Three Kingdoms


The Three Kingdoms of Cao Wei, Shu Han, and Eastern Wu dominated China from 220 to 280 AD following the end of the Han dynasty. This period was preceded by the Eastern Han dynasty and was followed by the Western Jin dynasty. Academically, the periodisation begins with the establishment of Cao Wei in 220 AD and ends with the conquest of Wu by Jin in 280 AD. The period immediately preceding the Three Kingdoms, from 184 to 220 AD, was marked by chaotic infighting among warlords across China as Han authority collapsed. The period from 220 to 263 AD was marked by a comparatively stable arrangement between Cao Wei, Shu Han, and Eastern Wu. This stability broke down with the conquest of Shu by Wei in 263 AD, followed by the usurpation of Cao Wei by Jin in 266 AD and ultimately the conquest of Wu by Jin in 280 AD.
The Three Kingdoms period which included the collapse of the Han was one of the most dangerous periods in Chinese history due to multiple plagues, widespread famines, and civil war. A nationwide census taken in 280 AD, following the reunification of the Three Kingdoms under the Jin showed a total of 2,459,840 households and 16,163,863 individuals which was only a fraction of the 10,677,960 households, and 56,486,856 individuals reported during the Han era. While the census may not have been particularly accurate due to a multitude of factors of the times, in 280 AD, the Jin did make an attempt to account for all individuals where they could.
Technology advanced significantly during this period. Shu chancellor Zhuge Liang invented the wooden ox, suggested to be an early form of the wheelbarrow, and improved on the repeating crossbow. Wei mechanical engineer Ma Jun is considered by many to be the equal of his predecessor Zhang Heng. He invented a hydraulic-powered, mechanical puppet theatre designed for Emperor Ming of Wei, square-pallet chain pumps for irrigation of gardens in Luoyang, and the ingenious design of the south-pointing chariot, a non-magnetic directional compass operated by differential gears.
The authoritative historical record of the era is Chen Shou's Records of the Three Kingdoms, in tandem with the later annotations published in 429 AD by Pei Songzhi. While comparatively short, the Three Kingdoms period has been romanticised in the culture of the Sinosphere. It has been retold and dramatised in folklore, opera, and novels, as well as film, television, and video games. The most well-known fictional adaptation of the history is Romance of the Three Kingdoms, a historical novel written during the Ming dynasty by Luo Guanzhong.

Periodization

There is no set time period for the era. The majority view uses the years 220–280 as endpoints, beginning with the abdication of the last Han emperor and ending with the reunification of China by the first Jin emperor. Strictly speaking, the Three Kingdoms, or independent states, only existed from the proclamation of the Eastern Wu ruler to be emperor in 229 until the downfall of Shu Han in 263. Interpretations of the period outside performative political acts push the beginning back into the later years of the Han, with the decline of the Han royal house.
Several other starting points for the period are given by Chinese historians: the Yellow Turban Rebellion in 184; the year after the beginning of the rebellion, 185; Dong Zhuo deposing Emperor Shao of Han and enthroning Emperor Xian of Han in 189, Dong Zhuo sacking Luoyang and moving the capital to Chang'an in 190, or Cao Cao placing the emperor under his control in Xuchang in 196.
As the Jin unification was itself short-lived, lasting at least until the start of the Sixteen Kingdoms period with the independence of Cheng-Han and Han-Zhao in 304, the entire period between the fall of Han and the Sui unification is sometimes periodised together as "the period of disunity", "Wei, Jin, Northern and Southern dynasties", or "the Six Dynasties period".

Prelude

Yellow Turban Rebellion

The power of the Eastern Han dynasty had steadily declined owing to a variety of political and economic problems after the death of Emperor He in 105 AD. A series of Han emperors ascended the throne while still youths, and de facto imperial power often rested with the emperors' older relatives. As these relatives occasionally were loath to give up their influence, emperors would, upon reaching maturity, be forced to rely on political alliances with senior officials and eunuchs to achieve control of the government. Political posturing and infighting between imperial relatives and eunuch officials were a constant problem in the Chinese government at the time. During the reigns of Emperor Huan and Emperor Ling, leading officials' dissatisfaction with the eunuchs' usurpation of power reached a peak, and many began to openly protest against them. The first and second protests met with failure, and the court eunuchs persuaded the emperor to execute many of the protesting scholars. Some local rulers seized the opportunity to exert despotic control over their lands and citizens, since many feared to speak out in the oppressive political climate. Emperors Huan and Ling's reigns were recorded as particularly dark periods of Han dynasty rule. In addition to political oppression and mismanagement, China experienced a number of natural disasters during this period, and local rebellions sprung up throughout the country.
In the third month of 184, Zhang Jiao, leader of the Way of Supreme Peace, a Taoist movement, along with his two brothers Zhang Liang and Zhang Bao, led the movement's followers in a rebellion against the government that was called the Yellow Turban Rebellion. Their movement quickly attracted followers and soon numbered several hundred thousand and received support from many parts of China. They had 36 bases throughout China, with large bases having 10,000 or more followers and minor bases having 6,000 to 7,000, similar to Han armies. Their motto was:
"The Azure Sky has perished, the Yellow Sky will soon rise; in this year of jiazi, let there be prosperity in the world!"
Emperor Ling dispatched generals Huangfu Song, Lu Zhi, and Zhu Jun to lead the Han armies against the rebels, and decreed that local governments had to supply soldiers to assist in their efforts. The Yellow Turbans were ultimately defeated and its surviving followers dispersed throughout China, but due to the turbulent situation throughout the empire, many were able to survive as bandits in mountainous areas, thus continuing their ability to contribute to the turmoil of the era.
With the widespread increase in bandits across the Chinese nation, the Han army had no way to repel each and every raiding party. In 188, Emperor Ling accepted a memorial from Liu Yan suggesting he grant direct administrative power over feudal provinces and direct command of regional military to local governors, as well as promoting them in rank and filling such positions with members of the Liu family or court officials. This move made provinces official administrative units, and although they had power to combat rebellions, the later intra-governmental chaos allowed these local governors to easily rule independently of the central government. Liu Yan was also promoted as governor of Yi Province. Soon after this move, Liu Yan severed all of his region's ties to the Han imperial court, and several other areas followed suit.

