ISO 10962


ISO 10962, known as Classification of Financial Instruments, is a six-letter-code used in the financial services industry to classify and describe the structure and function of a financial instrument as part of the instrument reference data. It is an international standard approved by the International Organization for Standardization. CFI have been required since 1 July 2017.
The CFI is attributed to a financial instrument at the time when the financial instrument is issued and when it is allocated an International Securities Identification Number by the respective national numbering agency. It will normally not change during the life of that instrument.
Each of the six letters of the CFI represents a specific characteristic of the financial instrument. Those capital letters are drawn from the ISO basic Latin alphabet. The first letter of the code is the Category: E for Equity, D for Debt, C for Collective Investment Vehicles,. The subsequent letters define the type of instrument for that category.
The purpose of ISO 10962 is to provide a standard for describing all financial instruments that can be recognized world-wide by all operators and computer systems in the financial markets and banking industries. The Classification of financial instrument Code is used to define and describe financial instruments as a uniform set of codes for all market participants.
The code is issued by the members of . The group promotes the structure to increase its use by non-governmental market participants.

History of ISO 10962 Modification

  • Standard was first accepted and published in 1997 as ISO 10962:1997
  • Its first revision, published in 2001, was ISO 10962:2001
  • In 2006, FIX Protocol group published a proposal for changes of the standard for Consultation.
  • The standard was subsequently revised and published as ISO 10962:2015.
  • A further revision, ISO 10962:2019, mainly addressed OTC derivatives but was later replaced by ISO 10962:2021, which is the current active version published by ISO in 2021.

    Background and Goals of Introduction

Where distinct entities transact it is seen as helpful to establish a common transaction language. The CFI code is meant to provide the most comprehensive information possible, while at the same time maintaining the code manageability, provides a standard for identification of type of instrument and their main high level characteristics, determined by the intrinsic characteristics of the financial instrument, which would be independent of the individual names or conventions of a given country or financial institution. This principle avoids confusion arising from different linguistic usage as well as redundancy, while allowing an objective comparison of the instruments across markets.
CFI codes also aim to simplify electronic communication between participants, improve understanding of the characteristics of financial instruments for the investors, and allow securities grouping in a consistent manner for reporting and categorization purposes.

Structure of CFI Code

  • The first character indicates the highest level of category of the Security.
  • The second character refers to the groups within each category.
  • The next four characters refer to four attributes, that varies between groups.
  • The letter X always means Not Appl./Undefined.

    Tabulated Structure of CFI Code

CFI Category
CFI Group
Attribute - 1
Attribute - 2
Attribute - 3
Attribute - 4
E = EquitiesS = Shares i.e. Common / OrdinaryVoting Right
  1. V = Voting
  2. N = Non-Voting
  3. R = Restricted
  4. E = Enhanced voting
Ownership
  • T = Restrictions
  • U = Free
  • Payment Status
  • F = Fully Paid
  • O = Nil Paid
  • P = Partly Paid
  • Form
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • E = EquitiesP = Preferred sharesVoting Right
    1. V = Voting
    2. N = Non-Voting
    3. R = Restricted
    4. E = Enhanced voting
    Redemption
