Foundation (novel series)


The Foundation series is a science fiction novel series written by American author Isaac Asimov. First published as a series of short stories and novellas in 1942–1950, and subsequently in three novels in 1951–1953, for nearly thirty years the series was widely known as The Foundation Trilogy: Foundation, Foundation and Empire, and Second Foundation. It won the one-time Hugo Award for "Best All-Time Series" in 1966. Asimov later added new volumes, with two sequels, Foundation's Edge and Foundation and Earth, and two prequels, Prelude to Foundation and Forward the Foundation.
The premise of the stories is that in the waning days of a future Galactic Empire, the mathematician Hari Seldon devises the theory of psychohistory, a new and effective mathematics of sociology. Using statistical laws of mass action, it can predict the future of large populations. Seldon foresees the imminent fall of the Empire, which encompasses the entire Milky Way, and a dark age lasting 30,000 years before a second empire arises. Although the momentum of the Empire's fall is too great to stop, Seldon devises a plan by which "the onrushing mass of events must be deflected just a little" to eventually limit this interregnum to just one thousand years. The novels describe some of the dramatic events of those years as they are shaped by the underlying political and social mechanics of Seldon's Plan.

Publication history

Original stories

The original trilogy of novels collected a series of eight short stories and novellas published in Astounding Science-Fiction magazine between May 1942 and January 1950. According to Asimov, the premise was based on ideas in Edward Gibbon's History of the Decline and Fall of the Roman Empire, and was invented spontaneously on his way to meet with editor John W. Campbell, with whom he developed the concepts of the collapse of the Galactic Empire, the civilization-preserving Foundations, and psychohistory. Asimov wrote these early stories in his West Philadelphia apartment when he worked at the Philadelphia Naval Yard.

''Foundation'' trilogy

The first four stories were collected, along with a new introductory story, and published by Gnome Press in 1951 as Foundation. The later stories were published in pairs by Gnome as Foundation and Empire and Second Foundation, resulting in the "Foundation Trilogy", as the series is still known.

Later sequels and prequels

In 1981, Asimov was persuaded by his publishers to write a fourth novel, which became Foundation's Edge. Four years later, Asimov followed up with another sequel, Foundation and Earth, which was followed by the prequels Prelude to Foundation and Forward the Foundation, published after his death in 1992.
During the two-year lapse between writing the sequels and prequels, Asimov had tied in his Foundation series with his various other series, creating a single unified universe. The basic link is mentioned in Foundation and Earth: an obscure myth about a first wave of space settlements with robots and then a second without. The idea is the one developed in Robots of Dawn, which, in addition to showing the way that the second wave of settlements was to be allowed, illustrates the benefits and shortcomings of the first wave of settlements and their so-called C/Fe culture. In this same book, the word psychohistory is used to describe the nascent idea of Seldon's work. Some of the drawbacks to this style of colonization, also called Spacer culture, are also exemplified by the events described all the way back in 1957's The Naked Sun. The link between the Robot and Foundation universes was tightened by letting the robot R. Daneel Olivaw – originally introduced in The Caves of Steel – live on for tens of thousands of years and play a major role behind the scenes in both the Galactic Empire in its heyday and in the rise of the two Foundations to take its place.

Development and themes

The early stories were inspired by Edward Gibbon's The History of the Decline and Fall of the Roman Empire. The plot of the series focuses on the growth and reach of the Foundation, against a backdrop of the "decline and fall of the Galactic Empire." The themes of Asimov's stories were also influenced by the political tendency in science fiction fandom, associated with the Futurians, known as Michelism.
The focus of the novels are the trends through which a civilization might progress, specifically seeking to analyze their progress, using history as a precedent. Although many science fiction novels such as Nineteen Eighty-Four or Fahrenheit 451 do this, their focus is on how current trends in society might come to fruition and they act as a moral allegory of the modern world. The Foundation series, on the other hand, looks at the trends in a wider scope, dealing with societal evolution and adaptation rather than the human and cultural qualities at one point in time. In this Asimov followed the model of Thucydides' work The History of the Peloponnesian War, as he once acknowledged.
Asimov tried to end the series with Second Foundation. However, because of the predicted thousand years until the rise of the next Empire, the series lacked a sense of closure. For decades, fans pressured him to write a sequel. In 1982, after a 30-year hiatus, Asimov gave in and wrote what was at the time a fourth volume: Foundation's Edge. This was followed shortly thereafter by Foundation and Earth. This novel, which takes place some 500 years after Seldon, ties up all the loose ends and ties all his Robot, Empire, and Foundation novels into a single story. He also opens a brand new line of thought in the last dozen pages regarding Galaxia, a galaxy inhabited by a single collective mind. This concept was never explored further. According to his widow Janet Asimov, he had no idea how to continue after Foundation and Earth, so he started writing the prequels.

