# Poincaré conjecture

In mathematics, the

**Poincaré conjecture**is a theorem about the characterization of the 3-sphere, which is the hypersphere that bounds the unit ball in four-dimensional space.

The conjecture states: An equivalent form of the conjecture involves a coarser form of equivalence than homeomorphism called homotopy equivalence: if a 3-manifold is

*homotopy equivalent*to the 3-sphere, then it is necessarily

*homeomorphic*to it.

Originally conjectured by Henri Poincaré, the theorem concerns a space that locally looks like ordinary three-dimensional space but is connected, finite in size, and lacks any boundary. The Poincaré conjecture claims that if such a space has the additional property that each loop in the space can be continuously tightened to a point, then it is necessarily a three-dimensional sphere. The analogous conjectures for all higher dimensions had already been proved.

After nearly a century of effort by mathematicians, Grigori Perelman presented a proof of the conjecture in three papers made available in 2002 and 2003 on arXiv. The proof built upon the program of Richard S. Hamilton to use the Ricci flow to attempt to solve the problem. Hamilton later introduced a modification of the standard Ricci flow, called

*Ricci flow with surgery*to systematically excise singular regions as they develop, in a controlled way, but was unable to prove this method "converged" in three dimensions. Perelman completed this portion of the proof. Several teams of mathematicians verified that Perelman's proof was correct.

The Poincaré conjecture, before being proved, was one of the most important open questions in topology. In 2000, it was named one of the seven Millennium Prize Problems, for which the Clay Mathematics Institute offered a $1 million prize for the first correct solution. Perelman's work survived review and was confirmed in 2006, leading to his being offered a Fields Medal, which he declined. Perelman was awarded the Millennium Prize on March 18, 2010. On July 1, 2010, he turned down the prize, saying that he believed his contribution in proving the Poincaré conjecture was no greater than Hamilton's., the Poincaré conjecture is the only solved Millennium problem.

On December 22, 2006, the journal

*Science*honored Perelman's proof of the Poincaré conjecture as the scientific "Breakthrough of the Year", the first time this honor was bestowed in the area of mathematics.

## History

### Poincaré's question

At the beginning of the 20th century, Henri Poincaré was working on the foundations of topology—what would later be called combinatorial topology and then algebraic topology. He was particularly interested in what topological properties characterized a sphere.Poincaré claimed in 1900 that homology, a tool he had devised based on prior work by Enrico Betti, was sufficient to tell if a 3-manifold was a 3-sphere. However, in a 1904 paper he described a counterexample to this claim, a space now called the Poincaré homology sphere. The Poincaré sphere was the first example of a homology sphere, a manifold that had the same homology as a sphere, of which many others have since been constructed. To establish that the Poincaré sphere was different from the 3-sphere, Poincaré introduced a new topological invariant, the fundamental group, and showed that the Poincaré sphere had a fundamental group of order 120, while the 3-sphere had a trivial fundamental group. In this way he was able to conclude that these two spaces were, indeed, different.

In the same paper, Poincaré wondered whether a 3-manifold with the homology of a 3-sphere and also trivial fundamental group had to be a 3-sphere. Poincaré's new condition—i.e., "trivial fundamental group"—can be restated as "every loop can be shrunk to a point."

The original phrasing was as follows:

Poincaré never declared whether he believed this additional condition would characterize the 3-sphere, but nonetheless, the statement that it does is known as the Poincaré conjecture. Here is the standard form of the conjecture:

Note that "closed" here means, as customary in this area, the condition of being compact in terms of set topology, and also without boundary.

### Attempted solutions

This problem seemed to lie dormant until J. H. C. Whitehead revived interest in the conjecture, when in the 1930s he first claimed a proof and then retracted it. In the process, he discovered some examples of simply-connected non-compact 3-manifolds not homeomorphic to, the prototype of which is now called the Whitehead manifold.In the 1950s and 1960s, other mathematicians attempted proofs of the conjecture only to discover that they contained flaws. Influential mathematicians such as Georges de Rham, R. H. Bing, Wolfgang Haken, Edwin E. Moise, and Christos Papakyriakopoulos attempted to prove the conjecture. In 1958 Bing proved a weak version of the Poincaré conjecture: if every simple closed curve of a compact 3-manifold is contained in a 3-ball, then the manifold is homeomorphic to the 3-sphere. Bing also described some of the pitfalls in trying to prove the Poincaré conjecture.

Włodzimierz Jakobsche showed in 1978 that, if the Bing–Borsuk conjecture is true in dimension 3, then the Poincaré conjecture must also be true.

Over time, the conjecture gained the reputation of being particularly tricky to tackle. John Milnor commented that sometimes the errors in false proofs can be "rather subtle and difficult to detect." Work on the conjecture improved understanding of 3-manifolds. Experts in the field were often reluctant to announce proofs, and tended to view any such announcement with skepticism. The 1980s and 1990s witnessed some well-publicized fallacious proofs.

An exposition of attempts to prove this conjecture can be found in the non-technical book

*Poincaré's Prize*by George Szpiro.

