Jackson's native New Zealand. It spanned the 14-month period from October 1999 until December 2000, with pick-up shots filmed over a further 24 months, from 2001 to 2003.
Storyboarding began in 1997; the Tolkien illustrators Alan Lee and John Howe worked as conceptual artists throughout the project, Lee mainly on architecture, Howe on characters such as Gandalf and the Balrog. Extensive sets were built, including the village of Hobbiton. Weta Workshop created armour, weapons, prosthetics, monsters and other creatures, and miniatures. Some of the miniatures, such as of the city of Minas Tirith, were very large and extremely detailed, becoming known as "bigatures". The work was driven by Jackson's desire for realism, to give the effect of history rather than fantasy. Animals were studied to make the creatures biologically believable; weapons and armour were based on appropriate medieval or classical era peoples. Some 48,000 pieces of armour, 10,000 arrows, 500 bows, 10,000 Orc heads, 1,800 pairs of Hobbit feet serving as shoes, and 19,000 costumes were created for the filming.
The composer Howard Shore saw the set in August 2000 and watched the assembly cuts of the first two films. He created around 100 leitmotifs to represent themes, cultures, and characters, a record in the history of cinema, resulting in a long, complex and Academy Award-winning film score.
Visual effects broke new ground in filmmaking, from prosthetics to almost wholly digitally-realized creatures such as Gollum. The Hobbits are represented as tall, and the Dwarves as around tall, requiring sets both at normal scale for Men and Elves, and at larger scale for Hobbits and Dwarves — these were able to use the same scale of sets by virtue of the casting of shorter actors for Hobbits, taller actors for Dwarves. Monsters such as trolls, the Watcher in the Water, the Balrog, and the Ents were created entirely with computer-generated imagery, requiring months of design work from sketches to maquettes and finally computer work. Many scenes were created by filming natural scenery or miniatures, and combining these images with those of actors on a green-screen studio set.

Development

Previous adaptations

Tolkien's novels The Hobbit and The Lord of the Rings, set in Middle-earth, were the subject of many early failed attempts to bring the fictional universe to life in screen. Tolkien was skeptical of the prospects of an adaptation. While animated and live-action shorts were made in 1967 and 1971, the first commercial depiction of one of his books onscreen was an animated television special of The Hobbit, produced by Rankin/Bass in 1977. The first cinematic adaptation of the fictional setting was Ralph Bakshi's animated 1978 film The Lord of the Rings.
The rights to adapt Tolkien's works passed through the hands of several studios, having been briefly leased to Rembrandt Films before being sold perpetually to United Artists, who then passed them in part to Saul Zaentz. Filmmakers and producers interested in an adaptation included Walt Disney, Al Brodax, Forrest J Ackerman, Samuel Gelfman, Denis O'Dell, and Heinz Edelmann.
At the time that Bakshi's film was released, a teenaged Peter Jackson had not read the book, and went to see the film: "I liked the early part – it had some quaint sequences in Hobbiton, a creepy encounter with the Black Rider on the road, and a few quite good battle scenes – but then, about half way through, the storytelling became very disjointed and disorientating and I really didn't understand what was going on. However, what it did do was to make me want to read the book – if only to find out what happened!" He then read the book, thinking it would make for a great live-action film. He assumed that Disney or filmmakers like George Lucas or Steven Spielberg would eventually produce one for him to see, but realized it would have been impossible to adapt at the time. An amateur filmmaker, he soon tried making original fantasy films inspired by Jason and the Argonauts and Conan the Barbarian. He did not revisit the books until 1997, thinking that he would be out of his depth to adapt them.

Early development

In 1995, Jackson and his partner Fran Walsh were finishing The Frighteners and considered doing an original high-fantasy film to keep their special effects company in business. With the new developments in computer-generated imagery following 1993's Jurassic Park, Jackson set about planning a "Lord of the Rings-type of story" but whenever he and Walsh tried conceiving of a story, they ended with something so similar to Tolkien's books as to be considered derivative. Jackson began wondering "why nobody else seemed to be doing anything about" adapting Tolkien to live-action, and at his request, his agent Ken Kamins tracked the rights to Saul Zaentz.
Since Heavenly Creatures, Jackson was in a contract with Miramax Films. While he and his lawyer were unsure whether he was contractually obligated to bring his pitch to Miramax Films first, Jackson decided to do so out of courtesy, only to realize upon calling Harvey Weinstein that he had recently rescued Zaentz' production of The English Patient, and could therefore leverage the rights from him. Jackson realized it would take multiple films to adapt the books properly, but pitched a single trilogy: one film based on The Hobbit and, if that were to prove successful, a two-part adaptation of The Lord of the Rings, shot back-to-back and released six months apart.
Negotiations with Zaentz were elongated due to Weinstein's intention to keep Zaentz from producing the film himself, and by the fact that the distribution rights for The Hobbit were left in UA's hands. Miramax Films tried to buy the rights from the studio in vain. By April 1996, Jackson had reread The Hobbit and commissioned WETA to produce concept art, when Weinstein suggested postponing it to a potential prequel.
Weinstein's dalliance led Jackson to take up an offer from Universal Studios to film a remake of King Kong. Weinstein was furious, but Jackson still intended to make The Lord of the Rings immediately afterwards, and had the book to hand, re-reading the prologue. Indeed, he suggested that Miramax Films and Universal co-distribute both films, to which Weinstein agreed once Universal threw Shakespeare in Love into the deal, as well.

