Stokes' theorem
Stokes' theorem, also known as the Kelvin–Stokes theorem after Lord Kelvin and George Stokes, the fundamental theorem for curls, or simply the curl theorem, or rotor theorem is a theorem in vector calculus on three-dimensional Euclidean space and real coordinate space,.
Given a vector field, the theorem relates the integral of the curl of the vector field over some surface, to the line integral of the vector field around the boundary of the surface. The classical theorem of Stokes can be stated in one sentence:
Stokes' theorem is a special case of the generalized Stokes theorem. In particular, a vector field on can be considered as a 1-form in which case its curl is its exterior derivative, a 2-form.
Theorem
Let be a smooth oriented surface in with boundary. If a vector fieldis defined and has continuous first order partial derivatives in a region containing, then
More explicitly, with being the wedge product, the equality says that
The main challenge in a precise statement of Stokes' theorem is in defining the notion of a boundary. Surfaces such as the Koch snowflake, for example, are well-known not to exhibit a Riemann-integrable boundary, and the notion of surface measure in Lebesgue theory cannot be defined for a non-Lipschitz surface. One technique is to pass to a weak formulation and then apply the machinery of geometric measure theory; for that approach see the coarea formula. In this article, we instead use a more elementary definition, based on the fact that a boundary can be discerned for full-dimensional subsets of.
A more detailed statement will be given for subsequent discussions.
Let be a piecewise smooth Jordan plane curve: a simple closed curve in the plane. The Jordan curve theorem implies that divides into two components, a compact one and another that is non-compact. Let denote the compact part; then is bounded by. It now suffices to transfer this notion of boundary along a continuous map to our surface in. But we already have such a map: the parametrization of.
Suppose is piecewise smooth at the neighborhood of , with. If is the space curve defined by then we call the boundary of, written
With the above notation, if is any smooth vector field on, then
Here, the "" represents the dot product in.
Special case of a more general theorem
Stokes' theorem can be viewed as a special case of the following identity:where is any smooth vector or scalar field in. When is a uniform scalar field, the standard Stokes' theorem is recovered.
Proof
The proof of the theorem consists of 4 steps. We assume Green's theorem, so what is of concern is how to boil down the three-dimensional complicated problem to a two-dimensional rudimentary problem. When proving this theorem, mathematicians normally deduce it as a special case of a more general result, which is stated in terms of differential forms, and proved using more sophisticated machinery. While powerful, these techniques require substantial background, so the proof below avoids them, and does not presuppose any knowledge beyond a familiarity with basic vector calculus and linear algebra. At the end of this section, a short alternative proof of Stokes' theorem is given, as a corollary of the generalized Stokes' theorem.Elementary proof
First step of the elementary proof (parametrization of integral)
As in , we reduce the dimension by using the natural parametrization of the surface. Let and be as in that section, and note that by change of variableswhere stands for the Jacobian matrix of at.
Now let be an orthonormal basis in the coordinate directions of.
Recognizing that the columns of are precisely the partial derivatives of at, we can expand the previous equation in coordinates as
Second step in the elementary proof (defining the pullback)
The previous step suggests we define the functionNow, if the scalar value functions and are defined as follows,
then,
This is the pullback of along, and, by the above, it satisfies
We have successfully reduced one side of Stokes' theorem to a 2-dimensional formula; we now turn to the other side.
Third step of the elementary proof (second equation)
First, calculate the partial derivatives appearing in Green's theorem, via the product rule:Conveniently, the second term vanishes in the difference, by equality of mixed partials. So,
But now consider the matrix in that quadratic form—that is,. We claim this matrix in fact describes a cross product.
Here the superscript "" represents the transposition of matrices.
To be precise, let be an arbitrary matrix and let
Note that is linear, so it is determined by its action on basis elements. But by direct calculation
Here, represents an orthonormal basis in the coordinate directions of.
Thus for any.