    1. R = Redeemable
    2. E = Extendible
    3. T = Redeemable / Extendible
    4. G = Exchangeable
    5. A = Redeemable / Exchangeable / Extendible
    6. C = Redeemable/Exchangeable
    7. N = Perpetual
    Income
    1. F = Fixed Rate
    2. C = Cumulative, Fixed Rate
    3. P = Participating
    4. Q = Cumulative, Participating
    5. A = Adjustable/Variable Rate
    6. N = Normal Rate
    7. U = Auction Rate
    8. D = Dividends
    Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    E = EquitiesC = Convertible sharesVoting Right
    1. V = Voting
    2. N = Non-Voting
    3. R = Restricted
    4. E = Enhanced voting
    Ownership
    1. T = Restrictions
    2. U = Free
    Payment Status
    1. F = Fully Paid
    2. O = Nil Paid
    3. P = Partly Paid
    Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    E = EquitiesF = Preferred convertible sharesVoting Right
    1. V = Voting
    2. N = Non-Voting
    3. R = Restricted
    4. E = Enhanced voting
    Redemption
  • R = Redeemable
  • E = Extendible
  • T = Redeemable / Extendible
  • G = Exchangeable
  • A = Redeemable / Exchangeable / Extendible
  • C = Redeemable/Exchangeable
  • N = Perpetual
  • Income
    1. F = Fixed Rate
    2. C = Cumulative, Fixed Rate
    3. P = Participating
    4. Q = Cumulative, Participating
    5. A = Adjustable/Variable Rate
    6. N = Normal Rate
    7. U = Auction Rate
    8. D = Dividends
    Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    E = EquitiesL = Limited partnership unitsVoting Right
    1. V = Voting
    2. N = Non-Voting
    3. R = Restricted
    4. E = Enhanced voting
    Ownership
  • T = Restrictions
  • U = Free
  • Payment Status
  • F = Fully Paid
  • O = Nil Paid
  • P = Partly Paid
  • Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    E = EquitiesD = Depository receipts on equitiesInstrument dependency
  • S = Common/Ordinary Shares
  • P = Preferred/Preference Shares
  • C = Common/Ordinary Convertible Shares
  • F = Preferred/Preference Convertible Shares
  • L = Limited Partnership Units
  • M = Others
  • Redemption / Conversion of the Underlying Asset
  • R = Redeemable
  • N = Perpetual
  • B = Convertible
  • D = Convertible/Redeemable
  • X = Not Appl./Undefined
  • Income
  • F = Fixed Rate
  • C = Cumulative, Fixed Rate
  • P = Participating
  • Q = Cumulative, Participating
  • A = Adjustable/Variable Rate
  • N = Normal Rate
  • U = Auction Rate
  • D = Dividends
  • Form
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • E = EquitiesY = Structured instruments Type
  • A = Tracker Certificate
  • B = Outperforming Certificate
  • C = Bonus Certificate
  • D = Outperformance Bonus Certificate
  • E = Twin-Win-Certificate
  • M = Others
  • Distribution
  • D = Dividend Payments
  • Y = No Payments
  • M = Others
  • Repayment
  • F = Cash Repayment
  • V = Physical Repayment
  • E = Elect at Settlement
  • M = Others
  • Underlying asset
    1. B = Baskets
    2. S = Equities
    3. D = Debt Instruments
    4. G = Derivatives
    5. T = Commodities
    6. C = Currencies
    7. I = Indices
    8. N = Interest rates
    9. M = Others
    E = EquitiesR = Preference sharesVoting Right
  • V = Voting
  • N = Non-Voting
  • R = Restricted
  • E = Enhanced voting
  • Redemption
    1. R = Redeemable
    2. E = Extendible
    3. T = Redeemable / Extendible
    4. G = Exchangeable
    5. A = Redeemable / Exchangeable / Extendible
    6. C = Redeemable/Exchangeable
    7. N = Perpetual
    Income
  • F = Fixed Rate
  • C = Cumulative, Fixed Rate
  • P = Participating
  • Q = Cumulative, Participating
  • A = Adjustable/Variable Rate
  • N = Normal Rate
  • U = Auction Rate
  • D = Dividends
  • Form
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • E = EquitiesV = Preference convertibles sharesVoting Right
  • V = Voting
  • N = Non-Voting
  • R = Restricted
  • E = Enhanced voting
  • Redemption
  • R = Redeemable
  • E = Extendible