Dong Zhuo in power

In the same year, Emperor Ling died, and another struggle began between the court eunuchs for control of the imperial family. Court eunuch Jian Shuo planned to kill Regent Marshal He Jin, a relative of the imperial family, and to replace the crown prince Liu Bian with his younger brother Liu Xie, the Prince of Chenliu, though his plan was unsuccessful. Liu Bian took the Han throne as Emperor Shao, and He Jin plotted with warlord Yuan Shao to assassinate the Ten Attendants, a clique of twelve eunuchs led by Zhang Rang who controlled much of the imperial court. He Jin also ordered Dong Zhuo, the frontier general in Liang Province, and Ding Yuan, Inspector of Bing Province, to bring troops to the capital to reinforce his position of authority. The eunuchs learned of He Jin's plot, and had him assassinated before Dong Zhuo reached the capital Luoyang. When Yuan Shao's troops reached Luoyang, they stormed the palace complex, killing the Ten Attendants and two thousand of the eunuchs' supporters. Though this move effectively ended the century-long feud between the eunuchs and the imperial family, this event prompted the invitation of Dong Zhuo to the outskirts of Luoyang from the northwest boundary of China.
On the evening of 24 September 189, General Dong Zhuo observed that Luoyang was set ablaze—as a result of a power struggle between the eunuchs and civil service—and commanded his army forward to strike down the disorder. As the emperor had lost any remaining military or political power, Dong Zhuo seized the de facto control of the government located at Luoyang. On 28 September, Dong Zhuo deposed Liu Bian from the imperial Han throne in favour of Liu Xie. In the following weeks, rebellions broke out throughout all of China.
In East China, in an attempt to restore the power of the Han, a large coalition against Dong Zhuo began to rise, with leaders such as Yuan Shao, Yuan Shu, and Cao Cao. Many provincial officials were compelled to join or risk elimination. In 191, Sun Jian led an army against Dong Zhuo and drove him from Luoyang to Chang'an. In the following year, Dong Zhuo's former bodyguard Lü Bu assassinated Dong Zhuo. It is said that Dong Zhuo's body was thrown into the street with a lit wick in his navel, which supposedly burned with the same brilliance of the sun for a period of four days.

Collapse of central power

In 192, there was some talk among the coalition of appointing Liu Yu, an imperial relative, as emperor, and gradually its members began to fall out. Most of the warlords in the coalition, with a few exceptions, sought the increase of personal military power in the time of instability instead of seriously wishing to restore the Han dynasty's authority. The Han empire was divided between a number of regional warlords. As a result of the complete collapse of the central government and eastern alliance, the North China Plain fell into warfare and anarchy with many contenders vying for success or survival. Emperor Xian fell into the hands of various warlords in Chang'an.
Dong Zhuo, confident in his success, was slain by his follower Lü Bu, who plotted with minister Wang Yun. Lü Bu, in turn, was attacked by Dong Zhuo's former officers: Li Jue, Guo Si, Zhang Ji and Fan Chou. Wang Yun and his whole family were executed. Lü Bu fled to Zhang Yang, a northern warlord, and remained with him for a time before briefly joining Yuan Shao, but it was clear that Lü Bu was far too independent to serve another. Yuan Shao operated from Ye city in Ji Province, extending his power north of the Yellow River. Han Fu had formerly been the Governor of Ji Province, but he came under the control of Yuan Shao and was replaced by him.
Between the Yellow and Huai rivers, a conflict had erupted between Yuan Shu, Cao Cao, Tao Qian and Lü Bu. Cao Cao forced the Yellow Turbans to surrender in 192, drove Yuan Shu to the south of the Huai River in 193, inflicted devastation upon Tao Qian in 194, received the surrender of Liu Bei in 196, and captured and executed Lü Bu in 198. Cao was now in complete control of the southern part of the North China Plain.
In the northeast, Gongsun Du held control of the Liaodong Peninsula and its environs, where he had established a state. He was succeeded by his son Gongsun Kang in 204. In the north across the frontier, the Southern Xiongnu vassal state had also collapsed, leading to the dispersion of their tribes and the rise of the Xiuchuge, while the Xianbei people of the steppe began migrating southward into China. Another Han vassal, the Wuhuan, were also growing in power in the northeast. Goguryeo was invaded by warlord Gongsun Kang in 204, resulting in the Daifang Commandery. In 209, Kang invaded Goguryeo again, took the capital of Goguryeo and forced them to submit. Goguryeo was forced to move its capital further east. In Liang Province, rebellion had erupted in 184. In the west, Liu Yan had been Governor of Yi Province since his appointment in 188. He was succeeded by his son Liu Zhang in 194. Directly north of Liu Zhang's territory, Zhang Lu, leader of the Five Pecks of Rice, led the theocratic government at Hanzhong commandery on the upper Han River. Liu Biao held control over his province as the Governor of Jing Province. Sun Quan held control over the lower Yangtze.