Substituting for, we obtain
We can now recognize the difference of partials as a triple product:
On the other hand, the definition of a surface integral also includes a triple product—the very same one!
So, we obtain
Fourth step of the elementary proof (reduction to Green's theorem)
Combining the second and third steps and then applying Green's theorem completes the proof.Green's theorem asserts the following: for any region D bounded by the Jordans closed curve γ and two scalar-valued smooth functions defined on D;
We can substitute the conclusion of STEP2 into the left-hand side of Green's theorem above, and substitute the conclusion of STEP3 into the right-hand side.
Q.E.D.
Proof via differential forms
The functions can be identified with the differential 1-forms on via the mapWrite the differential 1-form associated to a function as. Then one can calculate that
where is the Hodge star and is the exterior derivative. Thus, by generalized Stokes' theorem,
Applications
Irrotational fields
In this section, we will discuss the irrotational field based on Stokes' theorem.Definition 2-1. A smooth vector field on an open is irrotational if.
This concept is very fundamental in mechanics; as we'll prove later, if is irrotational and the domain of is simply connected, then is a conservative vector field.
Helmholtz's theorem
In this section, we will introduce a theorem that is derived from Stokes' theorem and characterizes vortex-free vector fields. In classical mechanics and fluid dynamics it is called Helmholtz's theorem.Theorem 2-1. Let be an open subset with a lamellar vector field and let be piecewise smooth loops. If there is a function such that
- ' is piecewise smooth,
- ' for all,
- ' for all,
- ' for all.
Some textbooks such as Lawrence call the relationship between and stated in theorem 2-1 as "homotopic" and the function as "homotopy between and ". However, "homotopic" or "homotopy" in above-mentioned sense are different typical definitions of "homotopic" or "homotopy"; the latter omit condition . So from now on we refer to homotopy in the sense of theorem 2-1 as a tubular homotopy .
Proof of Helmholtz's theorem
In what follows, we abuse notation and use "" for concatenation of paths in the fundamental groupoid and "" for reversing the orientation of a path.Let, and split into four line segments.
so that
By our assumption that and are piecewise smooth homotopic, there is a piecewise smooth homotopy
Let be the image of under. That
follows immediately from Stokes' theorem. is lamellar, so the left side vanishes, i.e.
As is tubular, and. Thus the line integrals along and cancel, leaving
On the other hand,,, so that the desired equality follows almost immediately.
Conservative forces
Above Helmholtz's theorem gives an explanation as to why the work done by a conservative force in changing an object's position is path independent. First, we introduce the Lemma 2-2, which is a corollary of and a special case of Helmholtz's theorem.Lemma 2-2. Let be an open subset, with a Lamellar vector field and a piecewise smooth loop. Fix a point, if there is a homotopy such that
- ' is piecewise smooth,
- ' for all,
- ' for all,
- ' for all.
Above Lemma 2-2 follows from theorem 2–1. In Lemma 2-2, the existence of satisfying to is crucial;the question is whether such a homotopy can be taken for arbitrary loops. If is simply connected, such exists. The definition of simply connected space follows:
Definition 2-2. Let be non-empty and path-connected. is called simply connected if and only if for any continuous loop, there exists a continuous tubular homotopy from to a fixed point ; that is,
- ' is continuous,
- ' for all,
- ' for all,
- ' for all.
Fortunately, the gap in regularity is resolved by the Whitney's approximation theorem. In other words, the possibility of finding a continuous homotopy, but not being able to integrate over it, is actually eliminated with the benefit of higher mathematics. We thus obtain the following theorem.
Theorem 2-2. Let be open and simply connected with an irrotational vector field. For all piecewise smooth loops
Maxwell's equations
In the physics of electromagnetism, Stokes' theorem provides the justification for the equivalence of the differential form of the Maxwell–Faraday equation and the Maxwell–Ampère equation and the integral form of these equations. For Faraday's law, Stokes theorem is applied to the electric field, :For Ampère's law, Stokes' theorem is applied to the magnetic field, :