  • T = Redeemable / Extendible
  • G = Exchangeable
  • A = Redeemable / Exchangeable / Extendible
  • C = Redeemable/Exchangeable
  • N = Perpetual
  • Income
  • F = Fixed Rate
  • C = Cumulative, Fixed Rate
  • P = Participating
  • Q = Cumulative, Participating
  • A = Adjustable/Variable Rate
  • N = Normal Rate
  • U = Auction Rate
  • D = Dividends
  • Form
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • E = EquitiesU = UnitsClosed/open-end
    1. C = Closed-end
    2. O = Open-end
    Distribution policy
  • I = Income funds
  • G = Growth funds
  • M = Mixed funds
  • Assets
  • R = Real estate
  • S = Securities
  • M = Mixed-general
  • C = Commodities
  • D = Derivatives
  • Form
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • Z = Bearer depository receipt
  • A = Registered depository receipt
  • M = Others
  • E = EquitiesM = Others X = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./UndefinedForm
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • D = Debt InstrumentsB = BondsType of interest
  • F = Fixed rate
  • Z = Zero rate / discounted rate
  • V = Variable
  • C = Cash payment
  • K = payment in kind
  • Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • Redemption/Reimbursement
  • F = Fixed Maturity
  • G = Fixed Maturity with Call Feature
  • C = Fixed Maturity with Put Feature
  • D = Fixed Maturity with Put and Call
  • A = Amortization Plan
  • B = Amortization Plan with Call Feature
  • T = Amortization Plan with Put Feature
  • L = Amortization Plan with Put and Call
  • P = Perpetual
  • Q = Perpetual with Call Feature
  • R = Perpetual with Put Feature
  • E = Extendible
  • Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    D = Debt InstrumentsC = Convertible BondsType of interest
  • F = Fixed rate
  • Z = Zero rate / discounted rate
  • V = Variable
  • C = Cash payment
  • K = payment in kind
  • Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • Redemption/Reimbursement
  • F = Fixed Maturity
  • G = Fixed Maturity with Call Feature
  • C = Fixed Maturity with Put Feature
  • D = Fixed Maturity with Put and Call
  • A = Amortization Plan
  • B = Amortization Plan with Call Feature
  • T = Amortization Plan with Put Feature
  • L = Amortization Plan with Put and Call
  • P = Perpetual
  • Q = Perpetual with Call Feature
  • R = Perpetual with Put Feature
  • E = Extendible
  • Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    D = Debt InstrumentsW = Bonds with warrants attachedType of interest
  • F = Fixed rate
  • Z = Zero rate / discounted rate
  • V = Variable
  • C = Cash payment
  • K = payment in kind
  • Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • Redemption/Reimbursement
  • F = Fixed Maturity
  • G = Fixed Maturity with Call Feature
  • C = Fixed Maturity with Put Feature
  • D = Fixed Maturity with Put and Call
  • A = Amortization Plan
  • B = Amortization Plan with Call Feature
  • T = Amortization Plan with Put Feature
  • L = Amortization Plan with Put and Call
  • P = Perpetual
  • Q = Perpetual with Call Feature
  • R = Perpetual with Put Feature
  • E = Extendible
  • Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    D = Debt InstrumentsT = Medium-term notesType of interest
  • F = Fixed rate
  • Z = Zero rate / discounted rate
  • V = Variable
  • C = Cash payment
  • K = payment in kind
  • Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • Redemption/Reimbursement
  • F = Fixed Maturity
  • G = Fixed Maturity with Call Feature
  • C = Fixed Maturity with Put Feature
  • D = Fixed Maturity with Put and Call
  • A = Amortization Plan
  • B = Amortization Plan with Call Feature
  • T = Amortization Plan with Put Feature
  • L = Amortization Plan with Put and Call
  • P = Perpetual
  • Q = Perpetual with Call Feature
  • R = Perpetual with Put Feature
  • E = Extendible
  • Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    D = Debt InstrumentsS = Structured products Type
