Gerald Holton
Gerald James Holton is a German-born American physicist, historian of science, and educator, whose professional interests also include philosophy of science and the fostering of careers of young men and women. He is Mallinckrodt Professor of Physics and professor of the history of science, emeritus, at Harvard University. His contributions range from physical science and its history to their professional and public understanding, from studies on gender problems and ethics in science careers to those on the role of immigrants. These have been acknowledged by an unusually wide spectrum of appointments and honors, from physics to initiatives in education and other national, societal issues, to contributions for which he was selected, as the first scientist, to give the tenth annual Jefferson Lecture that the National Endowment for the Humanities describes as, “the highest honor the federal government confers for distinguished achievement in the humanities”.
Early life and education
Holton was born on May 23, 1922, in Berlin, Germany, into a Jewish family. His parents were Austrians: Emanuel, an attorney-at-law specializing in international law, and Regina, a physiotherapist. Forced by the rise of fascism in Germany, and one physical attack on the young family, they returned early to Vienna, Austria. Growing up in Vienna, Holton received his education through most of the Humanistisches Gymnasium. Family life was typically that of professionals enamored of Germanic Kultur; his parents had met first in a poetry club.In 1938, the annexation of Austria by Germany made life for Jews there dangerous, as was widely understood after the nationwide Pogrom of November 8–9. Yet, soon thereafter he and his younger brother, Edgar, were granted a place on the British Quakers' Kindertransport, to flee to England. There, Holton studied at the School of Technology, City of Oxford, receiving a Certificate of Electrical Engineering in June 1940. At that point, he was able to leave for America with his rejoined family, just days before having to report for incarceration for the duration, as was required for all male adult German refugees, by Prime Minister Churchill's directive.
Shortly after arriving in America, Wesleyan University in Middletown, Connecticut, offered Holton a place as a refugee from Europe. At Wesleyan, studying under his mentor, Professor Walter G. Cady, he received a B.A. in 1941 and an M.A. in 1942. From the outbreak of the war he found himself officially among the “Enemy Aliens”, as marked by President Franklin D. Roosevelt's directive for all holders of German passports. Nonetheless, he was asked to join the Harvard-based war-time research unit, the Electric-Acoustic Laboratory, OSRD, and also was teaching assistant on the staff to train naval officers in the use and repair of radar equipment.
Upon the end of World War II, he enrolled as a graduate student at Harvard. In 1947 he received his Ph.D. for research on the structure of matter at high pressure, as a student under Professor Percy Williams Bridgman, who in 1946 was awarded the Nobel Prize in Physics for his research in the field he effectively founded. Upon Holton's graduation he was asked to remain at Harvard as instructor in the Physics Department. His academic professional life had begun, and his association with Harvard has lasted for over 70 years. So has also his marriage to Nina, a sculptor. They have two sons, Thomas and Stephan.
Career
Physics at Harvard
Holton went through various faculty ranks at Harvard, starting in 1947, and was tenured in 1952 at age 30. For 30 years, starting from his thesis, he ran a high-pressure physics laboratory, specializing in the structure of liquids, and having the usual flow-through of research students and publications.Among the courses he taught in the Physics Department was an unusual one – an introduction to physics seen as part of a cultural tapestry that included astronomy, chemistry and technology as well as history and philosophy of science. It resulted in his publication of his first book, Introduction to Concepts and Theories of Physical Science, which has been called a seminal work of its kind. Its approach and structure was later incorporated in the National Curriculum Project requested by the National Science Foundation, called Harvard Project Physics. He headed it with colleagues F. James Rutherford and Fletcher Watson. It was also adapted in a number of foreign countries.
In these, as in Holton's other educational opportunities, he has been guided by the advice of Alfred North Whitehead, that “In the conditions of modern life, the rule is absolute, the race which does not value trained intelligence is doomed”. As well, he is based on his firm belief that in education a multi-cultural approach is necessary, both to help immunize against the seduction of narrowness, and to obey the moral imperative to foster a liberal education. For the same reason, Holton wrote extensively against what he considered to be the destructive excesses of Postmodernists in their writings on science.