Asimov's imprecise future history

In the spring of 1955, Asimov published a future history of humanity in the pages of Thrilling Wonder Stories magazine based upon his thought processes concerning the Foundation universe at that point in his life. According to the publication, "the scheme was not originally worked out as a consistent pattern and only includes about one-quarter of his total writings". Because of this, the dating in the Foundation series is approximate and inconsistent.
Asimov estimates that his Foundation series takes place nearly 50,000 years into the future, with Hari Seldon born in 47,000 CE. Around this time, the future emperor Cleon I is born in the imperial capital Trantor, 78 years before the Foundation Era and the events of the original Foundation trilogy. After Cleon inherits the crown, the mathematician Hari Seldon comes to Trantor from Helicon to deliver his theory of psychohistory that predicts the fall of the empire, which triggers the events of Prelude to Foundation. Forward the Foundation picks up the story a few years later, with the emperor being assassinated and Seldon retiring from politics.
At the start of the Foundation Era, the events of the original Foundation novel take place, and the in-universe Foundation Era truly begins. According to Asimov, he intended this to take place around the year 47000 CE, with the Empire in decay as it battles the rising Foundation, who emerges as the dominant power a few centuries later. Thus begins the events of the Foundation and Empire, which include the unpredicted rise of the Mule, who defeats the Foundation thanks to his mutant abilities. The events of Second Foundation chronicle the titular Second Foundation's search and defeat of the Mule, and their conflict with the remnants of the original Foundation, averting the Dark Age. Asimov estimates that the Mule rises and falls somewhere around 47300 CE.
Foundation's Edge takes place 500 years after the establishment of the Foundation, outside of the original trilogy of novels. Foundation and Earth follows immediately after, with humanity choosing and justifying a third path distinct from the opposing visions of the two Foundations. According to Asimov, the Second Galactic Empire is established 48000 CE, 1000 years after the events of the first novel.
Asimov himself commented that his fiction's internal history was "actually made up ad hoc. My cross-references in the novels are thrown in as they occur to me and did not come from a systemized history.... If some reader checks my stories carefully and finds that my dating is internally inconsistent, I can only say I'm not surprised."

Prequel trilogy after Asimov's death

A second Foundation trilogy of prequels was written after Asimov's death by three authors, authorized by the Asimov estate. These were Foundation's Fear by Gregory Benford, Foundation and Chaos by Greg Bear, and Foundation's Triumph by David Brin.

Cultural impact

Impact in nonfiction

In Learned Optimism, psychologist Martin Seligman identifies the Foundation series as one of the most important influences in his professional life, because of the possibility of predictive sociology based on psychological principles. He also lays claim to the first successful prediction of a major historical event, in the 1988 US elections, and he specifically attributes this to a psychological principle.
In his 1996 book To Renew America, U.S. House Speaker Newt Gingrich wrote that he was influenced by reading the Foundation trilogy in high school.
Paul Krugman, winner of the 2008 Nobel Memorial Prize in Economic Sciences, credits the Foundation series with turning his mind to economics, as the closest existing science to psychohistory.
Stating that it "offers a useful summary of some of the dynamics of far-flung imperial Rome", Carl Sagan in 1978 listed the Foundation series as an example of how science fiction "can convey bits and pieces, hints and phrases, of knowledge unknown or inaccessible to the reader". In the nonfiction PBS series Cosmos: A Personal Voyage, Sagan referred to an Encyclopedia Galactica in the episodes "Encyclopaedia Galactica" and "Who Speaks for Earth".