  • A = Capital Protection Certificate with Participation
  • B = Capital Protection Convertible Certificate
  • C = Barrier Capital Protection Certificate
  • D = Capital Protection Certificate with Coupons
  • M = Others
  • Distribution
  • F = Fixed Interest Payments
  • D = Dividend Payments
  • V = Variable Interest Payments
  • Y = No Payments
  • M = Others
  • Repayment
  • F = Fixed Cash Repayment
  • V = Variable Cash Repayment
  • M = Others
  • Underlying asset
  • B = Baskets
  • S = Equities
  • D = Debt Instruments / Interest Rates
  • T = Commodities
  • C = Currencies
  • I = Indices
  • M = Others
  • D = Debt InstrumentsE = Structured products Type
  • A = Discount Certificate
  • B = Barrier Discount Certificate
  • C = Reverse Convertible
  • D = Barrier Reverse Convertible
  • E = Express Certificate
  • M = Others
  • Distribution
  • F = Fixed Interest Payments
  • D = Dividend Payments
  • V = Variable Interest Payments
  • Y = No Payments
  • M = Others
  • Repayment
  • R = Repayment in Cash
  • S = Repayment in Assets
  • C = Repayment in Assets and Cash
  • T = Repayment in Assets or Cash
  • M = Others
  • Underlying asset
  • B = Baskets
  • S = Equities
  • D = Debt Instruments / Interest Rates
  • T = Commodities
  • C = Currencies
  • I = Indices
  • M = Others
  • D = Debt InstrumentsG = Mortgage-backed securities Type of interest
    1. F = Fixed rate
    2. Z = Zero rate / discounted rate
    3. V = Variable
    Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • Redemption/Reimbursement
    1. F = Fixed Maturity
    2. G = Fixed Maturity with Call Feature
    3. C = Fixed Maturity with Put Feature
    4. D = Fixed Maturity with Put and Call
    5. A = Amortization Plan
    6. B = Amortization Plan with Call Feature
    7. T = Amortization Plan with Put Feature
    8. L = Amortization Plan with Put and Call
    9. P = Perpetual
    10. Q = Perpetual with Call Feature
    11. R = Perpetual with Put Feature
    12. E = Extendible
    Form
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    D = Debt InstrumentsA = Asset backed securities Type of interest
  • F = Fixed rate
  • Z = Zero rate / discounted rate
  • V = Variable
  • Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • Redemption/Reimbursement
  • F = Fixed Maturity
  • G = Fixed Maturity with Call Feature
  • C = Fixed Maturity with Put Feature
  • D = Fixed Maturity with Put and Call
  • A = Amortization Plan
  • B = Amortization Plan with Call Feature
  • T = Amortization Plan with Put Feature
  • L = Amortization Plan with Put and Call
  • P = Perpetual
  • Q = Perpetual with Call Feature
  • R = Perpetual with Put Feature
  • E = Extendible
  • Form
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • D = Debt InstrumentsN = Municipal bondsType of interest
  • F = Fixed rate
  • Z = Zero rate / discounted rate
  • V = Variable
  • Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • Redemption/Reimbursement
  • F = Fixed Maturity
  • G = Fixed Maturity with Call Feature
  • C = Fixed Maturity with Put Feature
  • D = Fixed Maturity with Put and Call
  • A = Amortization Plan
  • B = Amortization Plan with Call Feature
  • T = Amortization Plan with Put Feature
  • L = Amortization Plan with Put and Call
  • P = Perpetual
  • Q = Perpetual with Call Feature
  • R = Perpetual with Put Feature
  • E = Extendible
  • Form
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • D = Debt InstrumentsD = Depository receipts on debt instrumentsInstrument dependency
  • B = Bonds
  • C = Convertible Bonds
  • W = Bonds with Warrants Attached
  • T = Medium-Term Notes
  • Y = Money Market Instruments
  • G = Mortgage-Backed Securities
  • Q = Asset-Backed Securities
  • N = Municipal Bonds
  • M = Others
  • Type of interest/cash payment
  • F = Fixed Rate
  • Z = Zero Rate/Discounted
  • V = Variable
  • C = Cash Payment
  • Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • Redemption/Reimbursement
  • F = Fixed Maturity
  • G = Fixed Maturity with Call Feature
  • C = Fixed Maturity with Put Feature
  • D = Fixed Maturity with Put and Call
  • A = Amortization Plan
  • B = Amortization Plan with Call Feature
  • T = Amortization Plan with Put Feature
  • L = Amortization Plan with Put and Call
  • P = Perpetual
  • Q = Perpetual with Call Feature
  • R = Perpetual with Put Feature
  • E = Extendible
  • D = Debt InstrumentsY = Money market instrumentsType of interest
  • F = Fixed Rate
  • Z = Zero Rate/Discounted
  • V = Variable
  • K = Payment in Kind
  • Guarantee
  • T = Government / State Guarantee
  • G = Joint Guarantee
  • S = Secured
  • U = Unsecured / Unguaranteed
  • P = Negative Pledge
  • N = Senior
  • O = Senior Subordinated
  • Q = Junior
  • J = Junior Subordinated
  • C = Supranational
  • X = Not Appl./UndefinedForm
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • D = Debt InstrumentsM = Others Type
  • B = Bank Loan
  • P = Promissory Note
  • M = Others
  • X = Not Appl./UndefinedX = Not Appl./UndefinedForm
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • C = Collective Investment VehiclesI = Standard investment funds/mutual fundsClosed / Open-end
  • O = Open-End
  • C = Closed-End
  • M = Others
  • Distribution Policy
  • I = Income Funds
  • G = Accumulation Funds
  • J = Mixed Funds
  • AssetR = Real Estate
    B = Debt Instruments
    E = Equities
    V = Convertible Securities
    L = Mixed
    C = Commodities
    D = Derivatives
    F = Referential Instruments
    K = Credits
    M = Others

    Security Type and Investors Restrictions
    1. S = Shares
    2. Q = Shares for QI
    3. U = Units
    4. Y = Units for QI
    C = Collective Investment VehiclesH = Hedge funds
    C = Collective Investment VehiclesB = Real estate investment trusts
    C = Collective Investment VehiclesE = Exchange-traded funds
    C = Collective Investment VehiclesS = Pension funds
    C = Collective Investment VehiclesF = Funds of funds
    C = Collective Investment VehiclesP = Private equity funds
    C = Collective Investment VehiclesM = Others X = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./UndefinedSecurity Type and Investors Restrictions
  • S = Shares
  • Q = Shares for QI
  • U = Units
  • Y = Units for QI
  • R = Entitlement A = Allotments X = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./UndefinedForm
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • R = Entitlement S = Subscription RightsAsset
  • S = Common/Ordinary Shares
  • P = Preferred/Preference Shares
  • C = Common/Ordinary Convertible Shares
  • F = Preferred/Preference Convertible Shares
  • B = Bonds
  • I = Combined Instruments
  • M = Others
  • X = Not Appl./UndefinedX = Not Appl./UndefinedForm
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • R = Entitlement P = Purchase RightsAsset
  • S = Common/Ordinary Shares
  • P = Preferred/Preference Shares
  • C = Common/Ordinary Convertible Shares
  • F = Preferred/Preference Convertible Shares
  • B = Bonds
  • I = Combined Instruments
  • M = Others
  • X = Not Appl./UndefinedX = Not Appl./UndefinedForm
    1. B = Bearer
    2. R = Registered
    3. N = Bearer/Registered
    4. M = Others
    R = Entitlement W = WarrantsUnderlying asset
  • B = Baskets
  • S = Equities
  • D = Debt Instruments/Interest Rates
  • T = Commodities
  • C = Currencies
  • I = Indices
  • M = Others
  • Type
  • T = Traditional Warrants
  • N = Naked Warrants
  • C = Covered Warrants
  • Call / Put
  • C = Call
  • P = Put
  • B = Call and Put
  • Exercise Option Style
  • A = American
  • E = European
  • B = Bermudan
  • M = Others
  • R = Entitlement F = Mini-future certificates/constant leverage certificatesUnderlying asset
  • B = Baskets
  • S = Equities
  • D = Debt Instruments/Interest Rates
  • T = Commodities
  • C = Currencies
  • I = Indices
  • M = Others
