Democratic backsliding


Democratic backsliding is a form of autocratization, a process of regime change toward authoritarianism in which the exercise of political power becomes less limited and more arbitrary and repressive. Democratic backsliding specifically assumes a starting point of a democratic system. The process typically restricts the space for public contest and political participation in the process of government selection. Democratic backsliding involves the weakening of democratic institutions, such as the peaceful transition of power or free and fair elections, or the violation of individual rights that underpin democracies, especially freedom of expression. Democratic backsliding is the opposite of democratization.
Democratic backsliding is a gradual process, composed of instances of decline. It is not sudden nor dramatic, and typically follows legal processes to weaken democratic institutions. The categorizes these events of erosion into precursors, symptoms, acts of resistance to backsliding, and destabilizing events.
Proposed causes of democratic backsliding include economic inequality, rampant culture wars, culturally conservative reactions to societal changes, populist or personalist politics, and external influence from great power politics. Economic inequality is strongly associated with democratic backsliding in the 21st century, even in wealthy democracies. During crises, backsliding can occur when leaders impose autocratic rules during states of emergency that are either disproportionate to the severity of the crisis or remain in place after the situation has improved.
During the Cold War, democratic backsliding occurred most frequently through coups. Since the end of the Cold War, democratic backsliding has occurred more frequently through the election of personalist leaders or parties who subsequently dismantle democratic institutions. During the third wave of democratization in the late twentieth century, many new, weakly institutionalized democracies were established; these regimes have been most vulnerable to democratic backsliding. The third wave of autocratization has been ongoing since 2010 after the Great Recession, when the number of liberal democracies was at an all-time high. More than half of all autocratization episodes over 1900–2023 have a U-turn shape in which the autocratization is closely followed by and linked to subsequent democratization.

Manifestations

Democratic backsliding occurs when essential components of democracy are threatened. Examples of democratic backsliding include:
Democratic backsliding can occur in several common ways. Backsliding is often led by democratically elected leaders, who use "incremental rather than revolutionary" tactics. As emphasized by Steven Levitsky and Daniel Ziblatt, it is difficult to pinpoint a single specific moment at which a government is no longer democratic, given that this process of decline manifests "slowly, in barely visible steps". Ozan Varol uses the phrase stealth authoritarianism to describe the practice of an authoritarian leader using "seemingly legitimate legal mechanisms for anti-democratic ends ... concealing anti-democratic practices under the mask of law." Together with Juan Linz, Levitsky and Ziblatt developed and agreed upon their "litmus test", which includes what they believe to be the four key indicators of authoritarian behavior. These four factors are: rejection of democratic rules of the system, denial of the legitimacy of political opponents, toleration or encouragement of violence, and readiness to curtail civil liberties of opponents, including media. Varol describes the manipulation of libel laws, electoral laws, or "terrorism" laws as tools to target or discredit political opponents, and the employment of democratic rhetoric as a distraction from anti-democratic practices, as manifestations of stealth authoritarianism. In addition to these key signs derived from the behavior of leaders, Samuel P. Huntington also describes culture as a main contributor to democratic backsliding, and goes on to argue that certain cultures are particularly hostile to democracy, but they do not necessarily prohibit democratization. Fabio Wolkenstein also cautions that some measures taken to weaken democracy can shift or concentrate power in longer-lasting ways that may not be easily reversed in the next election.

Promissory coups

In a promissory coup, an incumbent elected government is deposed in a coup d'état by coup leaders who claim to defend democracy and promise to hold elections to restore democracy. In these situations, coup-makers emphasize the temporary and necessary nature of their intervention to ensure democracy in the future. This is unlike the more open-ended coups that occurred during the Cold War. Political scientist Nancy Bermeo says that "The share of successful coups that falls into the promissory category has risen significantly, from 35 percent before 1990 to 85 percent afterward." Examining 12 promissory coups in democratic states between 1990 and 2012, Bermeo found that "Few promissory coups were followed quickly by competitive elections, and fewer still paved the way for improved democracies."

Executive aggrandizement

In political science, executive aggrandizement refers to the expansion of the leader's power beyond the "checks and balances" provided by the legislature and the judiciary, or by interfering with the independence of the public service. Even a legitimately elected leader can undermine democracy or cause a democratic backlash by using government resources to weaken his political opposition.
This process contains a series of institutional changes by elected executives, impairing the ability of the political opposition to challenge the government and hold it to account. The most important feature of executive aggrandizement is that the institutional changes are made through legal channels, making it seem as if the elected official has a democratic mandate. Some examples of executive aggrandizement are the decline of media freedom and the weakening of the rule of law, such as when judicial autonomy is threatened.
File:Bundesarchiv Bild 102-14439, Rede Adolf Hitlers zum Ermächtigungsgesetz.jpg|thumb|Hitler gives a speech to the Reichstag in support of the Enabling Act. The collapse of the Weimar Republic into Nazi Germany is perhaps the most infamous example of democratic backsliding. |260x260px
Over time, there has been a decline in active coups and self-coups and an increase in executive aggrandizement. Political scientist Nancy Bermeo notes that executive aggrandizement occurs over time, through institutional changes legitimized through legal means, such as new constituent assemblies, referendums, or "existing courts or legislatures... in cases where supporters of the executive gain majority control of such bodies." Bermeo notes that these methods mean that the aggrandizement of the executive "can be framed as having resulted from a democratic mandate." Populist rhetoric, which frames the executive as the sole legitimate representative of the people, has been shown to increase public support for executive aggrandizing actions. Executive aggrandizement is characterized by the presence of distress in axes of democracy, including institutional or horizontal accountability; and executive or discursive accountability.

Legislative authoritarianism

Legislative authoritarianism is the use of elected legislatures to consolidate power and undermine democratic accountability while upholding formal democratic processes. Governments pursuing democratic backsliding increasingly depend on legislatures to enact laws that limit opposition participation, erode oversight institutions, or solidify the power of ruling parties in the political system rather than avoiding parliaments. The swift enactment of complicated laws, restrictions on parliamentary debate, diminished authority for minority parties, and the reorganization of legislative committees to support ruling coalitions are some examples of these tactics.
Because legislative authoritarianism operates through legally sanctioned procedures and maintains the external appearance of democratic governance, scholars point out that it is particularly challenging to identify. But over time, these actions may weaken legislative checks on executive power and diminish parliaments' ability to function as autonomous forums for political debate. Rather than sudden regime change, this type of erosion is most frequently seen in instances of democratic backsliding.

Incremental election subversion

This form of democratic backsliding entails the subversion of free and fair elections by, for example, blocking media access, disqualifying opposition candidates and voter suppression. This form of backsliding typically takes place before Election Day and now tends to be done in a slower and more incremental way that the changes may even seem not urgent to counter, making it tougher for watchdogs like the media to find and broadcast the cumulative threat of all the mostly small, but significant misconducts. While the accumulation of power is more likely to start with this slower linear progression, it can accelerate once voter power seems too divided or weakened to repair all the damage done to institutions.

Causes and characteristics

The V-Party Dataset demonstrated a greater statistical significance of autocratization for victorious parties with very high populism, high anti-pluralism, lack of commitment to the democratic process, and incitement or acceptance of political violence.