Holton's service at Harvard included chairmanship of the Concentration on Physics and Chemistry, of the initial General Education Course, membership on the Faculty Council, and on the advisory board of the Radcliffe Institute for Independent Study. From 1976 to 1982 he was concurrently visiting professor at the Massachusetts Institute of Technology, as a founding faculty member of the Program on Science, Technology and Society. At various times he was visiting professor at the Institute for Advanced Study at Princeton; New York University; Leningrad University; Imperial College, London; University of Rome; CNRS-Paris; and invited lecturer in China and Japan.
Daedalus
In 1956, having been elected as Fellow of the American Academy of Arts and Sciences, Holton was asked to be the Association's editor. For a couple of years before, the academy had been publishing an experimental, annual, in-house volume called Daedalus, distributed to its members. He accepted the request and edited the journal 1958–1961 before turning the position over to Stephen Graubard. Holton used this opportunity to transform Daedalus into a publicly available, quarterly journal. As he put it in his first issue, his vision for the journal aimed "to give the intellectual community a strong voice of its own", and to "lift each of us above our individual cell in the labyrinth of learning", so as "to see the entire structure". The journal served as adult education and several issues looked ahead at problems on the horizon that would have an effect on public policy, such as those on "Arms Control and Disarmament", on "The Woman in America", on African Americans, and on "Ethical Aspects of Experimentation with Human Subjects".Einstein Archive and ''Thematic Origins of Scientific Thought''
In 1955, another unexpected event occurred, one which caused Holton to make an important turn in his studies. When Albert Einstein died on April 18, 1955, Professor Philipp Frank, Holton's colleague in the Physics Department and proponent of the American continuation of the Vienna Circle's philosophy of science, suggested that a memorial occasion should be arranged, and that as one part Holton should present the history of Einstein's achievements. But Holton found that apart from Einstein's own essays there was then still little solid scholarship on this topic.With Professor Frank's recommendation, Holton went to the Princeton Institute for Advanced Study, where Einstein's enormous and largely unstudied correspondence and manuscripts were kept, still under the supervision of Einstein's long-time secretary, Helen Dukas. This excursion resulted in Holton, on and off for two years, helping to make the haphazard collection into an archive usable by scholars, while he, reading through the collection, was learning from it how to see its historical value. Over the years that followed, Holton's researches on Einstein occupied a large part of his publications. Eventually, this initiative helped launch an academic industry analogous to the ones concerned with Newton and Darwin. But as a scholar in this field, Tetsu Hiroshige, wrote, someone had to take a "first step".
While studying the rich contents of Einstein's collection, Holton came to realize a fact that led to a new and fruitful part of his researches on this and other scientists. As shown in Einstein's work, Einstein brilliantly but silently drew again and again from a set of fundamental guiding concepts that were neither verifiable nor falsifiable. These concepts included, in his theory construction, the primacy of the search for unity; invariance; formal rather than materialistic explanation; logical parsimony; symmetry; the continuum, causality, and completeness. In addition, their contraries held by other scientists, such as acausality and uncertainty, were strongly opposed.
Holton called all such motivating concepts Themata. He found these crucial, style-defining and differing thematic sets to be also at the core of research of many other scientists, from antiquity to Johannes Kepler to Niels Bohr. This insight was later used as well by other historians of science, and by scholars in other fields. His findings led Holton to the publication of his book, Thematic Origins of Scientific Thought.
Different sets of themata were and are being held by individual scientists, as their subjects advanced over time. In that respect, this concept differs profoundly from the idea of a series of incommensurable, non-progressive, so-called “scientific paradigms” as described by Thomas Kuhn in his The Structure of Scientific Revolutions. Each of those paradigms, in turn, was said to pervade the whole social group of scientists at a given time and in the same way—as is disproved even by the famous mutual oppositions between contemporaries such as Einstein, Schroedinger, and Heisenberg.