  • Barrier dependency type
  • T = Barrier Underlying Based
  • N = Barrier Instrument Based
  • M = Others
  • Long / short
  • C = Long
  • P = Short
  • M = Others
  • Exercise Option Style
  • A = American
  • E = European
  • B = Bermudan
  • M = Others
  • R = Entitlement D = Depository receipts on entitlementsInstrument dependency
  • A = Allotment Rights
  • S = Subscription Rights
  • P = Purchase Rights
  • W = Warrants
  • M = Others
  • X = Not Appl./UndefinedX = Not Appl./UndefinedForm
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • R = Entitlement M = Other X = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./Undefined
    O = Listed OptionsC = Call OptionsExercise option style
  • A = American
  • E = European
  • B = Bermudan
  • Underlying asset
  • B = Baskets
  • S = Stock-Equities
  • D = Debt Instruments
  • T = Commodities
  • C = Currencies
  • I = Indices
  • O = Options
  • F = Futures
  • W = Swaps
  • N = Interest Rates
  • M = Others
  • Delivery
  • P = Physical
  • C = Cash
  • N = Non-Deliverable
  • E = Elect at Exercise
  • Standard
  • S = Standardized
  • N = Non-Standardized
  • O = Listed OptionsP = Put OptionsExercise option style
  • A = American
  • E = European
  • B = Bermudan
  • Underlying asset
  • B = Baskets
  • S = Stock-Equities
  • D = Debt Instruments
  • T = Commodities
  • C = Currencies
  • I = Indices
  • O = Options
  • F = Futures
  • W = Swaps
  • N = Interest Rates
  • M = Others
  • Delivery
  • P = Physical
  • C = Cash
  • N = Non-Deliverable
  • E = Elect at Exercise
  • Standard
  • S = Standardized
  • N = Non-Standardized
  • O = Listed OptionsM = Others X = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./Undefined
    F = FuturesF = Financial futuresUnderlying Asset
  • B = Baskets
  • S = Stock-Equities
  • D = Debt Instruments
  • C = Currencies
  • I = Indices
  • O = Options
  • F = Futures
  • W = Swaps
  • N = Interest Rates
  • V = Stock Dividend
  • M = Others
  • Delivery
  • P = Physical
  • C = Cash
  • N = Non-Deliverable
  • Standardized / Non-Standardized
  • S = Standardized
  • N = Non-Standardized
  • X = Not Appl./Undefined
    F = FuturesC = Commodities futuresUnderlying Asset
  • E = Extraction Resources
  • A = Agriculture
  • I = Industrial Products
  • S = Services
  • N = Environmental
  • P = Polypropylene Products
  • H = Generated Resources
  • M = Others
  • Delivery
  • P = Physical
  • C = Cash
  • N = Non-Deliverable
  • Standardized / Non-Standardized
    1. S = Standardized
    2. N = Non-Standardized
    X = Not Appl./Undefined
    S = SwapsR = Rates
    S = SwapsT = Commodities
    S = SwapsE = Equity
    S = SwapsC = Credit
    S = SwapsF = Foreign exchange
    S = SwapsM = Others
    H = Non-listed and complex listed optionsR = Rates
    H = Non-listed and complex listed optionsT = Commodities
    H = Non-listed and complex listed optionsE = Equity
    H = Non-listed and complex listed optionsC = Credit
    H = Non-listed and complex listed optionsF = Foreign exchange
    H = Non-listed and complex listed optionsM = Others
    I = SpotsF = Foreign exchange X = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./UndefinedDelivery
  • P = Physical
  • I = SpotsT = CommoditiesUnderlying asset
  • A = Agriculture
  • J = Energy
  • K = Metals
  • N = Environmental
  • P = Polypropylene Products
  • S = Fertilizer
  • T = Paper
  • M = Others
  • X = Not Appl./UndefinedX = Not Appl./UndefinedX = Not Appl./Undefined
    J = ForwardsE = Equity
    J = ForwardsF = Foreign exchange
    J = ForwardsC = Credit
    J = ForwardsR = Rates
    J = ForwardsT = Commodities
    K = StrategiesR = Rates
    K = StrategiesT = Commodities
    K = StrategiesE = Equity
    K = StrategiesC = Credit
    K = StrategiesF = Foreign exchange
    K = StrategiesY = Mixed assets
    K = StrategiesM = Others
    L = FinancingL = Loan LeaseUnderlying asset
  • A = Agriculture
  • B = Baskets
  • J = Energy