Pre-production for Miramax

When Universal cancelled King Kong in 1997, Jackson and Walsh immediately received support from Weinstein and began a six-week process of sorting out the rights. Jackson and Walsh asked Costa Botes to write a scene-by-scene synopsis of the book, which Jackson then rearranged as the basis for his screen treatment.
Immediately after King Kong's cancellation, Jackson clarified to Weinstein that he still intended to make two films, but concerns expressed by Miramax led him to try and write the treatment as a single film, "but by the time we had got to the end, it was clear that we were talking about two films." At the story conference at Miramax, the Weinsteins "blanched" but accepted this. While writing the treatment, Jackson considered doing three films and "shaped our treatment into three parts" before Miramax rejected the idea.
Between the synopsis and the treatment, Jackson decided to cut Gildor, Crickhollow, the Old Forest, Tom Bombadil, the Barrow-wight, Bill Ferney, Radagast, Lothlorien and Ghan-Buri-Ghan. The final treatment divides the story into two parts: The Fellowship of the Ring and The War of the Ring. The first opens immediately with the Battle of the Last Alliance and ends with Saruman's death, and Gandalf and Pippin going to Minas Tirith.
In this treatment, Farmer Maggot and Glorfindel are present; Gwaihir and Gandalf visit Edoras after escaping Saruman, and Eowyn and Eomer help him find Shadowfax against the wishes of a possessed Theoden. Gollum attacks Frodo when the Fellowship is still united, a struggle during which the Ring falls into the mud and is picked up by Boromir. Bilbo attends the Council of Elrond and Sam looks into Galadriel's mirror. At the end of the film, Saruman is shot by an overhead Nazgûl and, before his death, is redeemed through issuing the Palantir for Gandalf to look into. Aragorn, Legolas and Gimli are sent south to espy Sauron's forces, and Frodo and Sam are en route to the Black Gate.
The second film opens in the thick of battle, and ends with Frodo sailing to the West. It features a more pronounced romantic triangle with Arwen and Eowyn, including a scene of Aragorn and Eowyn "asleep in each other's arms"; and has Elladan, Elrohir and Erkenbrand join Aragorn on the Paths of the Dead, which are described as though made of flesh. The Nazgul just make it into Mount Doom before they fall.
They presented this treatment to Harvey and Bob Weinstein, the latter of whom they focused on impressing with their screenwriting, as Bob had not read the book. They agreed upon two films and a total budget of $150 million across two films combined. Early discussions of casting were held, with Miramax Films wanting to "americanize" the project, and suggesting star names like Daniel Day-Lewis for Aragorn and even suggested Morgan Freeman for Gandalf. Weinstein had dissuaded Jackson from considering Mira Sorvino and Ashley Judd, whom Weinstein had secretly harassed just previous to this time. Jackson compiled his own casting wishlist, which included Ian Holm for Bilbo Baggins and Cate Blanchett for Galadriel.
Meanwhile, WETA Digital developed the "MASSIVE" software and WETA Workshop began conceptual design for the films. Having used their paintings for inspiration Jackson suggested hiring Alan Lee and John Howe. Miramax didn't want to involve Lee, due to his association with the Tolkien Estate, but Jackson tracked the reclusive Lee through Michael Palin and convinced him and Howe to join the project. Howe, who previously mailed Lee and spoke to him on the phone once, met him on the plane. Howe brought along a collection of recreated Medieval armour for reference. A third artist, Ted Nasmith, was invited to join, but had to decline. Ralph Bakshi claimed that Jackson's company bought many of his designs.
During mid-1997, Jackson and Walsh began writing the two scripts with Stephen Sinclair. Sinclair's partner, Philippa Boyens, was a major fan of the book and joined the writing team after reading their treatment. It took 13 to 14 months to write the scripts, which were 147 and 144 pages respectively.
In this version, Farmer Maggot and Fatty Bolger appear. Gandalf is more frail and has given up pipe-smoking, and Gimli's dialogue contains several vulgarities. Sam, Merry and Pippin are all caught eavesdropping behind the door and forced to go along with Frodo. The Nazgul skewer Barliman Butterbur and Wargs attack the Hobbits near Weathertop. Gandalf's account of his time at Orthanc was pulled out of flashback and Lothlórien was cut, with Galadriel doing what she does in the story at Rivendell. Denethor attends the Council of Elrond with his son. The Watcher in the Water, absent from the treatment, is reinstated. Arwen now rescues Frodo instead of Glorfindel, and later joins the battle of Helm's Deep, where a Nazgul sweeps in, only for its fell beast slain by Gimli. Indeed, Theoden's palace is placed in Helm's Deep itself. While on the Seat of Seeing, Frodo sees the Nazgul, having killed Saruman, attack Gandalf. He puts on the Ring to draw him away and is attacked by a fell-beast, which Sam lassos to the structure. The Nazgul attacks Sam before Frodo kills it.