### Dimensions

The classification of closed surfaces gives an affirmative answer to the analogous question in two dimensions. For dimensions greater than three, one can pose the Generalized Poincaré conjecture: is a homotopy*n*-sphere homeomorphic to the

*n*-sphere? A stronger assumption is necessary; in dimensions four and higher there are simply-connected, closed manifolds which are not homotopy equivalent to an

*n*-sphere.

Historically, while the conjecture in dimension three seemed plausible, the generalized conjecture was thought to be false. In 1961 Stephen Smale shocked mathematicians by proving the Generalized Poincaré conjecture for dimensions greater than four and extended his techniques to prove the fundamental h-cobordism theorem. In 1982 Michael Freedman proved the Poincaré conjecture in four dimensions. Freedman's work left open the possibility that there is a smooth four-manifold homeomorphic to the four-sphere which is not diffeomorphic to the four-sphere. This so-called smooth Poincaré conjecture, in dimension four, remains open and is thought to be very difficult. Milnor's exotic spheres show that the smooth Poincaré conjecture is false in dimension seven, for example.

These earlier successes in higher dimensions left the case of three dimensions in limbo. The Poincaré conjecture was essentially true in both dimension four and all higher dimensions for substantially different reasons. In dimension three, the conjecture had an uncertain reputation until the geometrization conjecture put it into a framework governing all 3-manifolds. John Morgan wrote:

### Hamilton's program and Perelman's solution

Hamilton's program was started in his 1982 paper in which he introduced the Ricci flow on a manifold and showed how to use it to prove some special cases of the Poincaré conjecture. In the following years he extended this work, but was unable to prove the conjecture. The actual solution was not found until Grigori Perelman published his papers.In late 2002 and 2003 Perelman posted three papers on the arXiv. In these papers he sketched a proof of the Poincaré conjecture and a more general conjecture, Thurston's geometrization conjecture, completing the Ricci flow program outlined earlier by Richard S. Hamilton.

From May to July 2006, several groups presented papers that filled in the details of Perelman's proof of the Poincaré conjecture, as follows:

- Bruce Kleiner and John W. Lott posted a paper on the arXiv in May 2006 which filled in the details of Perelman's proof of the geometrization conjecture, following partial versions which had been publicly available since 2003. Their manuscript was published in the journal "Geometry and Topology" in 2008. A small number of corrections were made in 2011 and 2013; for instance, the first version of their published paper made use of an incorrect version of Hamilton's compactness theorem for Ricci flow.
- Huai-Dong Cao and Xi-Ping Zhu published a paper in the June 2006 issue of the
*Asian Journal of Mathematics*with an exposition of the complete proof of the Poincaré and geometrization conjectures. The opening paragraph of their paper stated - John Morgan and Gang Tian posted a paper on the arXiv in July 2006 which gave a detailed proof of just the Poincaré Conjecture and expanded this to a book.

On August 22, 2006, the ICM awarded Perelman the Fields Medal for his work on the conjecture, but Perelman refused the medal.

John Morgan spoke at the ICM on the Poincaré conjecture on August 24, 2006, declaring that "in 2003, Perelman solved the Poincaré Conjecture."

In December 2006, the journal

*Science*honored the proof of Poincaré conjecture as the Breakthrough of the Year and featured it on its cover.

## Ricci flow with surgery

Hamilton's program for proving the Poincaré conjecture involves first putting a Riemannian metric on the unknown simply connected closed 3-manifold. The basic idea is to try to "improve" this metric; for example, if the metric can be improved enough so that it has constant positive curvature, then according to classical results in Riemannian geometry, it must be the 3-sphere. Hamilton prescribed the "Ricci flow equations" for improving the metric;where

*g*is the metric and

*R*its Ricci curvature, and one hopes that as the time

*t*increases the manifold becomes easier to understand. Ricci flow expands the negative curvature part of the manifold and contracts the positive curvature part.

In some cases Hamilton was able to show that this works; for example, his original breakthrough was to show that if the Riemannian manifold has positive Ricci curvature everywhere, then the above procedure can only be followed for a bounded interval of parameter values, with, and more significantly, that there are numbers such that as, the Riemannian metrics smoothly converge to one of constant positive curvature. According to classical Riemannian geometry, the only simply-connected compact manifold which can support a Riemannian metric of constant positive curvature is the sphere. So, in effect, Hamilton showed a special case of the Poincaré conjecture:

*if*a compact simply-connected 3-manifold supports a Riemannian metric of positive Ricci curvature, then it must be diffeomorphic to the 3-sphere.

If, instead, one only has an arbitrary Riemannian metric, the Ricci flow equations must lead to more complicated singularities. Perelman's major achievement was to show that, if one takes a certain perspective, if they appear in finite time, these singularities can only look like shrinking spheres or cylinders. With a quantitative understanding of this phenomena, he cuts the manifold along the singularities, splitting the manifold into several pieces, and then continues with the Ricci flow on each of these pieces. This procedure is known as Ricci flow with surgery.