  • K = Metals
  • N = Environmental
  • P = Polypropylene Products
  • S = Fertilizer
  • T = Paper
  • M = Others
  • X = Not appl./UndefinedX = Not appl./UndefinedDelivery
  • P = Physical
  • C = Cash
  • N = Non-Deliverable
  • L = FinancingR = Repurchase agreementsUnderlying asset
  • G = General collateral
  • S = Specific security collateral
  • C = Cash collateral
  • Termination
  • F = Flexible
  • N = Overnight
  • O = Open
  • T = Term
  • X = Not appl./UndefinedDelivery
  • D = Delivery versus payment
  • H = Hold-in-custody
  • T = Tri-party
  • L = FinancingS = Securities LendingUnderlying asset
  • C = Cash collateral
  • G = Govt. bonds
  • P = Corporate bonds
  • T = Convertible bonds
  • E = Equity
  • L = Letter of credit
  • D = Cert. of deposit
  • W = Warrants
  • K = Money Market instruments
  • M = Others
  • Termination
  • N = Overnight
  • O = Open
  • T = Term
  • X = Not appl./UndefinedDelivery
  • D = DvP / Delivery versus payment
  • F = Free of payment
  • H = Hold-in-custody
  • T = Tri-party
  • T = Referential instrumentsC = CurrenciesType
  • N = National Currency
  • L = Legacy Currency
  • C = Bullion Coins
  • M = Others
  • X = Not appl./UndefinedX = Not appl./UndefinedX = Not appl./Undefined
    T = Referential instrumentsT = CommoditiesUnderlying asset
  • E = Extraction Resources
  • A = Agriculture
  • I = Industrial Products
  • S = Services
  • N = Environmental
  • P = Polypropylene Products
  • H = Generated Resources
  • M = Others
  • X = Not appl./UndefinedX = Not appl./UndefinedX = Not appl./Undefined
    T = Referential instrumentsR = Interest ratesType
  • N = Nominal
  • V = Variable
  • F = Fixed
  • R = Real
  • M = Others
  • Freq. of calculation
  • D = Daily
  • W = Weekly
  • N = Monthly
  • Q = Quarterly
  • S = Semi-Annually
  • A = Annually
  • M = Others
  • X = Not appl./UndefinedX = Not appl./Undefined
    T = Referential instrumentsI = IndicesAsset class
  • E = Equities
  • D = Debt
  • F = Collective Investment Vehicles
  • R = Real Estate
  • T = Commodities
  • C = Currencies
  • M = Others
  • Weighting type
  • P = Price Weighted
  • C = Capitalization Weighted
  • E = Equal Weighted
  • F = Modified Market Capitalization Weighted
  • M = Others
  • Index return type
  • P = Price Return
  • N = Net Total Return
  • G = Gross Total Return
  • M = Others
  • X = Not appl./Undefined
    T = Referential instrumentsB = BasketsComposition
  • E = Equities
  • D = Debt
  • F = Collective Investment Vehicles
  • I = Indices
  • T = Commodities
  • C = Currencies
  • M = Others
  • X = Not appl./UndefinedX = Not appl./UndefinedX = Not appl./Undefined
    T = Referential instrumentsD = Stock dividendsType of equity
  • S = Common Ordinary Shares
  • P = Preferred/Preference Shares
  • C = Common Ordinary Convertible Shares
  • F = Preferred/Preference Convertible Shares
  • L = Limited Partnership Units
  • K = Collective Investment Vehicles
  • M = Others
  • X = Not appl./UndefinedX = Not appl./UndefinedX = Not appl./Undefined
    T = Referential instrumentsM = Misc. / OthersX = Not appl./UndefinedX = Not appl./UndefinedX = Not appl./UndefinedX = Not appl./Undefined
    M = Misc. / OthersC = Combined instrumentsComponent
  • S = Combination of Shares
  • B = Combination of Bonds
  • H = Share and Bond
  • A = Share and Warrant
  • W = Warrant and Warrant
  • U = Fund Units and Other Components
  • M = Others
  • Ownership
  • T = Restrictions
  • U = Free
  • X = Not appl./UndefinedForm
  • B = Bearer
  • R = Registered
  • N = Bearer/Registered
  • M = Others
  • M = Misc. / OthersM = Misc. / OthersFurther grouping
  • R = Real Estate Deeds
  • I = Insurance Policies
  • E = Escrow Receipts
  • T = Trade Finance Instruments
  • N = Carbon Credit
  • P = Precious Metal Receipts
  • S = Other OTC Derivative Products
  • M = Others
  • X = Not appl./UndefinedX = Not appl./UndefinedX = Not appl./Undefined