The second script included a sex scene between Aragorn and Arwen in the Glittering Pools, interrupted by Legolas and Gimli's sight-seeing the caves. Arwen later fends off a Nazgul that menaces Pippin and joins the Rohirrim. The writers considered having Arwen absorb Éowyn's role entirely by having her kill the Witch-king, with the resulting wound becoming the source of her illness. Faramir finds Frodo after Denethor sends him to do so, having learned the secret of the quest from Pippin. Imrahil and Forlong appear in the script, and Aragorn fights Sauron in front of the Black Gates.
Writing the scripts, Jackson and Miramax Films drew a 110-day schedule for production, beginning in April 1999, with the two films being scheduled for release in December 2000 and May 2001. In so doing, they were able to budget the films better, with Miramax Films becoming increasingly worried and asking for cost-cutting rewrites such as killing one of the four Hobbits, and sent producers to oversee the work done in New Zealand. Eventually, Marty Katz arrived to New Zealand. Spending four months there, he told Miramax Films that the films were more likely to cost $150 million; which was beyond Miramax Films' abilities.
Being a Disney-owned company at the time, Miramax Films went to chairman Joe Roth, who went to CEO Michael Eisner with a request to aid Miramax Films on budgeting the production. Eisner had recently demanded cost-cutting measures, and declined. Walsh said this was due to lack of faith in the property and concern over Jackson's proclivity to make violent films, although Eisner later claimed that he only refused because Harvey Weinstein refused to let him review the project or meet Jackson. Instead, Miramax looked for other studios like DreamWorks and Lucasfilm Ltd. to join, but were again unsuccessful, and instead consider merging the two films into one.
Bob Weinstein commissioned Jack Lechner to sketch a one-film version of the story. Lechner saw the story as too "dense" and that any two-film version would have left audiences unfulfilled since the story was only "half-told". He thought Frodo was a weak character. On 17 June 1998, he sent a memo in which he suggested cutting Bree and the Battle of Helm's Deep, "losing or using" Saruman, merging Rohan and Gondor, and making Éowyn Boromir's sister, shortening Rivendell and Moria as well as having Ents prevent the Uruk-hai from kidnapping Merry and Pippin.
Jackson agreed that "As an exercise in reducing The Lord of the Rings to one film, it demonstrated a lot of common sense", but was upset by the idea of "cutting out half the good stuff." In the following meeting, he tried to convince Harvey Weinstein to make the first film on-budget and then make the second film, and later suggested making a one-film version under the provision that it would be four hours long. Weinstein refused, insisting on telling the whole story in a two-hour film. Jackson balked, and Miramax declared that any script or work completed by Weta Workshop was theirs, and that they would commission Hossein Amini to rewrite the script with Walsh. In fact, they had already sent the two-film script to Amini who "loved it". When Jackson and Walsh refused to co-operate, Weinstein said he had John Madden ready to direct it. In a later phone-call to Jackson's agent, Weinstein instead mentioned Quentin Tarantino. Jackson and Amini both believe this was a bluff to get Jackson to agree to make one film.
Jackson's agent later clarified to Weinstein that, should he hire other filmmakers, he could not use Jackson's scripts or designs as a basis, and that he would be better off putting the project on a turnaround, which Miramax only begrudgingly agreed to. Hoping that Jackson could be forced to make the one-film version, Miramax dictated draconian conditions for the turnaround, limiting it to just four weeks. They further demanded that the other studio repay their investment and give them 5% of the revenue of the films: half for themselves, and half for Disney.
Jackson made a 35-minute "making of" video to sell the project, and had the scripts sent out to various studios. Jackson wanted to go to New Line Cinema, where his friend Mark Ordesky was an executive. Knowing Ordesky was a fan of the books, Jackson called him with the proposition. Meanwhile, all the other studios passed. Centropolis and Sony disliked the script; 20th Century Fox was interested but declined due to Zaentz's involvement. PolyGram were also interested but were in the process of being sold to Universal. The other studios did not review the scripts.