Perelman provided a separate argument based on curve shortening flow to show that, on a simply-connected compact 3-manifold, any solution of the Ricci flow with surgery becomes extinct in finite time. An alternative argument, based on the min-max theory of minimal surfaces and geometric measure theory, was provided by Tobias Colding and William Minicozzi. Hence, in the simply-connected context, the above finite-time phenomena of Ricci flow with surgery is all that is relevant. In fact, this is even true if the fundamental group is a free product of finite groups and cyclic groups.

This condition on the fundamental group turns out to be necessary and sufficient for finite time extinction. It is equivalent to saying that the prime decomposition of the manifold has no acyclic components, and turns out to be equivalent to the condition that all geometric pieces of the manifold have geometries based on the two Thurston geometries

*S*

^{2}×

**R**and

*S*

^{3}. In the context that one makes no assumption about the fundamental group whatsoever, Perelman made a further technical study of the limit of the manifold for infinitely large times, and in so doing, proved Thurston's geometrization conjecture: at large times the manifold has a thick-thin decomposition, whose thick piece has a hyperbolic structure, and whose thin piece is a graph manifold. Due to Perelman's and Colding and Minicozzi's results, however, these further results are unnecessary in order to prove the Poincaré conjecture.

## Solution

On November 13, 2002, Russian mathematician Grigori Perelman posted the first of a series of three eprints on arXiv outlining a solution of the Poincaré conjecture. Perelman's proof uses a modified version of a Ricci flow program developed by Richard S. Hamilton. In August 2006, Perelman was awarded, but declined, the Fields Medal for his proof. On March 18, 2010, the Clay Mathematics Institute awarded Perelman the $1 million Millennium Prize in recognition of his proof. Perelman rejected that prize as well.Perelman proved the conjecture by deforming the manifold using the Ricci flow. The Ricci flow usually deforms the manifold towards a rounder shape, except for some cases where it stretches the manifold apart from itself towards what are known as singularities. Perelman and Hamilton then chop the manifold at the singularities causing the separate pieces to form into ball-like shapes. Major steps in the proof involve showing how manifolds behave when they are deformed by the Ricci flow, examining what sort of singularities develop, determining whether this surgery process can be completed and establishing that the surgery need not be repeated infinitely many times.

The first step is to deform the manifold using the Ricci flow. The Ricci flow was defined by Richard S. Hamilton as a way to deform manifolds. The formula for the Ricci flow is an imitation of the heat equation which describes the way heat flows in a solid. Like the heat flow, Ricci flow tends towards uniform behavior. Unlike the heat flow, the Ricci flow could run into singularities and stop functioning. A singularity in a manifold is a place where it is not differentiable: like a corner or a cusp or a pinching. The Ricci flow was only defined for smooth differentiable manifolds. Hamilton used the Ricci flow to prove that some compact manifolds were diffeomorphic to spheres and he hoped to apply it to prove the Poincaré Conjecture. He needed to understand the singularities.

Hamilton created a list of possible singularities that could form but he was concerned that some singularities might lead to difficulties. He wanted to cut the manifold at the singularities and paste in caps, and then run the Ricci flow again, so he needed to understand the singularities and show that certain kinds of singularities do not occur. Perelman discovered the singularities were all very simple: essentially three-dimensional cylinders made out of spheres stretched out along a line. An ordinary cylinder is made by taking circles stretched along a line. Perelman proved this using something called the "Reduced Volume" which is closely related to an eigenvalue of a certain elliptic equation.

Sometimes an otherwise complicated operation reduces to multiplication by a scalar. Such numbers are called eigenvalues of that operation. Eigenvalues are closely related to vibration frequencies and are used in analyzing a famous problem: can you hear the shape of a drum? Essentially an eigenvalue is like a note being played by the manifold. Perelman proved this note goes up as the manifold is deformed by the Ricci flow. This helped him eliminate some of the more troublesome singularities that had concerned Hamilton, particularly the cigar soliton solution, which looked like a strand sticking out of a manifold with nothing on the other side. In essence Perelman showed that all the strands that form can be cut and capped and none stick out on one side only.

Completing the proof, Perelman takes any compact, simply connected, three-dimensional manifold without boundary and starts to run the Ricci flow. This deforms the manifold into round pieces with strands running between them. He cuts the strands and continues deforming the manifold until eventually he is left with a collection of round three-dimensional spheres. Then he rebuilds the original manifold by connecting the spheres together with three-dimensional cylinders, morphs them into a round shape and sees that, despite all the initial confusion, the manifold was in fact homeomorphic to a sphere.

One immediate question posed was how one could be sure that infinitely many cuts weren't necessary. This was raised due to the cutting potentially progressing forever. Perelman proved this can't happen by using minimal surfaces on the manifold. A minimal surface is essentially a soap film. Hamilton had shown that the area of a minimal surface decreases as the manifold undergoes Ricci flow. Perelman verified what happened to the area of the minimal surface when the manifold was sliced. He proved that eventually the area is so small that any cut after the area is that small can only be chopping off three-dimensional spheres and not more complicated pieces. This is described as a battle with a Hydra by Sormani in Szpiro's book cited below. This last part of the proof appeared in Perelman's third and final paper on the subject.